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  REGULATIONS  
 

Regulations will be established in accordance with N.J.S.A. 5:12-69g.

CHAPTER
NAME
Chapter 69C Casino Licensees
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Subchapter 1. General Provisions
Subchapter 2. Persons Required to be Licensed or Qualified
Subchapter 3. Standards for Licensure or Qualification
Subchapter 4. Financial Stability of Casino Licensees and Applicants
Subchapter 5. Investigation Requirements
Subchapter 5A. Designation of Qualifiers and Waiver From Qualification
Subchapter 5B. Qualification of Financial Backers
Subchapter 6. Casino Hotel Facility Requirements
Subchapter 7. Operation Certificate
Subchapter 8. Continuing Obligations of Casino Licensees and Qualifiers
Subchapter 9. Employment Requirements
Subchapter 10. Requirements for Doing Business with Vendors
Subchapter 11. Casino License Retention
Subchapter 12. and 13. (RESERVED)
Subchapter 14. Advertising
Subchapter 15. Entertainment, Filming or Photography
Subchapter 16. Underage Gaming
   
Subchapter 1. General Provisions
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13:69C-1.1 Applicability of rules to noncorporate entities
13:69C-1.2 Casino operation
13:69C-1.3 Grounds for disciplinary action
     
Subchapter 2. Persons Required to be Licensed or Qualified
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13:69C-2.1 Persons required to be licensed
13:69C-2.2 Persons required to be qualified
13:69C-2.3 Notification of anticipated or actual changes in directors, officers or equivalent qualifiers of casino licensees and holding companies
13:69C-2.4 Notification of new financial sources
13:69C-2.5 Notification concerning certain new qualifiers of holding companies and new qualifying entities
13:69C-2.6 Qualification of new directors, officers or other qualifiers of a casino licensee
13:69C-2.7 Qualification of new directors, officers or other qualifiers or a holding company
13:69C-2.7A Continuing qualification
13:69C-2.8 Issuance of transfer of interests
13:69C-2.9 Holding companies, intermediary companies, entity qualifiers and subsidiaries
   
Subchapter 3. Standards for Licensure or Qualification
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13:69C-3.1 (RESERVED)
13:69C-3.2 Applicable standards
   
Subchapter 4. Financial Stability of Casino Licensees and Applicants
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13:69C-4.1 Definitions
13:69C-4.2 Financial stability
13:69C-4.3 Material debt transactions and continuing assessment of financial condition
13:69C-4.4 Continuing financial stability reporting requirements
13:69C-4.5 Failure to demonstrate financial stability
     
Subchapter 5.

Investigation Requirements
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13:69C-5.1 General investigative standards
13:69C-5.2 Continuing licensure
13:69C-5.3 Materials required to be submitted in connection with a casino license
13:69C-5.4 Petitions for Waiver
13:69C-5.5 Petitions for statements of compliance
   
Subchapter 5A. Designation of Qualifiers and Waiver From Qualification
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13:69C-5A.1 Exceptions to qualification
     
Subchapter 5B. Qualification of Financial Backers
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13:69C-5B.1 Qualification of financial backers and others delineated in N.J.S.A. 5:1285.1e
     
Subchapter 6. Casino Hotel Facility Requirements
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13:69C-6.1 Definitions
13:69C-6.2 The casino hotel
13:69C-6.3 Declaratory rulings as to proposed casino hotel facilities
13:69C-6.4 Casino facilities
     
Subchapters 7. Operation Certification
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13:69C-7.1 Standards for issuance
13:69C-7.2 Test period
13:69C-7.3 Floor plans of the casino floor, casino simulcasting facility and any restricted areas
13:69C-7.4 Master lists of approved slot machines and table games; movement of gaming equipment; amendments of operation certificates upon filing of updated master lists
13:69C-7.5 Effective date; duration
13:69C-7.6 Amendment to conform to approved changes
13:69C-7.7 Temporary amendments for pit and slot zone reconfigurations or reconstitutions
13:69C-7.8 Access to public and restricted areas
     
Subchapters 8. Continuing Obligations of Casino Licensees and Qualifiers
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13:69C-8.1 Minutes of meetings of boards and committees
13:69C-8.2 Governing documents
13:69C-8.3 Profit sharing agreements
13:69C-8.4 Financial statements and projections
13:69C-8.5 Tax return filings
13:69C-8.6 Securities filings
13:69C-8.7 Annual reports
13:69C-8.8 Compliance system
13:69A-12.9 Failure to comply; consequences
     
Subchapter 9. Employment Requirements
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13:69C-9.1 Employee internal controls submission
13:69C-9.2 Obligation to terminate, suspend or refuse employment; form of notice
13:69C-9.3 Employee reporting and record keeping requirements
13:69C-9.4 and 9.5 (RESERVED)
13:69C-9.6 Notice, verification and implementation of wage execution
     
Subchapter 10. Requirements for Doing Business with Vendors
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13:69C-10.1 Requirements for doing business; Active Vendors Record; Prohibited Vendors Record
13:69C-10.2 Maintaining agreements; filing of agreements
13:69C-10.3 Review of agreements and records of agreements; termination upon disapproval
13:69C-10.4 Filing requirements: Vendor Registration Form
13:69C-10.5 Exemption from registration
13:69C-10.6 Master Purchasing and Disbursement Report
13:69C-10.7 Internal Controls
     
Subchapter 11. Casino License Retention
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13:69C-11.1 Continuing casino licensure
   
Subchapters 12. and 13. (RESERVED)
   
Subchapter 14. Advertising
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13:69C-14.1 Applicability of advertising rules
13:69C-14.2 Criteria governing advertising
13:69C-14.3 Division approval
   
Subchapter 15. Entertainment, Filming or Photography
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13:69C-15.1 Prohibited entertainment activities
   
Subchapter 16. Underage Gaming
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13:69C-16.1 Underage gaming -- violations
13:69C-16.2 Underage gaming violations -- affirmative defenses
   

 

 

 
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