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Home > Banking Division > Licensee Enforcement Activity
2006 Licensee Enforcement Activity
 
2006


Final Orders

Seth Roslyn
, while employed as a registered solicitor, received funds which should have been made payable to his employer. This activity demonstrated dishonesty in violation of N.J.S.A. 17:11C-18a(5). Final Order No. E05-0291F, issued January 12, 2006, revoked the solicitor registration of Seth Roslyn, imposed a $5,000 penalty, and imposed a 10 year bar from future licensure or registration.

Richard Geck, while employed as a registered solicitor, pled guilty to one count of theft. This conduct provides for revocation pursuant to N.J.S.A. 17:11C-18. Final Order No. E05--0230, issued February 15, 2006, revoked the solicitor registration of Richard Geck, and imposed a 10 year bar from future licensure or registration.

Andre Bernard Inc. T/A M S Funding Corp.
was a licensed lender with mortgage banker authority with Maria L. Mercadante, the individual licensee. The licensee's surety bond was cancelled, and the company failed to obtain coverage in violation of N.J.S.A. 17:11C-13. Final Order No. E04-0014F, issued March 20, 2006, revoked the licenses of Andre Bernard Inc. and Maria Mercadante, and imposed a $2,500 penalty.

Olympia Mortgage Corp. was a licensed lender with mortgage banker authority whose license was surrendered November 12, 2004. Esther Pinter was the licensed individual. The company failed to pay the cost for the official examination of the business in violation of N.J.S.A. 17:11C-42(a). Final Order No. E05-0090F, issued March 20, 2006, suspended the licenses of Olympia Mortgage Corp. and Esther Pinter, and imposed a penalty of $5,000.

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