| CHAPTER 3. CLASSIFICATION,
SERVICES AND COMPENSATION |
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| SUBCHAPTER 3. CLASSIFICATION |
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(a) Each position
in the career and unclassified services shall be assigned by the
Department of Personnel to a job title.
(b) Positions in the career service shall, on the basis of job
analysis, be assigned the title which:
1. Describes the duties and responsibilities to be performed
and the level of supervision exercised and received;
2. Establishes the minimum education and experience qualifications
necessary for successful performance; and
3. In State service, sets the level of compensation.
(c) Assigned job titles shall be used in all records and communications
relating to personnel and payroll, including budgets. Appointing
authorities may designate appropriate descriptive titles to be
used for other purposes, such as correspondence with the public.
(d) Titles shall be identified by language which does not specify
or imply a fixed gender.
(e) See N.J.A.C. 4A:3-3.9 for classification appeal procedures.
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(a) The Commissioner shall establish
and maintain classification plans for all job titles in the career,
senior executive and unclassified services.
(b) The classification plans shall consist of:
1. A list of job titles; and
2. A job specification for each title, which shall include
a descriptive summary of duties and responsibilities of a position
or group of positions which are sufficiently similar in content
to be assigned a job title.
(c) A single specification may be used for a title series.
In such cases, the distinction between different titles in the
series will be set forth in the specification.
(d) To the extent feasible, the same job titles shall be used
in the State and local classification plans.
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(a) The Commissioner
shall implement and administer the classification plans and in
this regard shall:
1. Classify new positions and reclassify existing positions through
job analysis;
2. Establish new titles, abolish unnecessary titles, and consolidate
titles where a single title is appropriate for the grouping of
positions with similar qualifications, authority and responsibility;
3. Modify specifications for existing titles or series to ensure
their accuracy; and
4. Notify appointing authorities and provide for notice to other
affected persons of changes in classification plans.
(b) Appointing authorities shall promptly notify the Department
of Personnel of new positions to be established, the authority
and reasons for their establishment and of all organizational changes
or changes in the duties and responsibilities of individual positions,
and such additional information as may be required.
(c) Appointing authorities shall provide the Department of Personnel
with updated organization charts on an annual basis.
(d) Positions in the career, unclassified and senior executive
services shall be subject to job audit by the Department of Personnel
to ensure accurate classification and compliance with Title 11A,
New Jersey Statutes and Title 4A, N.J.A.C.
(e) In State service, each department and autonomous agency shall
designate an individual as the agency representative, to serve
as its liaison with the Department of Personnel on all classification
and compensation matters.
(f) In State service, the agency representative shall provide
notice to affected and potentially affected negotiations representatives
upon submission of the following to the Department of Personnel.
The Department of Personnel shall verify that proper notice has
been given of each of the following:
1. Reorganizations;
2. Job content reevaluation requests;
3. Requests for new titles or title series;
4. Job specification modification requests;
5. Employee relations group changes; and
6. Establishment, modification or termination of flexitime programs,
alternate workweek programs and adjusted hours of operation.
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No person shall be
appointed or employed under a title not appropriate to the duties
to be performed nor assigned to perform duties other than those
properly pertaining to the assigned title which the employee holds,
unless otherwise provided by law or these rules.
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(a) When the duties and responsibilities
of a position change to the extent that they are no longer similar
to the duties and responsibilities set forth in the specification
and the title is no longer appropriate, the Commissioner shall
after review:
1. Reclassify the position to a more appropriate title if there
is one;
2. Establish a new title to which the position shall be reclassified;
or
3. Take other appropriate action based on the organizational
structure of the appointing authority.
(b) An appointing authority may request a classification review
by the Department of Personnel in a manner and form as determined
by the Commissioner. Such review may be initiated by the Department
of Personnel. An employee or union representative may request a
classification review in accordance with N.J.A.C. 4A:3-3.9.
(c) No reclassification of any position shall become effective
until notice is given affected permanent employees and approval
is given by the Commissioner.
1. Within 30 days of receipt of the reclassification determination,
unless extended by the Commissioner in a particular case for good
cause, the appointing authority shall either effect the required
change in the classification of an employee's position; assign
duties and responsibilities commensurate with the employee's current
title; or reassign the employee to the duties and responsibilities
to which the employee has permanent rights. Any change in the classification
of a permanent employee's position, whether promotional, demotional
or lateral, shall be effected in accordance with all applicable
rules.
2. Should an employee in the career or unclassified service in
State or local service, or an appointing authority in local service,
disagree with reclassification, an appeal may be filed in accordance
with N.J.A.C. 4A:3-3.9.
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(a) The Department
of Personnel may determine that a new title or title series is
necessary, when it is found that a new set of functions is assigned
to the position(s) being reviewed and these new functions are
not appropriately described by an existing title or title series.
(b) Requests for new titles or title series must be submitted
in writing by the appointing authority to the Department of Personnel
on a designated form. In State service, such requests shall be
submitted by the agency representative. The request must include:
1. A detailed explanation of why the new title is needed and
why an existing title cannot be used or specification modified;
2. Designation of any title to be abolished or replaced; and
3. Any other information requested by the Department of Personnel.
(c) If the Department of Personnel determines that there is
a need for a new title or title series, a new job specification
will be prepared and in State service the title will be evaluated
for compensation purposes.
(d) Pending approval by the Commissioner of a new title or title
series, the designation "Tentative Title" may be used
for affected positions. See N.J.A.C. 4A:3-4.15 for compensation
procedures in State service.
(e) In State service, appeals from a salary evaluation of a
new title will be processed in accordance with N.J.A.C. 4A:3-4.3.
(f) The effective date of the creation of a new title by the
Commissioner will be:
1. In State service:
i. The beginning of the pay period immediately after 14 days
from the date the Department of Personnel receives the new title
request and all requested information;
ii. The date of appointment to the Tentative Title; or
iii. An appropriate date as established by the Commissioner
when a classification review has been initiated by the Department
of Personnel; or
2. In local service, an appropriate date as established by the
Commissioner.
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(a) Trainee titles may be established in
State and local service to provide for entry level employment.
1. This section applies to all titles designated by the term "trainee" and
to other titles where the specification designates the application
of the trainee rule, for example, Correction Officer Recruit.
2. A single trainee title may provide entry level employment
for more than one title or title series, under appropriate circumstances.
3. In State service, trainee positions are established by
the temporary downward classification of another title.
(b) Positions in competitive trainee titles may only be filled
by regular appointments from open competitive, promotional,
regular or special reemployment lists, or, in the absence of
such lists, by provisional appointments. Positions in noncompetitive
trainee titles may only be filled by regular appointments, including
appointments from regular or special reemployment lists. Eligibility
for promotion to a trainee title shall include open competitive
requirements.
(c) Upon regular appointment, trainees must successfully complete
their working test periods.
(d) Advancement to the lowest title in the related title series,
referred to in this section as the primary title, shall take
place only upon successful completion of the training period.
The length of the training period shall be designated in the
specification for the particular trainee title. The designated
length shall not be longer than 12 months, unless otherwise
provided by law. The training period must be continuous, except
if interrupted by leave or layoff from the trainee title, and
may include provisional service in the trainee or higher related
title.
(e) The training period shall be extended, upon approval by
the Department of Personnel, beyond the time designated in the
specification when:
1. The trainee has not yet completed the working test period;
or
2. A trainee is serving provisionally and an eligible list
for the title has not yet been issued.
(f) The training period may be reduced, upon approval by the
Department of Personnel, to a shorter period than designated
in the specification when:
1. The trainee has completed the working test period;
2. The trainee meets the minimum qualifications for the primary
title; and
3. All trainees in that title in the same appointing authority
who meet these conditions are provided with a reduced training
period.
(g) The advancement of the successful, permanent trainee to
the appropriate primary title shall be accomplished without
the usual promotional examination process, but rather by reclassifying
the trainee position to an appropriate primary title and by
concurrent regular appointment of the trainee to the position.
1. To effect advancement, the appointing authority must certify
the trainee's successful completion of the training period,
and, for those primary titles requiring extra training courses
or the attainment of a proficiency standard over the trainee
title requirements, that the trainee has successfully completed
such requirements. A trainee may only receive advancement to
one of the appropriate primary titles specified for that trainee
title.
2. In State service, advancement to a primary title shall
coincide with the beginning of a pay period.
3. The inability of a permanent trainee to attain a level
of performance warranting advancement to the appropriate primary
title shall be considered cause for separation.
4. Trainees advanced to a primary title shall be required
to complete a working test period in the primary title. Trainees
who fail to successfully complete their working test period
in the primary title have no right to return to the trainee
position.
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(a) The regular appointment of an employee to the title of Police Assistant shall be in the competitive division of the career service. An employee so appointed shall meet the minimum requirements set forth in the job specification and satisfactorily complete a working test period. See N.J.A.C. 4A:4-5.2(d).
(b) Removal of an employee serving permanently in the title of Police Assistant shall be done in accordance with major disciplinary procedures. See N.J.A.C. 4A:2-2.
(c) Subject to the provisions of (d) below, an employee serving permanently in the title of Police Assistant who meets one or more of the following conditions shall be removed from the Police Assistant title for cause:
1. Unsatisfactory performance rating, notwithstanding satisfactory completion of the working test period;
2. Failure to satisfactorily complete the Police Academy Special Law Enforcement Officer Class 1 Training Program, or equivalent, provided by the appointing authority;
3. Failure to meet the criteria for promotional eligibility by the announced closing date;
4. Failure to apply for the examination for the title of Police Officer when the employee meets the criteria for promotional eligibility by the announced closing date;
5. Failure of the examination for the title of Police Officer; or
6. One or more of the general causes for discipline set forth in N.J.A.C. 4A:2-2.3.
(d) In lieu of removing the employee for cause, the appointing authority alternatively may choose to transfer the employee, in accordance with N.J.A.C. 4A:4-7.1, or otherwise move the employee, to a different, vacant title. However, under no circumstances may an employee who meets one or more of the conditions in (c) above continue to serve in the Police Assistant title.
(e) An employee serving permanently for a minimum of one year in the Police Assistant title shall be considered eligible to take a promotional examination for the title of Police Officer, provided that the employee also satisfies the criteria set forth in N.J.A.C. 4A:4-2.4 and 2.6 for promotional examinations.
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(a) In State service and in local service
upon approval of the Commissioner of Personnel, the designation "intermittent" shall
be used for those titles in the career service where work responsibilities
are characterized by unpredictable work schedules and which do
not meet the normal criteria for regular, year-round, full-time
or part-time assignments. State employees who hold full-time primary
employment in State service are not eligible to serve in an intermittent
title.
(b) In State service, employees may be subject to furlough
when due to managerial needs, the employee cannot be scheduled
for work within the next week.
1. A furlough shall not be considered a layoff, nor shall
the notice obligations or layoff rights set forth in N.J.A.C.
4A:8 be applicable to intermittent employees subject to furlough.
However, reasonable advance written notice shall be given to
furloughed employees.
2. Furloughing shall be done in the inverse order of seniority
in the designated work unit based on official records at the
end of the last pay period. Prior to use by the appointing authority,
designated work units must be submitted to and approved by the
Department of Personnel.
3. Recall from furlough shall be made in seniority order from
among furloughed employees assigned to the designated work unit.
Employees who hold full-time primary employment in State service
are exempt from the recall provision.
4. In case of equal seniority, the tie shall be broken based
on the number of hours in pay status under temporary employment
during the last two years immediately preceding conversion to
an intermittent title.
5. Recall may be extended on a regional or Statewide basis
if the recall list for the designated work unit is exhausted.
6. Additional furlough procedures may be set by the Commissioner.
(c) Records for intermittent employees, including hours worked,
recall lists, telephone contact lists and benefit time accumulation,
shall be maintained by the appointing authority in a manner
acceptable to, and subject to audit by, the Department of Personnel.
If the Department's audit of a title demonstrates that the intermittent
designation is inappropriate, the Department shall convert the
title to a regular, year-round, full-time or part-time career
service title. An incumbent in the converted title shall receive
a provisional appointment to the title, subject to competitive
testing and certification procedures. See N.J.A.C. 4A:4.
(d) See N.J.A.C. 4A:4-5.2 for working test periods for intermittent
employees in State service.
(e) In local service, an appointing authority may request
that the Commissioner establish intermittent titles.
1. The local appointing authority shall submit to the Commissioner
a proposal, which shall specify:
i. A list of proposed intermittent titles;
ii. The prorated amounts of paid leave time;
iii. The prorated length of the working test period for employees
serving in such titles; and
iv. A compensation plan which shall identify the per diem
or hourly rates for all intermittent titles.
2. The local appointing authority shall not make intermittent
appointments unless the intermittent titles have been approved
by the Commissioner. Such appointments shall be made in accordance
with procedures on appointments made to career service positions
within the noncompetitive division. See N.J.A.C. 4A:3-1.2.
3. The local appointing authority shall retain all records
concerning intermittent employment, subject to Department of
Personnel audit, and submit to the Department on an annual basis
a report identifying all intermittent appointments made during
the year, the intermittent employees' length of employment and
the titles utilized for these intermittent appointments.
(f) The following chart indicates the amount of vacation,
sick and administrative leave to which intermittent employees
in State service are entitled based on accumulated hours of
work. See N.J.A.C. 4A:6-2.4(b) for holiday pay in State service.
LEAVE ENTITLEMENTS--INTERMITTENT EMPLOYEES
(STATE SERVICE)
VACATION LEAVE
Employees with up After 10,440 After 25,056 After 41,760
to 10,440 hours hours of hours of hours of
of service service service service
(equivalent of 5 (equivalent of (equivalent (equivalent
Workweek years) 5 years) of 12 years) of 20 years)
40, 4E and 1 day (8 hours) 1 day (8 hours) 1 day (8 1 day (8
N4 hour for each 174 for each 139 hours) for hours) for
titles hours in regular hours in each 104 each 84
pay status. regular pay hours in hours in
status. regular pay regular pay
status. status.
Workweek Employees with up After 9,135 hours After 21,924 After
36,540
to 9,135 hours of service hours of hours of
of service (equivalent of service service
(equivalent of 5 5 years) (equivalent (equivalent
years) of 12 of 20
years) years)
NL, NE, 35 1 day (7 hours) 1 day (7 hours) 1 day (7 1 day (7
and 3E for each 152 for each 122 hours) for hours) for
hour hours in regular hours in each 93 each 73
titles pay status. regular pay hours in hours in
status. regular pay regular pay
status. status.
SICK LEAVE
Workweek Through Dec. 31 of After Dec. 31 of
First Calendar First Calendar
Year of Year of
Employment Employment
40, 4E and 1 day (8 hours) 1 day (8 hours)
N4 hour for each 174 for each 139
titles hours in regular hours in
pay status. regular pay
status.
NL, NE, 35 1 day (7 hours) 1 day (7 hours)
and 3E for each 152 for each 122
hour hours in regular hours in
titles pay status. regular pay
status.
ADMINISTRATIVE LEAVE
Workweek
40, 4E and 1/2 day (4 hours) for each 174 hours
N4 hour in regular pay status to a maximum
titles of 3 days (24 hours) in any
calendar year.
NL, NE, 35 1/2 day (3 1/2 hours) for each 152
and 3E hours in regular pay status to a
hour maximum of 3 days (21 hours) in any
titles calendar year.
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(a) An appeal from the classification
or reclassification of a position is a request for review, or
a complaint that the duties of a specific position do not conform
to the approved job specification for the title assigned to that
position.
(b) The procedures in this section are applicable to employees
in the career and unclassified services.
(c) In State service, a classification appeal from an employee
or union representative shall be submitted, in writing, to the
agency representative. The appeal must identify the specific
duties that do not conform to the specification for the title
and, if the appellant proposes a different existing title for
the position, an explanation of how that title more accurately
describes the duties of the position than the current or proposed
title. The appeal should also include a completed position classification
questionnaire. If the appellant's supervisor has not signed
the questionnaire within five working days of receipt, the appellant
may forward the questionnaire to the agency representative without
the supervisor's signature but with a notation of the date of
presentation to the supervisor.
1. The agency representative shall review the appeal, provide
an organization chart and ensure that the information set forth
in (c) above has been included. Within 10 days of receipt of
the appeal, the agency representative shall either notify the
appellant that specific additional information is required,
or shall forward the appeal to the Department of Personnel and
so notify the appellant, and may indicate a recommended approval
or rejection of the appeal for specified reasons. If additional
information is required, the agency representative shall forward
the appeal to the Department of Personnel within 10 days of
receipt of the appellant's response to the request for additional
information.
2. A representative of the Department of Personnel shall review
the appeal, request additional information if needed, order
a desk audit where warranted, and issue a written decision.
The decision letter shall be issued within 60 days of receipt
of the appeal and all requested information and shall include
a summary of the duties of the position, findings of fact, conclusions,
a notice to an employee or authorized employee representative
of appeal rights to the Commissioner and a determination that:
i. The position is properly classified;
ii. The position is properly classified, but that out-of-title
duties are being performed, in which case the representative
shall order, in writing, the immediate removal of inappropriate
duties within a specified period of time; or
iii. The position should be reclassified, in which case, normal
reclassification procedures shall be initiated immediately.
(d) In local service an appeal from an employee, union representative,
or appointing authority shall be submitted, in writing, to the
appropriate regional office of the Department of Personnel.
The appeal must identify the specific duties that do not conform
to the specification for the title and, if the appellant proposes
a different title for the position, an explanation of how that
existing title more accurately describes the duties of the position
than the current or proposed title. If requested by the Department
of Personnel, the appeal should also include a completed position
classification questionnaire and an organization chart. If the
appellant's supervisor has not signed the questionnaire within
five working days of receipt, the appellant may forward the
questionnaire to the Department of Personnel without the supervisor's
signature but with a notation of the date of presentation to
the supervisor.
1. A representative of the Department of Personnel shall review
the appeal, request additional information if needed, order
a desk audit where warranted, and determine that:
i. The position is properly classified;
ii. The position is properly classified, but that out-of-title
duties are being performed, in which case the representative
shall order, in writing, the immediate removal of inappropriate
duties; or
iii. The position should be reclassified, in which case normal
reclassification procedures shall be initiated.
2. The representative's decision letter shall be issued within
60 days of receipt of the appeal and shall include a summary
of the duties of the position, findings of fact, conclusions,
determination and a notice of appeal rights to the Commissioner.
(e) Appeals to the Commissioner may be made by an employee,
authorized employee representative or local appointing authority
and shall be submitted in writing, within 20 days of receipt
of the decision letter and must include copies of all materials
submitted and the determination received from the lower level,
state which portions of the determination are being disputed
and the basis for appeal. Information and/or argument which
was not presented at the prior level of appeal shall not be
considered. When new information and/or argument is presented,
the appeal may be remanded to the prior level.
1. The Commissioner may render a decision based on the written
record or appoint an independent classification reviewer. If
the Commissioner appoints an independent classification reviewer
to conduct an informal review of the appeal, all parties will
be advised of the review date and given the opportunity to present
their arguments before the reviewer. An employee may be represented
by counsel or by a union representative.
2. The classification reviewer shall submit a report and recommendation
to the Commissioner within 30 days of the review. The report
and recommendation shall include an analysis of the duties of
the position as they relate to the job specification, findings,
conclusions, and recommendation. The report and recommendation
shall be sent to all parties with notice that exceptions are
to be filed within 15 days of receipt of the report and recommendation.
Exceptions must be served on all parties. If exceptions are
filed, cross-exceptions may be filed within 10 days of receipt
of exceptions.
(f) If an appeal is upheld, the effective date of implementation
shall be:
1. In State service, the pay period immediately after 14 days
from the date the Department of Personnel received the appeal
or reclassification request, or at such earlier date as directed
by the Commissioner; or
2. In local service, an appropriate date established by the
Commissioner.
(g) The decision by the Commissioner is the final administrative
determination.
(h) See N.J.A.C. 4A:10-2 for enforcement of determinations
by the Commissioner.
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