S T A T E O F N E W J E R S E Y 1862
D I V I S I O N O F I N V E S T M E N T
DETAIL REPORT OF SECURITIES TRANSACTIONS
DURING THE PERIOD 10/01/09 THROUGH 10/31/09
TRUSTEES FOR THE SUP OF PUB SCHS (1862) PAGE: 1
TRXN/ TRADE/ CUSIP/ SECURITY DESCRIPTION/ RATE/ YIELD/ EXPENSE/
INVNT# DELIVERY DOCUMENT BROKER/SERVICER OF RECORD MATURITY PAR-OR-SHARES PRICE COMMISSION COST/PROCEEDS GAIN-OR-LOSS
PURCHASE OF FIXED INCOME SECURITIES
PUR 10/13/09 912795U3 U S TREASURY BILLS .150
48833 10/13/09 288137 BARCLAYS CAPITAL INC 4/08/10 25,000,000.00 99.926 24,981,562.50
SUBTOTAL FIXED PURCHASES: 25,000,000.00 24,981,562.50
TOTAL FUND PURCHASES: 25,000,000.00 24,981,562.50
SALES OF STOCK AND OTHER EQUITIES
SALE 10/23/09 65656850 NORTEL NETWORKS CORP. .01
41484 10/28/09 423115 INSTINET (PORTAL) 335.00 .062 1.68 19.08 19.07
SUBTOTAL STOCK SALES: 335.00 .01 19.08 19.07
1.68
TOTAL FUND SALES: 335.00 .01 19.08 19.07
1.68
END OF REPORT FOR: TRUSTEES FOR THE SUP OF PUB SCHS
S T A T E O F N E W J E R S E Y 4300
D I V I S I O N O F I N V E S T M E N T
DETAIL REPORT OF SECURITIES TRANSACTIONS
DURING THE PERIOD 10/01/09 THROUGH 10/31/09
DCP EQUITY (4300) PAGE: 2
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TRXN/ TRADE/ CUSIP/ SECURITY DESCRIPTION/ RATE/ YIELD/ EXPENSE/
INVNT# DELIVERY DOCUMENT BROKER/SERVICER OF RECORD MATURITY PAR-OR-SHARES PRICE COMMISSION COST/PROCEEDS GAIN-OR-LOSS
------ -------- -------- --------------------------- -------- -------------- ------ ---------- -------------- --------------
PURCHASES OF COMINGLED FUND UNITS
---------------------------------
PUR 10/08/09 79268T99 ENERGY FOCUS INC RIGHTS
48918 10/08/09 Internal Cash Not Affected 40,000.00 .01
-------------- ---------- -------------- --------------
SUBTOTAL UNIT-ASSET PURCHASES: 40,000.00 .01
-------------- ---------- -------------- --------------
TOTAL FUND PURCHASES: 40,000.00 .01
SALES OF STOCK AND OTHER EQUITIES
---------------------------------
SALE 10/16/09 01390430 ALCATEL ADR 1.88
36201 10/21/09 423093 OPPENHEIMER & CO., INC 15,616.00 4.670 624.64 72,300.20 -511,129.21
SALE 10/16/09 16676410 CHEVRON CORP. 29.44
21049 10/21/09 423093 OPPENHEIMER & CO., INC 15,000.00 76.345 600.00 1,144,548.56 803,029.40
SALE 10/16/09 17275R10 CISCO SYSTEMS INC 45.86
03593 10/21/09 423093 JANNEY MONTGOMERY SCOTT 75,000.00 23.789 2,250.00 1,781,879.14 1,226,490.80
SALE 10/16/09 42823610 HEWLETT-PACKARD CO 24.51
13520 10/21/09 423093 OPPENHEIMER & CO., INC 20,000.00 47.683 800.00 952,831.49 638,549.34
SALE 10/14/09 55353110 MSC.SOFTWARE CORP.
13851 10/15/09 423038 TENDERED 10,000.00 8.400 84,000.00 -39,950.00
SALE 10/16/09 74271810 PROCTER & GAMBLE CO. 29.11
2112 10/21/09 423093 OPPENHEIMER & CO., INC 19,741.00 57.364 789.64 1,131,607.92 822,815.81
SALE 10/16/09 81731510 SEPRACOR INC.
15726 10/19/09 423038 TENDERED 2,000.00 23.000 46,000.00 -96,625.00
SALE 10/16/09 98302410 WYETH
22175 10/16/09 423038 TENDERED 65,000.00 33.000 2,145,000.00 404,459.35
-------------- ---------- -------------- --------------
SUBTOTAL STOCK SALES: 222,357.00 130.80 7,358,167.31 3,247,640.49
5,064.28
-------------- ---------- -------------- --------------
TOTAL FUND SALES: 222,357.00 130.80 7,358,167.31 3,247,640.49
5,064.28
END OF REPORT FOR: DCP EQUITY
S T A T E O F N E W J E R S E Y 4302
D I V I S I O N O F I N V E S T M E N T
DETAIL REPORT OF SECURITIES TRANSACTIONS
DURING THE PERIOD 10/01/09 THROUGH 10/31/09
DCP SMALL CAP. (EQUITY) (4302) PAGE: 3
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TRXN/ TRADE/ CUSIP/ SECURITY DESCRIPTION/ RATE/ YIELD/ EXPENSE/
INVNT# DELIVERY DOCUMENT BROKER/SERVICER OF RECORD MATURITY PAR-OR-SHARES PRICE COMMISSION COST/PROCEEDS GAIN-OR-LOSS
------ -------- -------- --------------------------- -------- -------------- ------ ---------- -------------- --------------
PURCHASES OF COMINGLED FUND UNITS
---------------------------------
PUR 10/08/09 79268T99 ENERGY FOCUS INC RIGHTS
48919 10/08/09 Internal Cash Not Affected 10,000.00 .01
-------------- ---------- -------------- --------------
SUBTOTAL UNIT-ASSET PURCHASES: 10,000.00 .01
-------------- ---------- -------------- --------------
TOTAL FUND PURCHASES: 10,000.00 .01
END OF REPORT FOR: DCP SMALL CAP. (EQUITY)
S T A T E O F N E W J E R S E Y 4340
D I V I S I O N O F I N V E S T M E N T
DETAIL REPORT OF SECURITIES TRANSACTIONS
DURING THE PERIOD 10/01/09 THROUGH 10/31/09
N.J. BEST - POOLED EQUITY FD (4340) PAGE: 4
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TRXN/ TRADE/ CUSIP/ SECURITY DESCRIPTION/ RATE/ YIELD/ EXPENSE/
INVNT# DELIVERY DOCUMENT BROKER/SERVICER OF RECORD MATURITY PAR-OR-SHARES PRICE COMMISSION COST/PROCEEDS GAIN-OR-LOSS
------ -------- -------- --------------------------- -------- -------------- ------ ---------- -------------- --------------
PURCHASE OF STOCK AND OTHER EQUITIES
------------------------------------
PUR 10/09/09 00817Y10 AETNA INC
48818 10/15/09 423069 OPPENHEIMER & CO., INC 24,000.00 26.347 720.00 633,036.00
PUR 10/12/09 00817Y10 AETNA INC
48818 10/15/09 423073 OPPENHEIMER & CO., INC 2,000.00 26.364 60.00 52,787.00
PUR 10/14/09 00817Y10 AETNA INC
48818 10/19/09 423083 OPPENHEIMER & CO., INC 1,000.00 26.030 30.00 26,060.00
PUR 10/09/09 00825210 AFFILIATED MANAGERS GROUP
48817 10/15/09 423069 OPPENHEIMER & CO., INC 10,000.00 68.091 300.00 681,211.00
PUR 10/09/09 01880410 ALLIANT TECHSYSTEMS INC
48503 10/15/09 423069 OPPENHEIMER & CO., INC 1,000.00 76.080 30.00 76,110.00
PUR 10/20/09 01880410 ALLIANT TECHSYSTEMS INC
48503 10/23/09 423100 OPPENHEIMER & CO., INC 1,000.00 77.291 30.00 77,320.80
PUR 10/21/09 03251510 ANADIGICS INC
48937 10/26/09 423104 BARCLAYS CAPITAL (DOMESTIC) 65,109.00 4.236 1,953.27 277,761.50
PUR 10/22/09 03251510 ANADIGICS INC
48937 10/27/09 423109 BARCLAYS CAPITAL (DOMESTIC) 34,891.00 3.914 1,046.73 137,603.13
PUR 10/23/09 03251510 ANADIGICS INC
48937 10/28/09 423113 CREDIT SUISSE SEC (AES) 10,000.00 3.607 100.00 36,167.00
PUR 10/23/09 03251510 ANADIGICS INC
48937 10/28/09 423113 CREDIT SUISSE SEC (AES) 10,000.00 3.875 100.00 38,852.00
-------------- ====== ---------- -------------- --------------
2 INTRA-DAY TRANSACTIONS SUBTOTAL: 20,000.00 3.741 75,019.00
200.00
PUR 10/26/09 03251510 ANADIGICS INC
48937 10/29/09 423118 CREDIT SUISSE SEC (AES) 10,000.00 3.647 100.00 36,568.00
S T A T E O F N E W J E R S E Y 4340
D I V I S I O N O F I N V E S T M E N T
DETAIL REPORT OF SECURITIES TRANSACTIONS
DURING THE PERIOD 10/01/09 THROUGH 10/31/09
N.J. BEST - POOLED EQUITY FD (4340) -Cont. PAGE: 5
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TRXN/ TRADE/ CUSIP/ SECURITY DESCRIPTION/ RATE/ YIELD/ EXPENSE/
INVNT# DELIVERY DOCUMENT BROKER/SERVICER OF RECORD MATURITY PAR-OR-SHARES PRICE COMMISSION COST/PROCEEDS GAIN-OR-LOSS
------ -------- -------- --------------------------- -------- -------------- ------ ---------- -------------- --------------
PUR 10/27/09 03251510 ANADIGICS INC
48937 10/30/09 423122 CREDIT SUISSE SEC (AES) 10,000.00 3.684 100.00 36,941.00
PUR 10/27/09 04004710 ARENA PHARMACEUTICALS INC
49009 10/30/09 423122 GOLDMAN SACHS & COMPANY 100,000.00 4.458 3,000.00 448,830.00
PUR 10/05/09 06050510 BANK OF AMERICA
46954 10/08/09 423051 OPPENHEIMER & CO., INC 10,000.00 16.670 300.00 167,000.00
PUR 10/16/09 06050510 BANK OF AMERICA
46954 10/21/09 423091 OPPENHEIMER & CO., INC 4,000.00 17.150 120.00 68,720.00
PUR 10/19/09 06050510 BANK OF AMERICA
46954 10/22/09 423096 OPPENHEIMER & CO., INC 4,000.00 17.220 120.00 69,000.00
PUR 10/20/09 06050510 BANK OF AMERICA
46954 10/23/09 423100 OPPENHEIMER & CO., INC 2,000.00 17.060 60.00 34,180.00
PUR 10/20/09 06050510 BANK OF AMERICA
46954 10/23/09 423100 OPPENHEIMER & CO., INC 2,000.00 17.230 60.00 34,520.00
-------------- ====== ---------- -------------- --------------
2 INTRA-DAY TRANSACTIONS SUBTOTAL: 4,000.00 17.145 68,700.00
120.00
PUR 10/22/09 06050510 BANK OF AMERICA
46954 10/27/09 423109 OPPENHEIMER & CO., INC 2,000.00 16.430 60.00 32,920.00
PUR 10/09/09 09062X10 BIOGEN IDEC INC
47969 10/15/09 423069 CREDIT SUISSE SEC (AES) 1,000.00 48.531 10.00 48,540.50
PUR 10/23/09 11776U30 BSQUARE CORP
48982 10/28/09 423113 CREDIT SUISSE SEC (AES) 20,000.00 2.464 200.00 49,472.00
PUR 10/26/09 11776U30 BSQUARE CORP
48982 10/29/09 423118 CREDIT SUISSE SEC (AES) 20,000.00 2.453 200.00 49,266.00
S T A T E O F N E W J E R S E Y 4340
D I V I S I O N O F I N V E S T M E N T
DETAIL REPORT OF SECURITIES TRANSACTIONS
DURING THE PERIOD 10/01/09 THROUGH 10/31/09
N.J. BEST - POOLED EQUITY FD (4340) -Cont. PAGE: 6
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TRXN/ TRADE/ CUSIP/ SECURITY DESCRIPTION/ RATE/ YIELD/ EXPENSE/
INVNT# DELIVERY DOCUMENT BROKER/SERVICER OF RECORD MATURITY PAR-OR-SHARES PRICE COMMISSION COST/PROCEEDS GAIN-OR-LOSS
------ -------- -------- --------------------------- -------- -------------- ------ ---------- -------------- --------------
PUR 10/15/09 11844010 THE BUCKLE INC
48865 10/20/09 423087 OPPENHEIMER & CO., INC 18,000.00 32.164 540.00 579,495.60
PUR 10/16/09 11844010 THE BUCKLE INC
48865 10/21/09 423091 OPPENHEIMER & CO., INC 2,000.00 32.534 60.00 65,128.60
PUR 10/20/09 11844010 THE BUCKLE INC
48865 10/23/09 423100 OPPENHEIMER & CO., INC 1,000.00 32.426 30.00 32,456.30
PUR 10/15/09 16516710 CHESAPEAKE ENERGY CORP.
41851 10/20/09 423087 OPPENHEIMER & CO., INC 1,000.00 28.370 30.00 28,400.00
PUR 10/20/09 16516710 CHESAPEAKE ENERGY CORP.
41851 10/23/09 423100 OPPENHEIMER & CO., INC 1,000.00 29.136 30.00 29,166.00
PUR 10/22/09 16516710 CHESAPEAKE ENERGY CORP.
41851 10/27/09 423109 OPPENHEIMER & CO., INC 2,000.00 27.630 60.00 55,320.00
PUR 10/23/09 16516710 CHESAPEAKE ENERGY CORP.
41851 10/28/09 423113 OPPENHEIMER & CO., INC 3,000.00 28.186 90.00 84,647.70
PUR 10/23/09 17275R10 CISCO SYSTEMS
48983 10/28/09 423113 CREDIT SUISSE SEC (AES) 25,000.00 24.335 250.00 608,617.50
PUR 10/26/09 17275R10 CISCO SYSTEMS
48983 10/29/09 423118 CREDIT SUISSE SEC (AES) 7,000.00 24.258 70.00 169,873.90
PUR 10/27/09 17275R10 CISCO SYSTEMS
48983 10/30/09 423122 CREDIT SUISSE SEC (AES) 2,000.00 23.755 20.00 47,529.00
PUR 10/09/09 20030N20 COMCAST "A SPL"
48816 10/15/09 423069 JANNEY MONTGOMERY SCOTT 50,000.00 14.639 1,500.00 733,470.00
PUR 10/01/09 24736170 DELTA AIR LINES INC DEL
48280 10/06/09 423042 OPPENHEIMER & CO., INC 20,000.00 8.275 600.00 166,094.00
PUR 10/26/09 25470M10 DISH NETWORKS
48225 10/29/09 423118 CREDIT SUISSE SEC (AES) 4,000.00 17.897 40.00 71,629.60
S T A T E O F N E W J E R S E Y 4340
D I V I S I O N O F I N V E S T M E N T
DETAIL REPORT OF SECURITIES TRANSACTIONS
DURING THE PERIOD 10/01/09 THROUGH 10/31/09
N.J. BEST - POOLED EQUITY FD (4340) -Cont. PAGE: 7
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TRXN/ TRADE/ CUSIP/ SECURITY DESCRIPTION/ RATE/ YIELD/ EXPENSE/
INVNT# DELIVERY DOCUMENT BROKER/SERVICER OF RECORD MATURITY PAR-OR-SHARES PRICE COMMISSION COST/PROCEEDS GAIN-OR-LOSS
------ -------- -------- --------------------------- -------- -------------- ------ ---------- -------------- --------------
PUR 10/27/09 25470M10 DISH NETWORKS
48225 10/30/09 423122 GOLDMAN SACHS & COMPANY 6,000.00 17.639 180.00 106,013.40
PUR 10/23/09 26969P10 EAGLE MATERIALS INC
48251 10/28/09 423113 OPPENHEIMER & CO., INC 2,000.00 26.149 60.00 52,358.00
PUR 10/26/09 26969P10 EAGLE MATERIALS INC
48251 10/29/09 423118 OPPENHEIMER & CO., INC 2,000.00 26.202 80.00 52,483.60
PUR 10/14/09 28238P10 EHEALTH INC.
44779 10/19/09 423083 CREDIT SUISSE SEC (AES) 2,000.00 14.436 20.00 28,891.60
PUR 9/30/09 29267A20 ENER1 INC
48726 10/05/09 423036 ELECTRONIC BROKERAGE SYSTEM 10,000.00 6.990 50.00 69,950.00
PUR 9/30/09 29267A20 ENER1 INC
48726 10/05/09 423036 ELECTRONIC BROKERAGE SYSTEM 50,000.00 6.941 250.00 347,315.00
-------------- ====== ---------- -------------- --------------
2 INTRA-DAY TRANSACTIONS SUBTOTAL: 60,000.00 6.949 417,265.00
300.00
PUR 10/01/09 29267A20 ENER1 INC
48726 10/06/09 423042 OPPENHEIMER & CO., INC 20,000.00 6.977 600.00 140,138.00
PUR 10/02/09 29267A20 ENER1 INC
48726 10/07/09 423047 OPPENHEIMER & CO., INC 20,000.00 6.927 600.00 139,140.00
PUR 10/27/09 29267A20 ENER1 INC
48726 10/30/09 423122 OPPENHEIMER & CO., INC 10,000.00 5.861 400.00 59,005.00
PUR 10/15/09 30372610 FAIRCHILD SEMICON INTL
48867 10/20/09 423087 SANFORD BERNSTEIN & CO. 25,000.00 8.740 1,000.00 219,490.00
PUR 10/16/09 30372610 FAIRCHILD SEMICON INTL
48867 10/21/09 423091 SANFORD BERNSTEIN & CO. 35,000.00 8.677 1,400.00 305,084.50
S T A T E O F N E W J E R S E Y 4340
D I V I S I O N O F I N V E S T M E N T
DETAIL REPORT OF SECURITIES TRANSACTIONS
DURING THE PERIOD 10/01/09 THROUGH 10/31/09
N.J. BEST - POOLED EQUITY FD (4340) -Cont. PAGE: 8
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TRXN/ TRADE/ CUSIP/ SECURITY DESCRIPTION/ RATE/ YIELD/ EXPENSE/
INVNT# DELIVERY DOCUMENT BROKER/SERVICER OF RECORD MATURITY PAR-OR-SHARES PRICE COMMISSION COST/PROCEEDS GAIN-OR-LOSS
------ -------- -------- --------------------------- -------- -------------- ------ ---------- -------------- --------------
PUR 10/19/09 30372610 FAIRCHILD SEMICON INTL
48867 10/22/09 423096 OPPENHEIMER & CO., INC 10,000.00 8.746 300.00 87,757.00
PUR 9/29/09 34985310 FORWARD AIR CORPORATION
48569 10/02/09 423032 CREDIT SUISSE SEC (AES) 1,000.00 22.272 10.00 22,282.00
PUR 10/02/09 36960410 GENERAL ELECTRIC CO.
12731 10/07/09 423047 OPPENHEIMER & CO., INC 30,000.00 15.400 900.00 462,900.00
PUR 10/05/09 36960410 GENERAL ELECTRIC CO.
12731 10/08/09 423051 OPPENHEIMER & CO., INC 10,000.00 15.600 300.00 156,300.00
PUR 10/15/09 42823610 HEWLETT-PACKARD
47960 10/20/09 423087 OPPENHEIMER & CO., INC 10,000.00 47.930 300.00 479,599.00
PUR 10/12/09 43707610 HOME DEPOT INC
48819 10/15/09 423073 OPPENHEIMER & CO., INC 15,000.00 27.265 450.00 409,423.50
PUR 10/13/09 43707610 HOME DEPOT INC
48819 10/16/09 423079 OPPENHEIMER & CO., INC 5,000.00 27.066 150.00 135,477.50
PUR 10/14/09 43707610 HOME DEPOT INC
48819 10/19/09 423083 OPPENHEIMER & CO., INC 5,000.00 27.870 150.00 139,500.00
PUR 10/15/09 43707610 HOME DEPOT INC
48819 10/20/09 423087 OPPENHEIMER & CO., INC 5,000.00 27.295 150.00 136,627.00
PUR 10/20/09 44993410 IMS HEALTH INC
48920 10/23/09 423100 OPPENHEIMER & CO., INC 40,000.00 17.201 1,200.00 689,236.00
PUR 10/07/09 45091110 ITT CORP
48790 10/13/09 423061 OPPENHEIMER & CO., INC 9,000.00 49.787 270.00 448,350.30
PUR 10/08/09 45091110 ITT CORP
48790 10/14/09 423065 OPPENHEIMER & CO., INC 2,000.00 49.936 60.00 99,932.00
PUR 9/30/09 45105510 ICONIX BRAND GROUP INC
47719 10/05/09 423036 ITG (CHANNEL) 10,000.00 12.346 100.00 123,557.00
S T A T E O F N E W J E R S E Y 4340
D I V I S I O N O F I N V E S T M E N T
DETAIL REPORT OF SECURITIES TRANSACTIONS
DURING THE PERIOD 10/01/09 THROUGH 10/31/09
N.J. BEST - POOLED EQUITY FD (4340) -Cont. PAGE: 9
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TRXN/ TRADE/ CUSIP/ SECURITY DESCRIPTION/ RATE/ YIELD/ EXPENSE/
INVNT# DELIVERY DOCUMENT BROKER/SERVICER OF RECORD MATURITY PAR-OR-SHARES PRICE COMMISSION COST/PROCEEDS GAIN-OR-LOSS
------ -------- -------- --------------------------- -------- -------------- ------ ---------- -------------- --------------
PUR 10/14/09 45678T30 INFOSPACE INC
48854 10/19/09 423083 JANNEY MONTGOMERY SCOTT 10,000.00 7.701 300.00 77,311.00
PUR 10/16/09 45678T30 INFOSPACE INC
48854 10/21/09 423091 JANNEY MONTGOMERY SCOTT 10,000.00 8.123 300.00 81,531.00
PUR 10/21/09 45678T30 INFOSPACE INC
48854 10/26/09 423104 BARCLAYS CAPITAL (DOMESTIC) 10,000.00 8.687 300.00 87,170.00
PUR 10/22/09 45678T30 INFOSPACE INC
48854 10/27/09 423109 BARCLAYS CAPITAL (DOMESTIC) 5,000.00 8.646 150.00 43,377.50
PUR 10/26/09 45678T30 INFOSPACE INC
48854 10/29/09 423118 BARCLAYS CAPITAL (DOMESTIC) 8,212.00 8.752 246.36 72,114.50
PUR 10/27/09 45678T30 INFOSPACE INC
48854 10/30/09 423122 BARCLAYS CAPITAL (DOMESTIC) 6,788.00 8.686 203.64 59,164.21
PUR 10/23/09 45814010 INTEL CORP
48017 10/28/09 423113 CREDIT SUISSE SEC (AES) 10,000.00 19.800 100.00 198,099.00
PUR 10/23/09 45814010 INTEL CORP
48017 10/28/09 423113 CREDIT SUISSE SEC (AES) 20,000.00 20.090 200.00 401,992.00
-------------- ====== ---------- -------------- --------------
2 INTRA-DAY TRANSACTIONS SUBTOTAL: 30,000.00 19.993 600,091.00
300.00
PUR 10/21/09 46625H10 JP MORGAN CHASE & CO
28084 10/26/09 423104 OPPENHEIMER & CO., INC 2,000.00 46.038 60.00 92,136.00
PUR 10/07/09 46981410 JACOBS ENGINEERING GROUP IN
47299 10/13/09 423061 OPPENHEIMER & CO., INC 1,000.00 44.810 30.00 44,840.00
PUR 10/09/09 46981410 JACOBS ENGINEERING GROUP IN
47299 10/15/09 423069 OPPENHEIMER & CO., INC 1,000.00 44.054 30.00 44,084.00
S T A T E O F N E W J E R S E Y 4340
D I V I S I O N O F I N V E S T M E N T
DETAIL REPORT OF SECURITIES TRANSACTIONS
DURING THE PERIOD 10/01/09 THROUGH 10/31/09
N.J. BEST - POOLED EQUITY FD (4340) -Cont. PAGE: 10
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TRXN/ TRADE/ CUSIP/ SECURITY DESCRIPTION/ RATE/ YIELD/ EXPENSE/
INVNT# DELIVERY DOCUMENT BROKER/SERVICER OF RECORD MATURITY PAR-OR-SHARES PRICE COMMISSION COST/PROCEEDS GAIN-OR-LOSS
------ -------- -------- --------------------------- -------- -------------- ------ ---------- -------------- --------------
PUR 10/06/09 48247020 KIT DIGITAL INC
47968 10/09/09 423055 CREDIT SUISSE SEC (AES) 1,000.00 9.826 10.00 9,835.50
PUR 10/23/09 48247020 KIT DIGITAL INC
47968 10/28/09 423113 CREDIT SUISSE SEC (AES) 1,000.00 9.779 10.00 9,789.30
PUR 10/26/09 48247020 KIT DIGITAL INC
47968 10/29/09 423118 CREDIT SUISSE SEC (AES) 2,000.00 9.719 20.00 19,457.40
PUR 10/09/09 48360030 KANA SOFTWARE, INC.
38561 10/15/09 423069 INSTINET (PORTAL) 5,000.00 .790 25.00 3,975.00
PUR 10/20/09 48360030 KANA SOFTWARE, INC.
38561 10/23/09 423100 BARCLAYS CAPITAL (DOMESTIC) 5,000.00 .760 150.00 3,950.00
PUR 10/27/09 48360030 KANA SOFTWARE, INC.
38561 10/30/09 423122 INSTINET (PORTAL) 20,000.00 .740 100.00 14,900.00
PUR 10/27/09 48360030 KANA SOFTWARE, INC.
38561 10/30/09 423122 INSTINET (PORTAL) 80,000.00 .824 400.00 66,304.00
-------------- ====== ---------- -------------- --------------
2 INTRA-DAY TRANSACTIONS SUBTOTAL: 100,000.00 .807 81,204.00
500.00
PUR 10/14/09 52490110 LEGG MASON INC
48852 10/19/09 423083 FTN MIDWEST SECURITIES 10,000.00 32.100 400.00 321,399.00
PUR 10/15/09 52490110 LEGG MASON INC
48852 10/20/09 423087 FTN MIDWEST SECURITIES 5,833.00 32.823 233.32 191,687.55
PUR 10/16/09 52490110 LEGG MASON INC
48852 10/21/09 423091 FTN MIDWEST SECURITIES 4,167.00 32.781 166.68 136,764.69
PUR 10/20/09 52490110 LEGG MASON INC
48852 10/23/09 423100 OPPENHEIMER & CO., INC 2,000.00 32.623 60.00 65,305.40
S T A T E O F N E W J E R S E Y 4340
D I V I S I O N O F I N V E S T M E N T
DETAIL REPORT OF SECURITIES TRANSACTIONS
DURING THE PERIOD 10/01/09 THROUGH 10/31/09
N.J. BEST - POOLED EQUITY FD (4340) -Cont. PAGE: 11
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TRXN/ TRADE/ CUSIP/ SECURITY DESCRIPTION/ RATE/ YIELD/ EXPENSE/
INVNT# DELIVERY DOCUMENT BROKER/SERVICER OF RECORD MATURITY PAR-OR-SHARES PRICE COMMISSION COST/PROCEEDS GAIN-OR-LOSS
------ -------- -------- --------------------------- -------- -------------- ------ ---------- -------------- --------------
PUR 10/26/09 52490110 LEGG MASON INC
48852 10/29/09 423118 OPPENHEIMER & CO., INC 1,000.00 33.013 40.00 33,052.70
PUR 10/02/09 53591920 LIONS GATE ENTERTAINMENT CO
48350 10/07/09 423047 OPPENHEIMER & CO., INC 4,000.00 6.056 120.00 24,345.20
PUR 10/08/09 53591920 LIONS GATE ENTERTAINMENT CO
48350 10/14/09 423065 OPPENHEIMER & CO., INC 2,000.00 6.045 60.00 12,150.00
PUR 10/02/09 59511210 MICRON TECHNOLOGY INC
48421 10/07/09 423047 OPPENHEIMER & CO., INC 10,000.00 7.511 300.00 75,406.00
PUR 10/21/09 59511210 MICRON TECHNOLOGY INC
48421 10/26/09 423104 OPPENHEIMER & CO., INC 10,000.00 7.700 300.00 77,300.00
PUR 10/23/09 59511210 MICRON TECHNOLOGY INC
48421 10/28/09 423113 OPPENHEIMER & CO., INC 10,000.00 7.470 300.00 75,000.00
PUR 10/26/09 59511210 MICRON TECHNOLOGY INC
48421 10/29/09 423118 OPPENHEIMER & CO., INC 4,000.00 7.630 120.00 30,640.00
PUR 10/02/09 61744644 MORGAN STANLEY
47655 10/07/09 423047 OPPENHEIMER & CO., INC 1,000.00 29.020 30.00 29,050.00
PUR 10/09/09 61744644 MORGAN STANLEY
47655 10/15/09 423069 OPPENHEIMER & CO., INC 1,000.00 31.890 30.00 31,920.00
PUR 10/09/09 61945A10 MOSIAC CO
48352 10/15/09 423069 OPPENHEIMER & CO., INC 1,000.00 49.332 30.00 49,362.00
PUR 10/14/09 61945A10 MOSIAC CO
48352 10/19/09 423083 OPPENHEIMER & CO., INC 1,000.00 50.120 30.00 50,150.00
PUR 10/20/09 62944T10 NVR INC
48031 10/23/09 423100 OPPENHEIMER & CO., INC 62.00 660.91 1.86 40,978.83
PUR 10/06/09 63934E10 NAVISTAR
48501 10/09/09 423055 OPPENHEIMER & CO., INC 2,000.00 37.830 60.00 75,720.00
S T A T E O F N E W J E R S E Y 4340
D I V I S I O N O F I N V E S T M E N T
DETAIL REPORT OF SECURITIES TRANSACTIONS
DURING THE PERIOD 10/01/09 THROUGH 10/31/09
N.J. BEST - POOLED EQUITY FD (4340) -Cont. PAGE: 12
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TRXN/ TRADE/ CUSIP/ SECURITY DESCRIPTION/ RATE/ YIELD/ EXPENSE/
INVNT# DELIVERY DOCUMENT BROKER/SERVICER OF RECORD MATURITY PAR-OR-SHARES PRICE COMMISSION COST/PROCEEDS GAIN-OR-LOSS
------ -------- -------- --------------------------- -------- -------------- ------ ---------- -------------- --------------
PUR 10/21/09 63934E10 NAVISTAR
48501 10/26/09 423104 OPPENHEIMER & CO., INC 1,000.00 36.603 30.00 36,633.00
PUR 10/06/09 65011110 NEW YORK TIMES
48779 10/09/09 423055 DEUTSCHE BANK AG (DOMESTIC) 80,000.00 8.175 3,200.00 657,224.00
PUR 10/08/09 65011110 NEW YORK TIMES
48779 10/14/09 423065 OPPENHEIMER & CO., INC 2,000.00 8.143 60.00 16,346.00
PUR 10/14/09 67066G10 NVIDIA CORP
48849 10/19/09 423083 CREDIT SUISSE SEC (AES) 5,000.00 14.010 50.00 70,099.50
PUR 10/14/09 67066G10 NVIDIA CORP
48849 10/19/09 423083 UBS WARBURG LLC 35,000.00 14.281 1,050.00 500,899.00
PUR 10/15/09 67066G10 NVIDIA CORP
48849 10/20/09 423087 CREDIT SUISSE SEC (AES) 4,000.00 13.932 40.00 55,767.20
PUR 10/20/09 67066G10 NVIDIA CORP
48849 10/23/09 423100 CREDIT SUISSE SEC (AES) 2,000.00 13.863 20.00 27,745.80
PUR 10/26/09 67066G10 NVIDIA CORP
48849 10/29/09 423118 CREDIT SUISSE SEC (AES) 2,000.00 13.309 20.00 26,638.60
PUR 10/06/09 69002720 OUTDOOR CHANNEL HOLDINGS IN
29494 10/09/09 423055 CREDIT SUISSE SEC (AES) 2,000.00 6.608 20.00 13,236.20
PUR 10/15/09 69002720 OUTDOOR CHANNEL HOLDINGS IN
29494 10/20/09 423087 CREDIT SUISSE SEC (AES) 2,000.00 6.334 20.00 12,687.60
PUR 10/16/09 69002720 OUTDOOR CHANNEL HOLDINGS IN
29494 10/21/09 423091 JANNEY MONTGOMERY SCOTT 2,000.00 6.450 60.00 12,959.80
PUR 10/09/09 71344810 PEPSICO, INC.
43554 10/15/09 423069 OPPENHEIMER & CO., INC 1,000.00 60.590 30.00 60,620.00
PUR 10/02/09 74731Q10 PZENA INVESTMENT MGMT INC
46575 10/07/09 423047 OPPENHEIMER & CO., INC 2,000.00 7.842 60.00 15,743.00
S T A T E O F N E W J E R S E Y 4340
D I V I S I O N O F I N V E S T M E N T
DETAIL REPORT OF SECURITIES TRANSACTIONS
DURING THE PERIOD 10/01/09 THROUGH 10/31/09
N.J. BEST - POOLED EQUITY FD (4340) -Cont. PAGE: 13
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TRXN/ TRADE/ CUSIP/ SECURITY DESCRIPTION/ RATE/ YIELD/ EXPENSE/
INVNT# DELIVERY DOCUMENT BROKER/SERVICER OF RECORD MATURITY PAR-OR-SHARES PRICE COMMISSION COST/PROCEEDS GAIN-OR-LOSS
------ -------- -------- --------------------------- -------- -------------- ------ ---------- -------------- --------------
PUR 10/05/09 74731Q10 PZENA INVESTMENT MGMT INC
46575 10/08/09 423051 OPPENHEIMER & CO., INC 2,000.00 7.821 60.00 15,702.60
PUR 10/23/09 74731Q10 PZENA INVESTMENT MGMT INC
46575 10/28/09 423113 OPPENHEIMER & CO., INC 2,000.00 7.991 60.00 16,042.00
PUR 10/26/09 74731Q10 PZENA INVESTMENT MGMT INC
46575 10/29/09 423118 OPPENHEIMER & CO., INC 2,000.00 7.615 60.00 15,289.00
PUR 10/12/09 75075340 RAILAMERICA INC
48836 10/16/09 423076 JP MORGAN 70,000.00 15.000 1,050,000.00
PUR 10/13/09 75075340 RAILAMERICA INC
48836 10/16/09 423079 JP MORGAN 5,000.00 14.374 200.00 72,071.00
PUR 10/14/09 75075340 RAILAMERICA INC
48836 10/19/09 423083 JP MORGAN 2,000.00 14.066 80.00 28,211.60
PUR 10/15/09 75075340 RAILAMERICA INC
48836 10/20/09 423087 OPPENHEIMER & CO., INC 1,000.00 14.424 30.00 14,454.00
PUR 10/16/09 75075340 RAILAMERICA INC
48836 10/21/09 423091 OPPENHEIMER & CO., INC 2,000.00 14.500 60.00 29,060.00
PUR 10/22/09 75075340 RAILAMERICA INC
48836 10/27/09 423109 OPPENHEIMER & CO., INC 2,000.00 14.010 60.00 28,080.00
PUR 10/26/09 75075340 RAILAMERICA INC
48836 10/29/09 423118 OPPENHEIMER & CO., INC 2,000.00 13.740 60.00 27,540.00
PUR 10/27/09 75075340 RAILAMERICA INC
48836 10/30/09 423122 OPPENHEIMER & CO., INC 2,000.00 13.010 60.00 26,080.00
PUR 9/28/09 75876610 REGAL ENTERTAINMENT GROUP
47946 10/01/09 423028 ELECTRONIC BROKERAGE SYSTEM 10,000.00 11.723 50.00 117,283.00
PUR 9/29/09 75876610 REGAL ENTERTAINMENT GROUP
47946 10/02/09 423032 ELECTRONIC BROKERAGE SYSTEM 10,000.00 12.000 50.00 120,046.00
S T A T E O F N E W J E R S E Y 4340
D I V I S I O N O F I N V E S T M E N T
DETAIL REPORT OF SECURITIES TRANSACTIONS
DURING THE PERIOD 10/01/09 THROUGH 10/31/09
N.J. BEST - POOLED EQUITY FD (4340) -Cont. PAGE: 14
------------------------------------------------------------------------------------------------------------------------------------
TRXN/ TRADE/ CUSIP/ SECURITY DESCRIPTION/ RATE/ YIELD/ EXPENSE/
INVNT# DELIVERY DOCUMENT BROKER/SERVICER OF RECORD MATURITY PAR-OR-SHARES PRICE COMMISSION COST/PROCEEDS GAIN-OR-LOSS
------ -------- -------- --------------------------- -------- -------------- ------ ---------- -------------- --------------
PUR 10/16/09 75876610 REGAL ENTERTAINMENT GROUP
47946 10/21/09 423091 OPPENHEIMER & CO., INC 10,000.00 11.689 300.00 117,189.00
PUR 10/19/09 75876610 REGAL ENTERTAINMENT GROUP
47946 10/22/09 423096 OPPENHEIMER & CO., INC 10,000.00 11.553 300.00 115,825.00
PUR 9/29/09 76041610 REPUBLIC FIRST BANCORP INC.
43802 10/02/09 423032 CREDIT SUISSE SEC (AES) 1,522.00 4.638 15.22 7,074.71
PUR 9/30/09 76041610 REPUBLIC FIRST BANCORP INC.
43802 10/05/09 423036 CREDIT SUISSE SEC (AES) 2,478.00 4.609 24.78 11,447.12
PUR 10/19/09 76041610 REPUBLIC FIRST BANCORP INC.
43802 10/22/09 423096 CREDIT SUISSE SEC (AES) 2,000.00 4.750 20.00 9,520.00
PUR 10/20/09 76041610 REPUBLIC FIRST BANCORP INC.
43802 10/23/09 423100 CREDIT SUISSE SEC (AES) 2,000.00 4.613 20.00 9,246.60
PUR 10/26/09 76041610 REPUBLIC FIRST BANCORP INC.
43802 10/29/09 423118 CREDIT SUISSE SEC (AES) 2,000.00 4.528 20.00 9,076.00
PUR 10/23/09 78403A10 SCO GROUP INC. (THE)
40344 10/28/09 423113 INSTINET (PORTAL) 20,000.00 .200 100.00 4,100.00
PUR 10/26/09 78403A10 SCO GROUP INC. (THE)
40344 10/29/09 423118 INSTINET (PORTAL) 10,000.00 .250 50.00 2,550.00
PUR 10/06/09 78477410 STEC INC
48520 10/09/09 423055 CREDIT SUISSE SEC (AES) 2,000.00 28.723 20.00 57,465.80
PUR 10/08/09 78477410 STEC INC
48520 10/14/09 423065 CREDIT SUISSE SEC (AES) 2,000.00 27.394 20.00 54,808.60
PUR 10/09/09 78477410 STEC INC
48520 10/15/09 423069 CREDIT SUISSE SEC (AES) 1,000.00 27.043 10.00 27,053.00
PUR 10/13/09 78477410 STEC INC
48520 10/16/09 423079 CREDIT SUISSE SEC (AES) 2,000.00 24.182 20.00 48,384.00
S T A T E O F N E W J E R S E Y 4340
D I V I S I O N O F I N V E S T M E N T
DETAIL REPORT OF SECURITIES TRANSACTIONS
DURING THE PERIOD 10/01/09 THROUGH 10/31/09
N.J. BEST - POOLED EQUITY FD (4340) -Cont. PAGE: 15
------------------------------------------------------------------------------------------------------------------------------------
TRXN/ TRADE/ CUSIP/ SECURITY DESCRIPTION/ RATE/ YIELD/ EXPENSE/
INVNT# DELIVERY DOCUMENT BROKER/SERVICER OF RECORD MATURITY PAR-OR-SHARES PRICE COMMISSION COST/PROCEEDS GAIN-OR-LOSS
------ -------- -------- --------------------------- -------- -------------- ------ ---------- -------------- --------------
PUR 10/14/09 78477410 STEC INC
48520 10/19/09 423083 CREDIT SUISSE SEC (AES) 1,000.00 24.737 10.00 24,747.00
PUR 10/26/09 78477410 STEC INC
48520 10/29/09 423118 CREDIT SUISSE SEC (AES) 1,000.00 24.745 10.00 24,755.00
PUR 10/06/09 79084910 ST. JUDE MEDICAL INC.
33134 10/09/09 423055 OPPENHEIMER & CO., INC 4,000.00 33.000 120.00 132,120.00
PUR 10/09/09 79084910 ST. JUDE MEDICAL INC.
33134 10/15/09 423069 OPPENHEIMER & CO., INC 1,000.00 33.059 30.00 33,089.00
PUR 10/13/09 82028010 SHAW GROUP INC
48841 10/16/09 423079 CREDIT SUISSE SEC (AES) 13,908.00 31.573 139.08 439,260.54
PUR 10/14/09 82028010 SHAW GROUP INC
48841 10/19/09 423083 CREDIT SUISSE SEC (AES) 3,000.00 32.526 30.00 97,608.90
PUR 10/14/09 82028010 SHAW GROUP INC
48841 10/19/09 423083 CREDIT SUISSE SEC (AES) 1,092.00 31.855 10.92 34,796.91
-------------- ====== ---------- -------------- --------------
2 INTRA-DAY TRANSACTIONS SUBTOTAL: 4,092.00 32.347 132,405.81
40.92
PUR 10/16/09 82028010 SHAW GROUP INC
48841 10/21/09 423091 JANNEY MONTGOMERY SCOTT 2,000.00 28.702 60.00 57,463.20
PUR 10/16/09 82028010 SHAW GROUP INC
48841 10/21/09 423091 JANNEY MONTGOMERY SCOTT 7,000.00 28.294 210.00 198,266.60
-------------- ====== ---------- -------------- --------------
2 INTRA-DAY TRANSACTIONS SUBTOTAL: 9,000.00 28.384 255,729.80
270.00
PUR 10/09/09 83175610 SMITH & WESSON
48649 10/15/09 423069 CREDIT SUISSE SEC (AES) 10,000.00 4.862 100.00 48,724.00
S T A T E O F N E W J E R S E Y 4340
D I V I S I O N O F I N V E S T M E N T
DETAIL REPORT OF SECURITIES TRANSACTIONS
DURING THE PERIOD 10/01/09 THROUGH 10/31/09
N.J. BEST - POOLED EQUITY FD (4340) -Cont. PAGE: 16
------------------------------------------------------------------------------------------------------------------------------------
TRXN/ TRADE/ CUSIP/ SECURITY DESCRIPTION/ RATE/ YIELD/ EXPENSE/
INVNT# DELIVERY DOCUMENT BROKER/SERVICER OF RECORD MATURITY PAR-OR-SHARES PRICE COMMISSION COST/PROCEEDS GAIN-OR-LOSS
------ -------- -------- --------------------------- -------- -------------- ------ ---------- -------------- --------------
PUR 10/14/09 83546010 SONIC SOLUTIONS
42767 10/19/09 423083 CREDIT SUISSE SEC (AES) 10,000.00 5.885 100.00 58,948.00
PUR 9/29/09 85453210 STANLEY INC
48707 10/02/09 423032 ELECTRONIC BROKERAGE SYSTEM 20,000.00 26.232 100.00 524,740.00
PUR 9/30/09 85453210 STANLEY INC
48707 10/05/09 423036 ELECTRONIC BROKERAGE SYSTEM 2,000.00 26.233 10.00 52,475.00
PUR 10/22/09 86681020 SUN MICROSYSTEM
48955 10/27/09 423109 CREDIT SUISSE SEC (AES) 4,000.00 8.316 40.00 33,302.80
PUR 10/22/09 86681020 SUN MICROSYSTEM
48955 10/27/09 423109 CREDIT SUISSE SEC (AES) 4,000.00 8.547 40.00 34,226.80
PUR 10/22/09 86681020 SUN MICROSYSTEM
48955 10/27/09 423109 CREDIT SUISSE SEC (AES) 4,000.00 8.650 40.00 34,638.00
-------------- ====== ---------- -------------- --------------
3 INTRA-DAY TRANSACTIONS SUBTOTAL: 12,000.00 8.504 102,167.60
120.00
PUR 10/22/09 86681020 SUN MICROSYSTEM
48955 10/27/09 423109 MORGAN STANLEY 70,000.00 8.608 2,100.00 604,688.00
PUR 10/01/09 87113010 SYBASE INC
48744 10/06/09 423042 OPPENHEIMER & CO., INC 2,000.00 38.120 60.00 76,300.00
PUR 10/01/09 87113010 SYBASE INC
48744 10/06/09 423042 OPPENHEIMER & CO., INC 15,000.00 38.642 450.00 580,086.00
-------------- ====== ---------- -------------- --------------
2 INTRA-DAY TRANSACTIONS SUBTOTAL: 17,000.00 38.581 656,386.00
510.00
PUR 10/06/09 87113010 SYBASE INC
48744 10/09/09 423055 OPPENHEIMER & CO., INC 1,000.00 38.610 30.00 38,640.00
S T A T E O F N E W J E R S E Y 4340
D I V I S I O N O F I N V E S T M E N T
DETAIL REPORT OF SECURITIES TRANSACTIONS
DURING THE PERIOD 10/01/09 THROUGH 10/31/09
N.J. BEST - POOLED EQUITY FD (4340) -Cont. PAGE: 17
------------------------------------------------------------------------------------------------------------------------------------
TRXN/ TRADE/ CUSIP/ SECURITY DESCRIPTION/ RATE/ YIELD/ EXPENSE/
INVNT# DELIVERY DOCUMENT BROKER/SERVICER OF RECORD MATURITY PAR-OR-SHARES PRICE COMMISSION COST/PROCEEDS GAIN-OR-LOSS
------ -------- -------- --------------------------- -------- -------------- ------ ---------- -------------- --------------
PUR 10/20/09 87113010 SYBASE INC
48744 10/23/09 423100 OPPENHEIMER & CO., INC 2,000.00 41.827 60.00 83,713.00
PUR 10/21/09 87150310 SYMANTEC CORP
48936 10/26/09 423104 BARCLAYS CAPITAL (DOMESTIC) 30,000.00 16.914 900.00 508,314.00
PUR 10/22/09 87150310 SYMANTEC CORP
48936 10/27/09 423109 CREDIT SUISSE SEC (AES) 6,000.00 16.856 60.00 101,195.40
PUR 10/22/09 87150310 SYMANTEC CORP
48936 10/27/09 423109 CREDIT SUISSE SEC (AES) 2,000.00 16.570 20.00 33,160.00
-------------- ====== ---------- -------------- --------------
2 INTRA-DAY TRANSACTIONS SUBTOTAL: 8,000.00 16.784 134,355.40
80.00
PUR 10/26/09 87150310 SYMANTEC CORP
48936 10/29/09 423118 CREDIT SUISSE SEC (AES) 2,000.00 16.645 20.00 33,310.00
PUR 10/23/09 87161C10 SYNOVUS FINANCIAL CORP
48490 10/28/09 423113 OPPENHEIMER & CO., INC 20,000.00 2.830 600.00 57,198.00
PUR 10/26/09 87161C10 SYNOVUS FINANCIAL CORP
48490 10/29/09 423118 OPPENHEIMER & CO., INC 10,000.00 2.830 300.00 28,600.00
PUR 10/23/09 90984P10 UNITED COMMUNITY BANKS/GA
48671 10/28/09 423113 CREDIT SUISSE SEC (AES) 10,000.00 4.458 100.00 44,679.00
PUR 10/26/09 90984P10 UNITED COMMUNITY BANKS/GA
48671 10/29/09 423118 CREDIT SUISSE SEC (AES) 10,000.00 4.391 100.00 44,009.00
PUR 10/13/09 92165910 VANDA PHARMACEUTICALS INC
48838 10/16/09 423079 BARCLAYS CAPITAL (DOMESTIC) 20,000.00 12.836 600.00 257,314.00
PUR 10/13/09 92165910 VANDA PHARMACEUTICALS INC
48838 10/16/09 423079 JANNEY MONTGOMERY SCOTT 10,000.00 11.849 300.00 118,786.00
S T A T E O F N E W J E R S E Y 4340
D I V I S I O N O F I N V E S T M E N T
DETAIL REPORT OF SECURITIES TRANSACTIONS
DURING THE PERIOD 10/01/09 THROUGH 10/31/09
N.J. BEST - POOLED EQUITY FD (4340) -Cont. PAGE: 18
------------------------------------------------------------------------------------------------------------------------------------
TRXN/ TRADE/ CUSIP/ SECURITY DESCRIPTION/ RATE/ YIELD/ EXPENSE/
INVNT# DELIVERY DOCUMENT BROKER/SERVICER OF RECORD MATURITY PAR-OR-SHARES PRICE COMMISSION COST/PROCEEDS GAIN-OR-LOSS
------ -------- -------- --------------------------- -------- -------------- ------ ---------- -------------- --------------
PUR 10/13/09 92165910 VANDA PHARMACEUTICALS INC
48838 10/16/09 423079 UBS WARBURG LLC 10,000.00 12.380 300.00 124,095.00
PUR 10/14/09 92165910 VANDA PHARMACEUTICALS INC
48838 10/19/09 423083 CREDIT SUISSE SEC (AES) 10,000.00 11.145 100.00 111,554.00
PUR 10/15/09 92165910 VANDA PHARMACEUTICALS INC
48838 10/20/09 423087 CREDIT SUISSE SEC (AES) 4,000.00 11.447 40.00 45,826.80
PUR 10/27/09 92343V10 VERIZON COMMUNICATIONS INC
49011 10/30/09 423122 PACIFIC CREST SECURITIES 30,000.00 29.241 1,200.00 878,433.00
PUR 10/14/09 92553P20 VIACOM INC. "B"
48424 10/19/09 423083 OPPENHEIMER & CO., INC 1,000.00 28.249 30.00 28,279.10
PUR 10/16/09 92553P20 VIACOM INC. "B"
48424 10/21/09 423091 OPPENHEIMER & CO., INC 2,000.00 28.240 60.00 56,540.00
PUR 10/22/09 92553P20 VIACOM INC. "B"
48424 10/27/09 423109 OPPENHEIMER & CO., INC 4,000.00 28.712 120.00 114,966.00
PUR 10/26/09 92553P20 VIACOM INC. "B"
48424 10/29/09 423118 OPPENHEIMER & CO., INC 1,000.00 29.017 30.00 29,047.00
PUR 9/30/09 92929710 WMS INDUSTRIES
48730 10/05/09 423036 ELECTRONIC BROKERAGE SYSTEM 12,000.00 44.280 60.00 531,423.60
PUR 10/01/09 94974610 WELLS FARGO & COMPANY
46540 10/06/09 423042 OPPENHEIMER & CO., INC 2,000.00 26.700 60.00 53,460.00
PUR 10/21/09 94974610 WELLS FARGO & COMPANY
46540 10/26/09 423104 OPPENHEIMER & CO., INC 3,000.00 29.090 90.00 87,360.00
PUR 10/22/09 94974610 WELLS FARGO & COMPANY
46540 10/27/09 423109 OPPENHEIMER & CO., INC 1,000.00 28.840 30.00 28,870.00
PUR 9/29/09 G3673810 FRESH DEL MONTE
48669 10/02/09 423032 ELECTRONIC BROKERAGE SYSTEM 13,000.00 23.018 65.00 299,299.00
S T A T E O F N E W J E R S E Y 4340
D I V I S I O N O F I N V E S T M E N T
DETAIL REPORT OF SECURITIES TRANSACTIONS
DURING THE PERIOD 10/01/09 THROUGH 10/31/09
N.J. BEST - POOLED EQUITY FD (4340) -Cont. PAGE: 19
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TRXN/ TRADE/ CUSIP/ SECURITY DESCRIPTION/ RATE/ YIELD/ EXPENSE/
INVNT# DELIVERY DOCUMENT BROKER/SERVICER OF RECORD MATURITY PAR-OR-SHARES PRICE COMMISSION COST/PROCEEDS GAIN-OR-LOSS
------ -------- -------- --------------------------- -------- -------------- ------ ---------- -------------- --------------
PUR 10/23/09 G9144P10 TYCO ELECTRONICS LTD
48984 10/28/09 423113 OPPENHEIMER & CO., INC 1,000.00 23.930 30.00 23,960.00
PUR 10/14/09 H8912P10 TYCO ELECTRONICS LTD
48848 10/19/09 423083 OPPENHEIMER & CO., INC 22,000.00 23.470 660.00 517,008.80
PUR 10/19/09 H8912P10 TYCO ELECTRONICS LTD
48848 10/22/09 423096 OPPENHEIMER & CO., INC 1,000.00 23.872 30.00 23,902.00
-------------- ---------- -------------- --------------
SUBTOTAL STOCK PURCHASES: 1,815,062.00 24,279,143.49
41,981.86
-------------- ---------- -------------- --------------
TOTAL FUND PURCHASES: 1,815,062.00 24,279,143.49
41,981.86
SALES OF STOCK AND OTHER EQUITIES
---------------------------------
SALE 9/28/09 00282410 ABBOTT LABORATORIES 2.50
43433 10/01/09 423029 ELECTRONIC BROKERAGE SYSTEM 2,000.00 48.647 10.00 97,281.50 -2,944.14
SALE 9/29/09 00282410 ABBOTT LABORATORIES 12.66
43433 10/02/09 423033 ELECTRONIC BROKERAGE SYSTEM 10,000.00 49.243 50.00 492,367.34 -8,760.87
SALE 9/29/09 01877210 ALLIANCE ONE INTL INC 1.18
47426 10/02/09 423033 ELECTRONIC BROKERAGE SYSTEM 10,000.00 4.611 50.00 46,053.82 6,697.82
SALE 10/02/09 01877210 ALLIANCE ONE INTL INC 1.17
47426 10/07/09 423048 OPPENHEIMER & CO., INC 10,000.00 4.544 300.00 45,140.83 5,784.83
SALE 10/06/09 01877210 ALLIANCE ONE INTL INC 2.38
47426 10/09/09 423056 OPPENHEIMER & CO., INC 20,000.00 4.612 600.00 91,645.62 12,933.62
SALE 9/28/09 01964550 ALLIS-CHALMERS ENERGY INC. 1.11
36840 10/01/09 423029 ELECTRONIC BROKERAGE SYSTEM 10,000.00 4.314 50.00 43,089.89 13,703.46
SALE 9/29/09 01964550 ALLIS-CHALMERS ENERGY INC. 1.13
36840 10/02/09 423033 ELECTRONIC BROKERAGE SYSTEM 10,000.00 4.379 50.00 43,736.87 14,350.45
S T A T E O F N E W J E R S E Y 4340
D I V I S I O N O F I N V E S T M E N T
DETAIL REPORT OF SECURITIES TRANSACTIONS
DURING THE PERIOD 10/01/09 THROUGH 10/31/09
N.J. BEST - POOLED EQUITY FD (4340) -Cont. PAGE: 20
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TRXN/ TRADE/ CUSIP/ SECURITY DESCRIPTION/ RATE/ YIELD/ EXPENSE/
INVNT# DELIVERY DOCUMENT BROKER/SERVICER OF RECORD MATURITY PAR-OR-SHARES PRICE COMMISSION COST/PROCEEDS GAIN-OR-LOSS
------ -------- -------- --------------------------- -------- -------------- ------ ---------- -------------- --------------
SALE 9/30/09 01964550 ALLIS-CHALMERS ENERGY INC. 1.13
36840 10/05/09 423037 ELECTRONIC BROKERAGE SYSTEM 10,000.00 4.397 50.00 43,917.87 14,531.44
SALE 10/13/09 01964550 ALLIS-CHALMERS ENERGY INC. 1.20
36840 10/16/09 423080 OPPENHEIMER & CO., INC 10,000.00 4.639 300.00 46,091.80 16,705.38
SALE 10/14/09 01964550 ALLIS-CHALMERS ENERGY INC. 1.23
36840 10/19/09 423084 OPPENHEIMER & CO., INC 10,000.00 4.751 300.00 47,206.77 17,820.34
SALE 10/23/09 01964550 ALLIS-CHALMERS ENERGY INC. 1.17
36840 10/28/09 423114 OPPENHEIMER & CO., INC 10,000.00 4.532 300.00 45,021.83 15,635.41
SALE 10/13/09 02040910 ALMOST FAMILY INC 3.34
44964 10/16/09 423080 CREDIT SUISSE SEC (AES) 4,000.00 32.408 40.00 129,587.86 44,124.41
SALE 10/26/09 02040910 ALMOST FAMILY INC 1.74
44964 10/29/09 423119 CREDIT SUISSE SEC (AES) 2,000.00 33.832 20.00 67,641.46 24,909.74
SALE 10/13/09 02209S10 ALTRIA GROUP INC. 1.86
42872 10/16/09 423080 OPPENHEIMER & CO., INC 4,000.00 18.080 120.00 72,198.14 68.74
SALE 10/14/09 02209S10 ALTRIA GROUP INC. 1.88
42872 10/19/09 423084 OPPENHEIMER & CO., INC 4,000.00 18.222 120.00 72,764.52 635.12
SALE 10/23/09 02209S10 ALTRIA GROUP INC. .92
42872 10/28/09 423114 OPPENHEIMER & CO., INC 2,000.00 17.891 60.00 35,720.08 -344.62
SALE 10/27/09 02209S10 ALTRIA GROUP INC. 3.74
42872 10/30/09 423123 RAYMOND JAMES & ASSOCIATES, 8,000.00 18.150 240.00 144,959.46 700.67
SALE 10/13/09 02991220 AMERICAN TOWER CORP. CL-A .97
43986 10/16/09 423080 OPPENHEIMER & CO., INC 1,000.00 37.698 30.00 37,667.03 9,255.34
SALE 10/22/09 02991220 AMERICAN TOWER CORP. CL-A 2.02
43986 10/27/09 423110 OPPENHEIMER & CO., INC 2,000.00 39.137 60.00 78,211.98 21,388.61
SALE 9/29/09 03042010 AMERICAN WATER WORKS CO INC 9.28
47764 10/02/09 423033 ELECTRONIC BROKERAGE SYSTEM 18,000.00 20.071 90.00 361,175.12 25,944.51
S T A T E O F N E W J E R S E Y 4340
D I V I S I O N O F I N V E S T M E N T
DETAIL REPORT OF SECURITIES TRANSACTIONS
DURING THE PERIOD 10/01/09 THROUGH 10/31/09
N.J. BEST - POOLED EQUITY FD (4340) -Cont. PAGE: 21
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TRXN/ TRADE/ CUSIP/ SECURITY DESCRIPTION/ RATE/ YIELD/ EXPENSE/
INVNT# DELIVERY DOCUMENT BROKER/SERVICER OF RECORD MATURITY PAR-OR-SHARES PRICE COMMISSION COST/PROCEEDS GAIN-OR-LOSS
------ -------- -------- --------------------------- -------- -------------- ------ ---------- -------------- --------------
SALE 9/30/09 03076C10 AMERIPRISE FINANCIAL INC 2.74
47265 10/05/09 423037 ELECTRONIC BROKERAGE SYSTEM 3,000.00 35.507 15.00 106,504.16 27,429.13
SALE 10/01/09 03076C10 AMERIPRISE FINANCIAL INC 2.87
47265 10/06/09 423043 OPPENHEIMER & CO., INC 3,000.00 37.158 90.00 111,381.13 32,306.10
SALE 10/26/09 03076C10 AMERIPRISE FINANCIAL INC .97
47265 10/29/09 423119 OPPENHEIMER & CO., INC 1,000.00 37.681 30.00 37,650.43 11,292.09
SALE 9/30/09 03739T10 A123 SYSTEMS INC 4.11
48644 10/05/09 423037 CREDIT SUISSE SEC (AES) 8,000.00 19.988 80.00 159,817.49 51,817.49
SALE 10/20/09 03783310 APPLE INC. 5.11
36208 10/23/09 423101 BARCLAYS CAPITAL (DOMESTIC) 1,000.00 198.77 30.00 198,741.69 64,469.28
SALE 10/23/09 05276910 AUTODESK INC 4.15
48499 10/28/09 423114 CREDIT SUISSE SEC (AES) 6,000.00 26.901 60.00 161,341.85 19,350.44
SALE 10/27/09 05276910 AUTODESK INC 1.34
48499 10/30/09 423123 SOLEIL SECURITIES CORP. 2,000.00 25.888 60.00 51,714.66 4,384.19
SALE 10/06/09 05714910 BAKER (MICHAEL) CORP 1.04
37926 10/09/09 423056 OPPENHEIMER & CO., INC 1,000.00 40.160 30.00 40,128.96 7,422.97
SALE 10/13/09 05714910 BAKER (MICHAEL) CORP 1.04
37926 10/16/09 423080 OPPENHEIMER & CO., INC 1,000.00 40.368 30.00 40,336.46 7,630.47
SALE 10/13/09 05722410 BAKER HUGHES IN 2.32
47512 10/16/09 423080 OPPENHEIMER & CO., INC 2,000.00 45.080 60.00 90,097.68 17,434.71
SALE 10/15/09 05722410 BAKER HUGHES IN 2.33
47512 10/20/09 423088 OPPENHEIMER & CO., INC 2,000.00 45.199 60.00 90,336.27 17,673.30
SALE 10/26/09 05722410 BAKER HUGHES IN 2.34
47512 10/29/09 423119 OPPENHEIMER & CO., INC 2,000.00 45.412 80.00 90,741.46 18,078.49
SALE 10/20/09 06405810 BANK OF NEW YORK MELLON COR 2.97
44006 10/23/09 423101 OPPENHEIMER & CO., INC 4,000.00 28.863 120.00 115,328.63 15,916.58
S T A T E O F N E W J E R S E Y 4340
D I V I S I O N O F I N V E S T M E N T
DETAIL REPORT OF SECURITIES TRANSACTIONS
DURING THE PERIOD 10/01/09 THROUGH 10/31/09
N.J. BEST - POOLED EQUITY FD (4340) -Cont. PAGE: 22
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TRXN/ TRADE/ CUSIP/ SECURITY DESCRIPTION/ RATE/ YIELD/ EXPENSE/
INVNT# DELIVERY DOCUMENT BROKER/SERVICER OF RECORD MATURITY PAR-OR-SHARES PRICE COMMISSION COST/PROCEEDS GAIN-OR-LOSS
------ -------- -------- --------------------------- -------- -------------- ------ ---------- -------------- --------------
SALE 10/21/09 06405810 BANK OF NEW YORK MELLON COR 2.23
44006 10/26/09 423105 OPPENHEIMER & CO., INC 3,000.00 28.850 90.00 86,457.77 11,898.73
SALE 10/22/09 06405810 BANK OF NEW YORK MELLON COR 1.48
44006 10/27/09 423110 OPPENHEIMER & CO., INC 2,000.00 28.625 60.00 57,188.52 7,482.50
SALE 10/23/09 06405810 BANK OF NEW YORK MELLON COR 3.01
44006 10/28/09 423114 OPPENHEIMER & CO., INC 4,000.00 29.204 120.00 116,692.59 17,280.54
SALE 10/27/09 06405810 BANK OF NEW YORK MELLON COR 3.64
44006 10/30/09 423123 OPPENHEIMER & CO., INC 5,000.00 28.305 150.00 141,369.36 17,104.30
SALE 10/27/09 06405810 BANK OF NEW YORK MELLON COR 6.41
44006 10/30/09 423123 RBC CAPITAL (DOMESTIC) 9,000.00 27.671 360.00 248,670.79 24,993.69
SALE 10/02/09 08442310 W R BERKLEY CORP 1.31
48325 10/07/09 423048 OPPENHEIMER & CO., INC 2,000.00 25.347 60.00 50,631.69 -381.25
SALE 9/30/09 08578910 BERRY PETROLEUM CO 2.80
42924 10/05/09 423037 MURIEL SEIBERT & CO 4,000.00 27.152 40.00 108,566.40 36,376.00
SALE 10/01/09 08578910 BERRY PETROLEUM CO 1.37
42924 10/06/09 423043 OPPENHEIMER & CO., INC 2,000.00 26.570 60.00 53,078.63 16,983.43
SALE 10/13/09 09946950 BOOTS & COOTS INTERNATIONAL .41
42590 10/16/09 423080 OPPENHEIMER & CO., INC 10,000.00 1.560 300.00 15,303.59 -5,494.16
SALE 10/02/09 11012210 BRISTOL-MYERS SQUIBB CO. 1.15
37974 10/07/09 423048 OPPENHEIMER & CO., INC 2,000.00 22.270 60.00 44,478.85 2,260.81
SALE 10/12/09 11012210 BRISTOL-MYERS SQUIBB CO. 1.17
37974 10/15/09 423074 OPPENHEIMER & CO., INC 2,000.00 22.670 60.00 45,278.83 3,060.79
SALE 10/09/09 12526910 CF INDUSTRIES HOLDINGS INC 6.84
48373 10/15/09 423070 OPPENHEIMER & CO., INC 3,000.00 88.670 90.00 265,913.76 21,337.86
SALE 10/19/09 12960310 CALGON CARBON CORP .84
46470 10/22/09 423097 OPPENHEIMER & CO., INC 2,000.00 16.287 60.00 32,513.76 4,009.47
S T A T E O F N E W J E R S E Y 4340
D I V I S I O N O F I N V E S T M E N T
DETAIL REPORT OF SECURITIES TRANSACTIONS
DURING THE PERIOD 10/01/09 THROUGH 10/31/09
N.J. BEST - POOLED EQUITY FD (4340) -Cont. PAGE: 23
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TRXN/ TRADE/ CUSIP/ SECURITY DESCRIPTION/ RATE/ YIELD/ EXPENSE/
INVNT# DELIVERY DOCUMENT BROKER/SERVICER OF RECORD MATURITY PAR-OR-SHARES PRICE COMMISSION COST/PROCEEDS GAIN-OR-LOSS
------ -------- -------- --------------------------- -------- -------------- ------ ---------- -------------- --------------
SALE 10/22/09 12960310 CALGON CARBON CORP 3.91
46470 10/27/09 423110 OPPENHEIMER & CO., INC 10,000.00 15.181 300.00 151,505.09 8,983.63
SALE 10/13/09 14343640 CARMIKE CINEMAS .22
47604 10/16/09 423080 CREDIT SUISSE SEC (AES) 800.00 10.541 8.00 8,424.82 1,373.95
SALE 10/13/09 14343640 CARMIKE CINEMAS .54
47604 10/16/09 423080 CREDIT SUISSE SEC (AES) 2,000.00 10.403 20.00 20,785.06 3,157.87
-------------- ====== ---------- -------------- --------------
2 INTRA-DAY TRANSACTIONS SUBTOTAL: 2,800.00 10.442 .76 29,209.88 4,531.82
28.00
SALE 10/14/09 14343640 CARMIKE CINEMAS .55
47604 10/19/09 423084 CREDIT SUISSE SEC (AES) 2,000.00 10.680 20.00 21,338.45 3,711.26
SALE 10/14/09 14343640 CARMIKE CINEMAS 1.40
47604 10/19/09 423084 CREDIT SUISSE SEC (AES) 5,200.00 10.403 52.00 54,039.60 8,208.91
-------------- ====== ---------- -------------- --------------
2 INTRA-DAY TRANSACTIONS SUBTOTAL: 7,200.00 10.479 1.95 75,378.05 11,920.17
72.00
SALE 10/15/09 14343640 CARMIKE CINEMAS 1.96
47604 10/20/09 423088 CREDIT SUISSE SEC (AES) 7,000.00 10.872 70.00 76,032.74 14,337.59
SALE 10/16/09 14343640 CARMIKE CINEMAS 1.99
47604 10/21/09 423092 CREDIT SUISSE SEC (AES) 7,000.00 11.039 70.00 77,198.21 15,503.06
SALE 10/14/09 15133V20 CENTENNIAL COMMUNICATIONS C 18.13
47717 10/19/09 423084 JANNEY MONTGOMERY SCOTT 84,000.00 8.395 2,520.00 702,625.07 62,306.35
SALE 9/28/09 17275R10 CISCO SYSTEMS INC 6.13
23375 10/01/09 423029 CREDIT SUISSE SEC (AES) 10,000.00 23.826 100.00 238,154.87 45,457.31
SALE 9/30/09 17275R10 CISCO SYSTEMS INC 6.06
23375 10/05/09 423037 CREDIT SUISSE SEC (AES) 10,000.00 23.575 100.00 235,642.94 42,945.37
S T A T E O F N E W J E R S E Y 4340
D I V I S I O N O F I N V E S T M E N T
DETAIL REPORT OF SECURITIES TRANSACTIONS
DURING THE PERIOD 10/01/09 THROUGH 10/31/09
N.J. BEST - POOLED EQUITY FD (4340) -Cont. PAGE: 24
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TRXN/ TRADE/ CUSIP/ SECURITY DESCRIPTION/ RATE/ YIELD/ EXPENSE/
INVNT# DELIVERY DOCUMENT BROKER/SERVICER OF RECORD MATURITY PAR-OR-SHARES PRICE COMMISSION COST/PROCEEDS GAIN-OR-LOSS
------ -------- -------- --------------------------- -------- -------------- ------ ---------- -------------- --------------
SALE 10/06/09 19210850 COEUR D'ALENE MINES CORP ID 11.06
47107 10/09/09 423056 OPPENHEIMER & CO., INC 20,000.00 21.501 600.00 429,408.94 195,883.22
SALE 10/09/09 19259P30 COINSTAR INC .90
47786 10/15/09 423070 CREDIT SUISSE SEC (AES) 1,000.00 34.790 10.00 34,779.10 5,983.06
SALE 10/13/09 19259P30 COINSTAR INC .91
47786 10/16/09 423080 CREDIT SUISSE SEC (AES) 1,000.00 35.332 10.00 35,320.59 6,524.55
SALE 10/22/09 19259P30 COINSTAR INC 1.78
47786 10/27/09 423110 CREDIT SUISSE SEC (AES) 2,000.00 34.500 20.00 68,978.22 11,386.14
SALE 10/23/09 19259P30 COINSTAR INC 1.76
47786 10/28/09 423114 CREDIT SUISSE SEC (AES) 2,000.00 34.200 20.00 68,377.24 10,785.16
SALE 10/23/09 20030N20 COMCAST "A SPL" 3.83
48816 10/28/09 423114 CREDIT SUISSE SEC (AES) 10,000.00 14.889 100.00 148,788.17 2,094.17
SALE 10/06/09 20825C10 CONOCOPHILLIPS 1.24
37805 10/09/09 423056 OPPENHEIMER & CO., INC 1,000.00 48.150 30.00 48,118.76 -5,664.50
SALE 10/02/09 21037110 CONSTELLATION ENERGY GROUP, 1.59
43010 10/07/09 423048 OPPENHEIMER & CO., INC 2,000.00 30.846 60.00 61,629.41 14,627.18
SALE 10/09/09 21037110 CONSTELLATION ENERGY GROUP, 10.15
43010 10/15/09 423070 OPPENHEIMER & CO., INC 12,000.00 32.884 360.00 394,235.45 112,222.07
SALE 10/14/09 23280610 CYPRESS SEMICONDUCTOR CORP 1.06
47083 10/19/09 423084 OPPENHEIMER & CO., INC 4,000.00 10.290 120.00 41,038.94 5,921.43
SALE 10/26/09 23280610 CYPRESS SEMICONDUCTOR CORP .49
47083 10/29/09 423119 OPPENHEIMER & CO., INC 2,000.00 9.528 60.00 18,995.51 1,436.75
SALE 10/02/09 24237010 DEAN FOODS 2.40
47992 10/07/09 423048 OPPENHEIMER & CO., INC 5,000.00 18.661 150.00 93,154.10 -1,345.41
SALE 10/09/09 24237010 DEAN FOODS .98
47992 10/15/09 423070 OPPENHEIMER & CO., INC 2,000.00 19.042 60.00 38,023.02 223.21
S T A T E O F N E W J E R S E Y 4340
D I V I S I O N O F I N V E S T M E N T
DETAIL REPORT OF SECURITIES TRANSACTIONS
DURING THE PERIOD 10/01/09 THROUGH 10/31/09
N.J. BEST - POOLED EQUITY FD (4340) -Cont. PAGE: 25
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TRXN/ TRADE/ CUSIP/ SECURITY DESCRIPTION/ RATE/ YIELD/ EXPENSE/
INVNT# DELIVERY DOCUMENT BROKER/SERVICER OF RECORD MATURITY PAR-OR-SHARES PRICE COMMISSION COST/PROCEEDS GAIN-OR-LOSS
------ -------- -------- --------------------------- -------- -------------- ------ ---------- -------------- --------------
SALE 10/14/09 24237010 DEAN FOODS .99
47992 10/19/09 423084 OPPENHEIMER & CO., INC 2,000.00 19.211 60.00 38,361.01 561.20
SALE 10/22/09 24237010 DEAN FOODS .96
47992 10/27/09 423110 OPPENHEIMER & CO., INC 2,000.00 18.670 60.00 37,279.04 -520.77
SALE 9/29/09 25179M10 DEVON ENERGY CORP. 3.48
35210 10/02/09 423033 ELECTRONIC BROKERAGE SYSTEM 2,000.00 67.764 10.00 135,514.52 12,805.48
SALE 10/14/09 25179M10 DEVON ENERGY CORP. 1.80
35210 10/19/09 423084 OPPENHEIMER & CO., INC 1,000.00 69.653 30.00 69,621.20 8,266.68
SALE 10/15/09 25189310 DEVRY 4.34
48633 10/20/09 423088 OPPENHEIMER & CO., INC 3,000.00 56.194 90.00 168,487.66 3,100.06
SALE 10/15/09 25674610 DOLLAR TREE INC 1.27
42995 10/20/09 423088 CREDIT SUISSE SEC (AES) 1,000.00 49.156 10.00 49,144.73 10,212.98
SALE 10/13/09 26017410 DOVER MOTORSPORTS INC .16
47763 10/16/09 423080 OPPENHEIMER & CO., INC 4,000.00 1.518 120.00 5,953.04 336.14
SALE 9/30/09 26875P10 EOG RESOURCES, INC. 2.16
43746 10/05/09 423037 ELECTRONIC BROKERAGE SYSTEM 1,000.00 84.061 5.00 84,053.84 11,789.09
SALE 10/02/09 26875P10 EOG RESOURCES, INC. 4.16
43746 10/07/09 423048 OPPENHEIMER & CO., INC 2,000.00 80.933 60.00 161,801.84 17,272.33
SALE 10/06/09 26875P10 EOG RESOURCES, INC. 4.29
43746 10/09/09 423056 OPPENHEIMER & CO., INC 2,000.00 83.400 60.00 166,735.71 22,206.21
SALE 10/07/09 26875P10 EOG RESOURCES, INC. 2.17
43746 10/13/09 423062 OPPENHEIMER & CO., INC 1,000.00 84.200 30.00 84,167.83 11,903.08
SALE 10/13/09 26875P10 EOG RESOURCES, INC. 13.87
43746 10/16/09 423080 OPPENHEIMER & CO., INC 6,000.00 89.912 180.00 539,276.33 105,687.81
SALE 9/30/09 26969P10 EAGLE MATERIALS INC .73
48251 10/05/09 423037 ELECTRONIC BROKERAGE SYSTEM 1,000.00 28.450 5.00 28,444.27 1,250.19
S T A T E O F N E W J E R S E Y 4340
D I V I S I O N O F I N V E S T M E N T
DETAIL REPORT OF SECURITIES TRANSACTIONS
DURING THE PERIOD 10/01/09 THROUGH 10/31/09
N.J. BEST - POOLED EQUITY FD (4340) -Cont. PAGE: 26
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TRXN/ TRADE/ CUSIP/ SECURITY DESCRIPTION/ RATE/ YIELD/ EXPENSE/
INVNT# DELIVERY DOCUMENT BROKER/SERVICER OF RECORD MATURITY PAR-OR-SHARES PRICE COMMISSION COST/PROCEEDS GAIN-OR-LOSS
------ -------- -------- --------------------------- -------- -------------- ------ ---------- -------------- --------------
SALE 10/09/09 26969P10 EAGLE MATERIALS INC 1.50
48251 10/15/09 423070 OPPENHEIMER & CO., INC 2,000.00 29.120 60.00 58,177.50 3,789.34
SALE 9/28/09 27886510 ECOLAB INC 2.38
48282 10/01/09 423029 ELECTRONIC BROKERAGE SYSTEM 2,000.00 46.295 10.00 92,577.62 8,519.79
SALE 10/09/09 27886510 ECOLAB INC 11.80
48282 10/15/09 423070 OPPENHEIMER & CO., INC 10,000.00 45.913 300.00 458,816.20 38,527.03
SALE 10/12/09 29363910 ENTERCOM COMMUNICATIONS COR .39
37233 10/15/09 423074 OPPENHEIMER & CO., INC 2,000.00 7.488 60.00 14,916.01 7,881.51
SALE 10/15/09 29363910 ENTERCOM COMMUNICATIONS COR .45
37233 10/20/09 423088 OPPENHEIMER & CO., INC 2,000.00 8.573 60.00 17,085.55 10,051.05
SALE 10/26/09 29363910 ENTERCOM COMMUNICATIONS COR .49
37233 10/29/09 423119 OPPENHEIMER & CO., INC 2,000.00 9.462 60.00 18,862.91 11,828.41
SALE 10/02/09 29380T10 ENTERTAINMENT PROPERTIES TR 1.69
43302 10/07/09 423048 OPPENHEIMER & CO., INC 2,000.00 32.773 60.00 65,483.31 26,904.52
SALE 10/06/09 29380T10 ENTERTAINMENT PROPERTIES TR 1.75
43302 10/09/09 423056 OPPENHEIMER & CO., INC 2,000.00 34.030 60.00 67,998.25 29,419.46
SALE 10/13/09 29380T10 ENTERTAINMENT PROPERTIES TR 2.63
43302 10/16/09 423080 OPPENHEIMER & CO., INC 3,000.00 34.012 90.00 101,942.17 44,073.99
SALE 10/14/09 29380T10 ENTERTAINMENT PROPERTIES TR 1.78
43302 10/19/09 423084 OPPENHEIMER & CO., INC 2,000.00 34.500 60.00 68,938.22 30,359.43
SALE 10/22/09 29380T10 ENTERTAINMENT PROPERTIES TR .85
43302 10/27/09 423110 OPPENHEIMER & CO., INC 1,000.00 32.693 30.00 32,662.15 13,372.76
SALE 10/27/09 29380T10 ENTERTAINMENT PROPERTIES TR 1.76
43302 10/30/09 423123 OPPENHEIMER & CO., INC 2,000.00 34.143 60.00 68,224.84 29,646.05
SALE 9/30/09 30231G10 EXXON MOBIL CORP. 10.65
15201 10/05/09 423037 ELECTRONIC BROKERAGE SYSTEM 6,000.00 69.040 30.00 414,199.35 -6,698.69
S T A T E O F N E W J E R S E Y 4340
D I V I S I O N O F I N V E S T M E N T
DETAIL REPORT OF SECURITIES TRANSACTIONS
DURING THE PERIOD 10/01/09 THROUGH 10/31/09
N.J. BEST - POOLED EQUITY FD (4340) -Cont. PAGE: 27
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TRXN/ TRADE/ CUSIP/ SECURITY DESCRIPTION/ RATE/ YIELD/ EXPENSE/
INVNT# DELIVERY DOCUMENT BROKER/SERVICER OF RECORD MATURITY PAR-OR-SHARES PRICE COMMISSION COST/PROCEEDS GAIN-OR-LOSS
------ -------- -------- --------------------------- -------- -------------- ------ ---------- -------------- --------------
SALE 10/13/09 30231G10 EXXON MOBIL CORP. 3.60
15201 10/16/09 423080 OPPENHEIMER & CO., INC 2,000.00 69.986 60.00 139,907.40 -391.95
SALE 10/14/09 30231G10 EXXON MOBIL CORP. 7.29
15201 10/19/09 423084 OPPENHEIMER & CO., INC 4,000.00 70.890 120.00 283,432.71 2,834.01
SALE 10/22/09 30231G10 EXXON MOBIL CORP. 7.65
15201 10/27/09 423110 OPPENHEIMER & CO., INC 4,000.00 74.325 120.00 297,172.35 16,573.65
SALE 10/20/09 34985310 FORWARD AIR CORPORATION 1.96
48569 10/23/09 423101 CREDIT SUISSE SEC (AES) 3,000.00 25.398 30.00 76,162.94 5,515.39
SALE 10/21/09 35874810 FRISCHS RESTAURANTS, INC. .67
48545 10/26/09 423105 OPPENHEIMER & CO., INC 1,000.00 25.714 30.00 25,683.33 1,583.33
SALE 9/29/09 36159R10 GEO GROUP INC/THE 1.03
45218 10/02/09 423033 ELECTRONIC BROKERAGE SYSTEM 2,000.00 20.080 10.00 40,148.97 6,365.63
SALE 10/02/09 36159R10 GEO GROUP INC/THE 1.03
45218 10/07/09 423048 OPPENHEIMER & CO., INC 2,000.00 19.910 60.00 39,757.97 5,974.63
SALE 10/13/09 36159R10 GEO GROUP INC/THE 2.10
45218 10/16/09 423080 OPPENHEIMER & CO., INC 4,000.00 20.416 120.00 81,539.90 13,973.22
SALE 10/15/09 36159R10 GEO GROUP INC/THE 5.31
45218 10/20/09 423088 DEUTSCHE BANK AG (DOMESTIC) 10,000.00 20.656 300.00 206,256.69 37,340.00
SALE 10/20/09 36159R10 GEO GROUP INC/THE 2.72
45218 10/23/09 423101 OPPENHEIMER & CO., INC 5,000.00 21.114 150.00 105,418.28 20,959.93
SALE 10/21/09 36159R10 GEO GROUP INC/THE 2.80
45218 10/26/09 423105 OPPENHEIMER & CO., INC 5,000.00 21.747 150.00 108,582.20 24,123.85
SALE 10/09/09 36955010 GENERAL DYNAMICS CORP. 3.35
46066 10/15/09 423070 OPPENHEIMER & CO., INC 2,000.00 65.038 60.00 130,011.85 36,936.79
SALE 10/13/09 36955010 GENERAL DYNAMICS CORP. 1.69
46066 10/16/09 423080 OPPENHEIMER & CO., INC 1,000.00 65.634 30.00 65,602.31 19,064.78
S T A T E O F N E W J E R S E Y 4340
D I V I S I O N O F I N V E S T M E N T
DETAIL REPORT OF SECURITIES TRANSACTIONS
DURING THE PERIOD 10/01/09 THROUGH 10/31/09
N.J. BEST - POOLED EQUITY FD (4340) -Cont. PAGE: 28
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TRXN/ TRADE/ CUSIP/ SECURITY DESCRIPTION/ RATE/ YIELD/ EXPENSE/
INVNT# DELIVERY DOCUMENT BROKER/SERVICER OF RECORD MATURITY PAR-OR-SHARES PRICE COMMISSION COST/PROCEEDS GAIN-OR-LOSS
------ -------- -------- --------------------------- -------- -------------- ------ ---------- -------------- --------------
SALE 9/29/09 36960410 GENERAL ELECTRIC CO. 4.32
12731 10/02/09 423033 ELECTRONIC BROKERAGE SYSTEM 10,000.00 16.805 50.00 167,995.68 -27,100.11
SALE 10/14/09 36960410 GENERAL ELECTRIC CO. 4.31
12731 10/19/09 423084 OPPENHEIMER & CO., INC 10,000.00 16.750 300.00 167,195.69 -13,247.08
SALE 10/15/09 36960410 GENERAL ELECTRIC CO. 4.31
12731 10/20/09 423088 OPPENHEIMER & CO., INC 10,000.00 16.750 300.00 167,195.69 -13,247.08
SALE 10/07/09 38259P50 GOOGLE INC. 2.57
33645 10/13/09 423062 JANNEY MONTGOMERY SCOTT 200.00 498.97 6.00 99,785.43 13,226.99
SALE 10/15/09 38259P50 GOOGLE INC. 2.73
33645 10/20/09 423088 CREDIT SUISSE SEC (AES) 200.00 529.64 2.00 105,923.67 19,365.23
SALE 9/29/09 39762420 GREIF INC. CL B .66
37621 10/02/09 423033 ELECTRONIC BROKERAGE SYSTEM 500.00 51.750 2.50 25,871.84 537.68
SALE 10/06/09 39762420 GREIF INC. CL B .65
37621 10/09/09 423056 OPPENHEIMER & CO., INC 500.00 49.900 15.00 24,934.35 -399.81
SALE 10/13/09 39762420 GREIF INC. CL B .27
37621 10/16/09 423080 OPPENHEIMER & CO., INC 200.00 51.770 6.00 10,347.73 214.06
SALE 10/15/09 39762420 GREIF INC. CL B .40
37621 10/20/09 423088 OPPENHEIMER & CO., INC 300.00 51.720 9.00 15,506.60 306.10
SALE 10/27/09 39762420 GREIF INC. CL B .63
37621 10/30/09 423123 RAYMOND JAMES & ASSOCIATES, 500.00 48.880 15.00 24,424.37 -909.79
SALE 10/02/09 41805610 HASBRO INC 1.40
47398 10/07/09 423048 OPPENHEIMER & CO., INC 2,000.00 27.132 60.00 54,201.60 3,758.80
SALE 10/09/09 41805610 HASBRO INC 1.45
47398 10/15/09 423070 OPPENHEIMER & CO., INC 2,000.00 28.060 60.00 56,058.55 5,615.75
SALE 10/12/09 41805610 HASBRO INC 1.47
47398 10/15/09 423074 OPPENHEIMER & CO., INC 2,000.00 28.483 60.00 56,905.33 6,462.53
S T A T E O F N E W J E R S E Y 4340
D I V I S I O N O F I N V E S T M E N T
DETAIL REPORT OF SECURITIES TRANSACTIONS
DURING THE PERIOD 10/01/09 THROUGH 10/31/09
N.J. BEST - POOLED EQUITY FD (4340) -Cont. PAGE: 29
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TRXN/ TRADE/ CUSIP/ SECURITY DESCRIPTION/ RATE/ YIELD/ EXPENSE/
INVNT# DELIVERY DOCUMENT BROKER/SERVICER OF RECORD MATURITY PAR-OR-SHARES PRICE COMMISSION COST/PROCEEDS GAIN-OR-LOSS
------ -------- -------- --------------------------- -------- -------------- ------ ---------- -------------- --------------
SALE 10/16/09 41805610 HASBRO INC 3.04
47398 10/21/09 423092 OPPENHEIMER & CO., INC 4,000.00 29.514 120.00 117,934.16 17,048.56
SALE 10/19/09 41805610 HASBRO INC 7.31
47398 10/22/09 423097 OPPENHEIMER & CO., INC 10,000.00 28.417 300.00 283,859.69 31,645.69
SALE 10/22/09 42823610 HEWLETT-PACKARD 7.38
47960 10/27/09 423110 OPPENHEIMER & CO., INC 6,000.00 47.857 180.00 286,954.62 14,311.30
SALE 9/28/09 43146610 HILL INTERNATIONAL INC. .96
44598 10/01/09 423029 ELECTRONIC BROKERAGE SYSTEM 5,000.00 7.465 25.00 37,300.04 15,111.50
SALE 10/13/09 43146610 HILL INTERNATIONAL INC. .98
44598 10/16/09 423080 OPPENHEIMER & CO., INC 5,000.00 7.613 150.00 37,915.52 15,726.99
SALE 10/15/09 43146610 HILL INTERNATIONAL INC. .99
44598 10/20/09 423088 OPPENHEIMER & CO., INC 5,000.00 7.628 150.00 37,989.51 15,800.97
SALE 10/16/09 43146610 HILL INTERNATIONAL INC. .95
44598 10/21/09 423092 OPPENHEIMER & CO., INC 5,000.00 7.377 150.00 36,732.55 14,544.02
SALE 10/20/09 43146610 HILL INTERNATIONAL INC. .98
44598 10/23/09 423101 OPPENHEIMER & CO., INC 5,000.00 7.613 150.00 37,913.02 15,724.48
SALE 9/28/09 43575830 HOLLY CORP. 1.28
37953 10/01/09 423029 ELECTRONIC BROKERAGE SYSTEM 2,000.00 24.864 10.00 49,716.72 -14,107.76
SALE 9/29/09 43575830 HOLLY CORP. 8.95
37953 10/02/09 423033 ELECTRONIC BROKERAGE SYSTEM 14,000.00 24.880 70.00 348,239.65 -98,531.71
SALE 10/20/09 43851610 HONEYWELL INTL 1.98
46467 10/23/09 423101 OPPENHEIMER & CO., INC 2,000.00 38.430 60.00 76,798.02 12,939.02
SALE 10/13/09 44701110 HUNTSMAN CORP. 1.24
41546 10/16/09 423080 OPPENHEIMER & CO., INC 5,000.00 9.595 150.00 47,823.76 15,556.49
SALE 10/14/09 44701110 HUNTSMAN CORP. 1.24
41546 10/19/09 423084 OPPENHEIMER & CO., INC 5,000.00 9.576 150.00 47,728.26 15,460.98
S T A T E O F N E W J E R S E Y 4340
D I V I S I O N O F I N V E S T M E N T
DETAIL REPORT OF SECURITIES TRANSACTIONS
DURING THE PERIOD 10/01/09 THROUGH 10/31/09
N.J. BEST - POOLED EQUITY FD (4340) -Cont. PAGE: 30
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TRXN/ TRADE/ CUSIP/ SECURITY DESCRIPTION/ RATE/ YIELD/ EXPENSE/
INVNT# DELIVERY DOCUMENT BROKER/SERVICER OF RECORD MATURITY PAR-OR-SHARES PRICE COMMISSION COST/PROCEEDS GAIN-OR-LOSS
------ -------- -------- --------------------------- -------- -------------- ------ ---------- -------------- --------------
SALE 10/14/09 45091110 ITT CORP 1.41
48790 10/19/09 423084 OPPENHEIMER & CO., INC 1,000.00 54.606 30.00 54,574.59 4,730.74
SALE 10/15/09 45091110 ITT CORP 1.41
48790 10/20/09 423088 OPPENHEIMER & CO., INC 1,000.00 54.500 30.00 54,468.59 4,624.75
SALE 9/28/09 46069010 INTERPUBLIC GROUP OF COS IN 1.87
48101 10/01/09 423029 ELECTRONIC BROKERAGE SYSTEM 10,000.00 7.260 50.00 72,548.13 8,424.13
SALE 9/29/09 46069010 INTERPUBLIC GROUP OF COS IN 1.93
48101 10/02/09 423033 ELECTRONIC BROKERAGE SYSTEM 10,000.00 7.500 50.00 74,948.07 10,824.07
SALE 9/28/09 46204410 ION GEOPHYSICAL CORP .92
47666 10/01/09 423029 ELECTRONIC BROKERAGE SYSTEM 10,000.00 3.578 50.00 35,724.08 15,304.08
SALE 9/29/09 46204410 ION GEOPHYSICAL CORP .91
47666 10/02/09 423033 ELECTRONIC BROKERAGE SYSTEM 10,000.00 3.535 50.00 35,299.09 14,879.09
SALE 9/30/09 46204410 ION GEOPHYSICAL CORP .92
47666 10/05/09 423037 ELECTRONIC BROKERAGE SYSTEM 10,000.00 3.576 50.00 35,708.08 15,288.08
SALE 10/01/09 46204410 ION GEOPHYSICAL CORP .90
47666 10/06/09 423043 OPPENHEIMER & CO., INC 10,000.00 3.470 300.00 34,399.10 13,979.10
SALE 10/02/09 46204410 ION GEOPHYSICAL CORP .81
47666 10/07/09 423048 OPPENHEIMER & CO., INC 10,000.00 3.130 300.00 30,996.19 10,576.19
SALE 10/06/09 46204410 ION GEOPHYSICAL CORP 1.77
47666 10/09/09 423056 OPPENHEIMER & CO., INC 20,000.00 3.438 600.00 68,160.23 27,320.23
SALE 10/07/09 46204410 ION GEOPHYSICAL CORP 1.78
47666 10/13/09 423062 OPPENHEIMER & CO., INC 20,000.00 3.446 600.00 68,312.22 27,472.22
SALE 10/08/09 46204410 ION GEOPHYSICAL CORP 1.89
47666 10/14/09 423066 OPPENHEIMER & CO., INC 20,000.00 3.668 600.00 72,750.11 31,910.11
SALE 10/09/09 46204410 ION GEOPHYSICAL CORP 1.89
47666 10/15/09 423070 OPPENHEIMER & CO., INC 20,000.00 3.668 600.00 72,766.11 31,926.11
S T A T E O F N E W J E R S E Y 4340
D I V I S I O N O F I N V E S T M E N T
DETAIL REPORT OF SECURITIES TRANSACTIONS
DURING THE PERIOD 10/01/09 THROUGH 10/31/09
N.J. BEST - POOLED EQUITY FD (4340) -Cont. PAGE: 31
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TRXN/ TRADE/ CUSIP/ SECURITY DESCRIPTION/ RATE/ YIELD/ EXPENSE/
INVNT# DELIVERY DOCUMENT BROKER/SERVICER OF RECORD MATURITY PAR-OR-SHARES PRICE COMMISSION COST/PROCEEDS GAIN-OR-LOSS
------ -------- -------- --------------------------- -------- -------------- ------ ---------- -------------- --------------
SALE 10/13/09 46204410 ION GEOPHYSICAL CORP .98
47666 10/16/09 423080 OPPENHEIMER & CO., INC 10,000.00 3.800 300.00 37,700.02 17,280.02
SALE 10/14/09 46204410 ION GEOPHYSICAL CORP .98
47666 10/19/09 423084 OPPENHEIMER & CO., INC 10,000.00 3.795 300.00 37,649.02 17,229.02
SALE 10/14/09 46625H10 JP MORGAN CHASE & CO 2.43
28084 10/19/09 423084 OPPENHEIMER & CO., INC 2,000.00 47.130 60.00 94,197.57 36,155.26
SALE 9/28/09 47110910 JARDEN CORP 1.39
48338 10/01/09 423029 ELECTRONIC BROKERAGE SYSTEM 2,000.00 26.998 10.00 53,983.61 5,140.72
SALE 9/29/09 47110910 JARDEN CORP 1.38
48338 10/02/09 423033 ELECTRONIC BROKERAGE SYSTEM 2,000.00 26.940 10.00 53,868.62 5,025.74
SALE 9/30/09 47110910 JARDEN CORP 8.64
48338 10/05/09 423037 ELECTRONIC BROKERAGE SYSTEM 12,000.00 28.027 60.00 336,249.36 43,192.05
SALE 9/30/09 47110910 JARDEN CORP 1.44
48338 10/05/09 423037 ELECTRONIC BROKERAGE SYSTEM 2,000.00 28.000 10.00 55,988.56 7,145.67
-------------- ====== ---------- -------------- --------------
2 INTRA-DAY TRANSACTIONS SUBTOTAL: 14,000.00 28.023 10.08 392,237.92 50,337.72
70.00
SALE 10/13/09 47836610 JOHNSON CONTROLS INC 1.37
48029 10/16/09 423080 OPPENHEIMER & CO., INC 2,000.00 26.618 60.00 53,174.63 1,293.47
SALE 10/14/09 47836610 JOHNSON CONTROLS INC 6.94
48029 10/19/09 423084 OPPENHEIMER & CO., INC 10,000.00 26.966 300.00 269,350.06 9,944.23
SALE 10/15/09 47836610 JOHNSON CONTROLS INC 6.89
48029 10/20/09 423088 OPPENHEIMER & CO., INC 10,000.00 26.802 300.00 267,714.11 8,308.29
SALE 10/16/09 47836610 JOHNSON CONTROLS INC 6.90
48029 10/21/09 423092 OPPENHEIMER & CO., INC 10,000.00 26.840 300.00 268,088.10 8,682.27
S T A T E O F N E W J E R S E Y 4340
D I V I S I O N O F I N V E S T M E N T
DETAIL REPORT OF SECURITIES TRANSACTIONS
DURING THE PERIOD 10/01/09 THROUGH 10/31/09
N.J. BEST - POOLED EQUITY FD (4340) -Cont. PAGE: 32
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TRXN/ TRADE/ CUSIP/ SECURITY DESCRIPTION/ RATE/ YIELD/ EXPENSE/
INVNT# DELIVERY DOCUMENT BROKER/SERVICER OF RECORD MATURITY PAR-OR-SHARES PRICE COMMISSION COST/PROCEEDS GAIN-OR-LOSS
------ -------- -------- --------------------------- -------- -------------- ------ ---------- -------------- --------------
SALE 10/13/09 48517030 KANSAS CITY SOUTHERN 1.43
25663 10/16/09 423080 OPPENHEIMER & CO., INC 2,000.00 27.813 60.00 55,564.57 9,542.55
SALE 10/14/09 48517030 KANSAS CITY SOUTHERN .75
25663 10/19/09 423084 OPPENHEIMER & CO., INC 1,000.00 29.006 30.00 28,975.25 5,964.24
SALE 10/15/09 48517030 KANSAS CITY SOUTHERN .74
25663 10/20/09 423088 OPPENHEIMER & CO., INC 1,000.00 28.655 30.00 28,624.26 5,613.25
SALE 10/23/09 48517030 KANSAS CITY SOUTHERN 1.42
25663 10/28/09 423114 OPPENHEIMER & CO., INC 2,000.00 27.452 60.00 54,842.58 8,820.56
SALE 9/30/09 49918380 KNOLOGY INC 2.50
48337 10/05/09 423037 ITG (CHANNEL) 10,000.00 9.690 100.00 96,797.50 22,669.08
SALE 10/02/09 49918380 KNOLOGY INC 2.52
48337 10/07/09 423048 CREDIT SUISSE SEC (AES) 10,000.00 9.786 100.00 97,753.48 23,625.07
SALE 10/13/09 49918380 KNOLOGY INC 2.81
48337 10/16/09 423080 CREDIT SUISSE SEC (AES) 10,000.00 10.931 100.00 109,205.19 35,076.77
SALE 10/14/09 49918380 KNOLOGY INC 2.83
48337 10/19/09 423084 CREDIT SUISSE SEC (USA) LLC 10,000.00 10.978 300.00 109,474.17 35,345.76
SALE 10/15/09 49918380 KNOLOGY INC 2.76
48337 10/20/09 423088 CREDIT SUISSE SEC (AES) 10,000.00 10.723 100.00 107,124.24 32,995.82
SALE 9/29/09 50207910 LMI AEROSPACE INC. .45
39623 10/02/09 423033 CREDIT SUISSE SEC (AES) 1,700.00 10.174 17.00 17,278.01 -1,230.52
SALE 9/30/09 50207910 LMI AEROSPACE INC. .08
39623 10/05/09 423037 CREDIT SUISSE SEC (AES) 300.00 9.890 3.00 2,963.92 -302.29
SALE 9/30/09 50207910 LMI AEROSPACE INC. .52
39623 10/05/09 423037 MERRIMAN/OTC 2,000.00 10.108 20.00 20,194.48 -1,580.27
SALE 10/01/09 50207910 LMI AEROSPACE INC. 1.00
39623 10/06/09 423043 CREDIT SUISSE SEC (AES) 4,000.00 9.723 40.00 38,850.60 -4,698.89
S T A T E O F N E W J E R S E Y 4340
D I V I S I O N O F I N V E S T M E N T
DETAIL REPORT OF SECURITIES TRANSACTIONS
DURING THE PERIOD 10/01/09 THROUGH 10/31/09
N.J. BEST - POOLED EQUITY FD (4340) -Cont. PAGE: 33
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TRXN/ TRADE/ CUSIP/ SECURITY DESCRIPTION/ RATE/ YIELD/ EXPENSE/
INVNT# DELIVERY DOCUMENT BROKER/SERVICER OF RECORD MATURITY PAR-OR-SHARES PRICE COMMISSION COST/PROCEEDS GAIN-OR-LOSS
------ -------- -------- --------------------------- -------- -------------- ------ ---------- -------------- --------------
SALE 9/29/09 52605730 LENNAR CORP. CL B .60
44247 10/02/09 423033 ELECTRONIC BROKERAGE SYSTEM 2,000.00 11.730 10.00 23,449.40 10,164.71
SALE 10/13/09 53245710 ELI LILLY & CO. 2.60
44053 10/16/09 423080 OPPENHEIMER & CO., INC 3,000.00 33.596 90.00 100,695.40 -1,635.20
SALE 9/30/09 53261M10 LIMELIGHT NETWORKS INC 1.06
48436 10/05/09 423037 MERRIMAN/OTC 10,000.00 4.101 100.00 40,905.94 3,257.83
SALE 10/01/09 53261M10 LIMELIGHT NETWORKS INC 1.93
48436 10/06/09 423043 CREDIT SUISSE SEC (AES) 20,000.00 3.744 200.00 74,672.07 -624.15
SALE 10/08/09 53261M10 LIMELIGHT NETWORKS INC .97
48436 10/14/09 423066 CREDIT SUISSE SEC (AES) 10,000.00 3.759 100.00 37,484.03 -164.08
SALE 10/14/09 53261M10 LIMELIGHT NETWORKS INC 1.03
48436 10/19/09 423084 CREDIT SUISSE SEC (AES) 10,000.00 3.973 100.00 39,629.97 1,981.86
SALE 9/28/09 54142L10 LOGMEIN INC 7.41
47582 10/01/09 423029 CREDIT SUISSE SEC (AES) 16,000.00 18.016 160.00 288,088.59 -18,867.71
SALE 9/28/09 55312Q20 MMC ENERGY, INC. .01
37673 10/01/09 423029 CREDIT SUISSE SEC (AES) 200.00 1.448 2.00 287.49 -682.73
SALE 9/29/09 55312Q20 MMC ENERGY, INC. .37
37673 10/02/09 423033 CREDIT SUISSE SEC (AES) 9,800.00 1.449 98.00 14,101.83 -33,439.09
SALE 9/30/09 55312Q20 MMC ENERGY, INC. .38
37673 10/05/09 423037 CREDIT SUISSE SEC (AES) 10,000.00 1.466 100.00 14,563.62 -33,947.52
SALE 10/02/09 55312Q20 MMC ENERGY, INC. .38
37673 10/07/09 423048 CREDIT SUISSE SEC (AES) 10,000.00 1.476 100.00 14,660.62 -33,850.52
SALE 10/02/09 55312Q20 MMC ENERGY, INC. .39
37673 10/07/09 423048 CREDIT SUISSE SEC (AES) 10,000.00 1.485 100.00 14,752.61 -33,758.53
-------------- ====== ---------- -------------- --------------
2 INTRA-DAY TRANSACTIONS SUBTOTAL: 20,000.00 1.481 .77 29,413.23 -67,609.05
200.00
S T A T E O F N E W J E R S E Y 4340
D I V I S I O N O F I N V E S T M E N T
DETAIL REPORT OF SECURITIES TRANSACTIONS
DURING THE PERIOD 10/01/09 THROUGH 10/31/09
N.J. BEST - POOLED EQUITY FD (4340) -Cont. PAGE: 34
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TRXN/ TRADE/ CUSIP/ SECURITY DESCRIPTION/ RATE/ YIELD/ EXPENSE/
INVNT# DELIVERY DOCUMENT BROKER/SERVICER OF RECORD MATURITY PAR-OR-SHARES PRICE COMMISSION COST/PROCEEDS GAIN-OR-LOSS
------ -------- -------- --------------------------- -------- -------------- ------ ---------- -------------- --------------
SALE 10/06/09 55312Q20 MMC ENERGY, INC. .31
37673 10/09/09 423056 CREDIT SUISSE SEC (AES) 8,000.00 1.481 80.00 11,770.89 -27,038.03
SALE 10/02/09 58155Q10 MCKESSON CORP. 1.49
44745 10/07/09 423048 OPPENHEIMER & CO., INC 1,000.00 57.700 30.00 57,668.51 18,354.64
SALE 10/14/09 58155Q10 MCKESSON CORP. 1.58
44745 10/19/09 423084 OPPENHEIMER & CO., INC 1,000.00 61.237 30.00 61,205.42 21,891.55
SALE 9/28/09 58469030 MEDICIS PHARM-CL A 1.12
46432 10/01/09 423029 ELECTRONIC BROKERAGE SYSTEM 2,000.00 21.885 10.00 43,757.88 12,557.36
SALE 9/29/09 58469030 MEDICIS PHARM-CL A 1.13
46432 10/02/09 423033 ELECTRONIC BROKERAGE SYSTEM 2,000.00 21.930 10.00 43,848.87 12,648.35
SALE 10/13/09 58469030 MEDICIS PHARM-CL A 1.09
46432 10/16/09 423080 OPPENHEIMER & CO., INC 2,000.00 21.050 60.00 42,038.91 10,838.38
SALE 10/14/09 58469030 MEDICIS PHARM-CL A 1.16
46432 10/19/09 423084 OPPENHEIMER & CO., INC 2,000.00 22.527 60.00 44,992.44 13,791.92
SALE 10/15/09 58469030 MEDICIS PHARM-CL A 2.29
46432 10/20/09 423088 OPPENHEIMER & CO., INC 4,000.00 22.236 120.00 88,819.71 26,418.66
SALE 10/16/09 58469030 MEDICIS PHARM-CL A 1.19
46432 10/21/09 423092 OPPENHEIMER & CO., INC 2,000.00 22.960 60.00 45,858.81 14,658.28
SALE 10/19/09 58469030 MEDICIS PHARM-CL A 1.19
46432 10/22/09 423097 OPPENHEIMER & CO., INC 2,000.00 23.130 60.00 46,198.81 14,998.29
SALE 10/23/09 58469030 MEDICIS PHARM-CL A 4.19
46432 10/28/09 423114 OPPENHEIMER & CO., INC 7,000.00 23.238 210.00 162,453.91 53,252.07
SALE 10/26/09 58469030 MEDICIS PHARM-CL A 3.99
46432 10/29/09 423119 OPPENHEIMER & CO., INC 7,000.00 22.178 280.00 154,958.51 45,756.67
SALE 9/28/09 58497720 MEDTOX SCIENTIFIC INC. .03
38052 10/01/09 423029 CREDIT SUISSE SEC (AES) 100.00 9.290 1.00 927.97 -212.48
S T A T E O F N E W J E R S E Y 4340
D I V I S I O N O F I N V E S T M E N T
DETAIL REPORT OF SECURITIES TRANSACTIONS
DURING THE PERIOD 10/01/09 THROUGH 10/31/09
N.J. BEST - POOLED EQUITY FD (4340) -Cont. PAGE: 35
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TRXN/ TRADE/ CUSIP/ SECURITY DESCRIPTION/ RATE/ YIELD/ EXPENSE/
INVNT# DELIVERY DOCUMENT BROKER/SERVICER OF RECORD MATURITY PAR-OR-SHARES PRICE COMMISSION COST/PROCEEDS GAIN-OR-LOSS
------ -------- -------- --------------------------- -------- -------------- ------ ---------- -------------- --------------
SALE 9/29/09 58497720 MEDTOX SCIENTIFIC INC. .22
38052 10/02/09 423033 CREDIT SUISSE SEC (AES) 900.00 9.172 9.00 8,245.76 -2,018.32
SALE 10/08/09 58497720 MEDTOX SCIENTIFIC INC. .24
38052 10/14/09 423066 CREDIT SUISSE SEC (AES) 1,000.00 9.255 10.00 9,244.76 -2,159.77
SALE 10/13/09 58497720 MEDTOX SCIENTIFIC INC. .25
38052 10/16/09 423080 CREDIT SUISSE SEC (AES) 1,000.00 9.558 10.00 9,547.75 -1,856.78
SALE 10/14/09 58497720 MEDTOX SCIENTIFIC INC. .50
38052 10/19/09 423084 CREDIT SUISSE SEC (USA) LLC 2,000.00 9.556 60.00 19,051.10 -3,757.96
SALE 10/15/09 58497720 MEDTOX SCIENTIFIC INC. .26
38052 10/20/09 423088 CREDIT SUISSE SEC (AES) 1,000.00 9.947 10.00 9,936.54 -1,467.99
SALE 10/16/09 58497720 MEDTOX SCIENTIFIC INC. .26
38052 10/21/09 423092 JANNEY MONTGOMERY SCOTT 1,000.00 10.110 30.00 10,079.84 -1,324.69
SALE 10/19/09 58497720 MEDTOX SCIENTIFIC INC. .26
38052 10/22/09 423097 CREDIT SUISSE SEC (AES) 1,000.00 10.091 10.00 10,080.74 -1,323.79
SALE 10/20/09 58497720 MEDTOX SCIENTIFIC INC. .26
38052 10/23/09 423101 CREDIT SUISSE SEC (AES) 1,000.00 9.968 10.00 9,957.74 -1,446.79
SALE 10/26/09 58497720 MEDTOX SCIENTIFIC INC. .26
38052 10/29/09 423119 CREDIT SUISSE SEC (AES) 1,000.00 9.868 10.00 9,857.74 -1,546.79
SALE 10/01/09 59491810 MICROSOFT CORP. 13.07
12799 10/06/09 423043 CREDIT SUISSE SEC (AES) 20,000.00 25.409 200.00 507,966.93 54,110.20
SALE 10/05/09 59491810 MICROSOFT CORP. 6.37
12799 10/08/09 423052 JANNEY MONTGOMERY SCOTT 10,000.00 24.759 300.00 247,287.63 20,359.27
SALE 10/13/09 59511210 MICRON TECHNOLOGY INC 2.26
48421 10/16/09 423080 OPPENHEIMER & CO., INC 10,000.00 8.785 300.00 87,547.74 11,294.47
SALE 10/07/09 60786L10 MODUSLINK GLOBAL SOLUTIONS 1.96
43940 10/13/09 423062 JANNEY MONTGOMERY SCOTT 10,000.00 7.606 300.00 75,754.04 44,513.19
S T A T E O F N E W J E R S E Y 4340
D I V I S I O N O F I N V E S T M E N T
DETAIL REPORT OF SECURITIES TRANSACTIONS
DURING THE PERIOD 10/01/09 THROUGH 10/31/09
N.J. BEST - POOLED EQUITY FD (4340) -Cont. PAGE: 36
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TRXN/ TRADE/ CUSIP/ SECURITY DESCRIPTION/ RATE/ YIELD/ EXPENSE/
INVNT# DELIVERY DOCUMENT BROKER/SERVICER OF RECORD MATURITY PAR-OR-SHARES PRICE COMMISSION COST/PROCEEDS GAIN-OR-LOSS
------ -------- -------- --------------------------- -------- -------------- ------ ---------- -------------- --------------
SALE 10/13/09 60786L10 MODUSLINK GLOBAL SOLUTIONS 2.00
43940 10/16/09 423080 CREDIT SUISSE SEC (AES) 10,000.00 7.755 100.00 77,447.00 46,206.14
SALE 10/14/09 60786L10 MODUSLINK GLOBAL SOLUTIONS 4.01
43940 10/19/09 423084 CREDIT SUISSE SEC (USA) LLC 20,000.00 7.788 600.00 155,161.99 92,680.28
SALE 10/22/09 60871R20 MOLSON COORS BREWING CO. 2.57
41264 10/27/09 423110 OPPENHEIMER & CO., INC 2,000.00 49.993 60.00 99,922.43 9,743.04
SALE 10/20/09 61945A10 MOSIAC CO 1.39
48352 10/23/09 423101 OPPENHEIMER & CO., INC 1,000.00 53.730 30.00 53,698.61 3,540.91
SALE 10/13/09 62886E10 NCR CORP .64
46577 10/16/09 423080 OPPENHEIMER & CO., INC 2,000.00 12.399 60.00 24,736.36 3,817.74
SALE 10/23/09 62886E10 NCR CORP 2.80
46577 10/28/09 423114 OPPENHEIMER & CO., INC 10,000.00 10.880 300.00 108,497.20 3,904.12
SALE 10/26/09 62886E10 NCR CORP .57
46577 10/29/09 423119 OPPENHEIMER & CO., INC 2,000.00 10.900 60.00 21,739.43 820.81
SALE 10/02/09 62937750 NRG ENERGY INC. 1.34
43555 10/07/09 423048 OPPENHEIMER & CO., INC 2,000.00 26.070 60.00 52,077.66 11,825.64
SALE 10/08/09 62937750 NRG ENERGY INC. 1.39
43555 10/14/09 423066 OPPENHEIMER & CO., INC 2,000.00 26.990 60.00 53,918.61 13,666.58
SALE 10/09/09 62937750 NRG ENERGY INC. 8.49
43555 10/15/09 423070 OPPENHEIMER & CO., INC 12,000.00 27.499 360.00 329,619.51 88,107.36
SALE 10/13/09 62944T10 NVR INC 1.71
48031 10/16/09 423080 OPPENHEIMER & CO., INC 100.00 663.04 3.00 66,300.11 4,936.71
SALE 10/23/09 62944T10 NVR INC 4.89
48031 10/28/09 423114 OPPENHEIMER & CO., INC 262.00 724.93 10.48 189,916.97 28,580.57
SALE 10/26/09 62944T10 NVR INC 1.85
48031 10/29/09 423119 OPPENHEIMER & CO., INC 100.00 718.46 3.00 71,841.15 10,262.37
S T A T E O F N E W J E R S E Y 4340
D I V I S I O N O F I N V E S T M E N T
DETAIL REPORT OF SECURITIES TRANSACTIONS
DURING THE PERIOD 10/01/09 THROUGH 10/31/09
N.J. BEST - POOLED EQUITY FD (4340) -Cont. PAGE: 37
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TRXN/ TRADE/ CUSIP/ SECURITY DESCRIPTION/ RATE/ YIELD/ EXPENSE/
INVNT# DELIVERY DOCUMENT BROKER/SERVICER OF RECORD MATURITY PAR-OR-SHARES PRICE COMMISSION COST/PROCEEDS GAIN-OR-LOSS
------ -------- -------- --------------------------- -------- -------------- ------ ---------- -------------- --------------
SALE 10/27/09 62944T10 NVR INC 3.61
48031 10/30/09 423123 OPPENHEIMER & CO., INC 200.00 702.17 8.00 140,423.25 17,265.69
SALE 10/22/09 65011110 NEW YORK TIMES 1.57
48779 10/27/09 423110 OPPENHEIMER & CO., INC 6,000.00 10.173 180.00 60,857.63 11,572.02
SALE 10/23/09 65011110 NEW YORK TIMES 2.77
48779 10/28/09 423114 OPPENHEIMER & CO., INC 10,000.00 10.748 300.00 107,179.23 25,036.55
SALE 10/26/09 65011110 NEW YORK TIMES 1.66
48779 10/29/09 423119 OPPENHEIMER & CO., INC 6,000.00 10.729 180.00 64,192.34 14,906.73
SALE 10/27/09 65011110 NEW YORK TIMES 5.09
48779 10/30/09 423123 LEERINK SWANN LLC 20,000.00 9.902 800.00 197,238.91 32,953.54
SALE 10/14/09 65584410 NORFOLK SOUTHERN CORP. 1.22
44749 10/19/09 423084 OPPENHEIMER & CO., INC 1,000.00 47.449 30.00 47,417.78 12,247.47
SALE 10/23/09 65584410 NORFOLK SOUTHERN CORP. 8.48
44749 10/28/09 423114 OPPENHEIMER & CO., INC 7,000.00 47.096 210.00 329,450.72 83,258.56
SALE 10/13/09 66680710 NORTHROP GRUMMA 2.63
47046 10/16/09 423080 OPPENHEIMER & CO., INC 2,000.00 51.071 60.00 102,079.97 4,310.97
SALE 10/14/09 66680710 NORTHROP GRUMMA 1.31
47046 10/19/09 423084 OPPENHEIMER & CO., INC 1,000.00 50.941 30.00 50,909.69 2,025.19
SALE 10/22/09 66680710 NORTHROP GRUMMA 3.84
47046 10/27/09 423110 OPPENHEIMER & CO., INC 3,000.00 49.684 90.00 148,957.26 2,303.76
SALE 9/29/09 68668810 ORMAT TECHNOLOGIES, INC. 1.05
45231 10/02/09 423033 ELECTRONIC BROKERAGE SYSTEM 1,000.00 40.730 5.00 40,723.95 13,842.63
SALE 10/09/09 68668810 ORMAT TECHNOLOGIES, INC. 3.14
45231 10/15/09 423070 OPPENHEIMER & CO., INC 3,000.00 40.645 90.00 121,841.26 41,197.30
SALE 10/13/09 68668810 ORMAT TECHNOLOGIES, INC. 9.28
45231 10/16/09 423080 OPPENHEIMER & CO., INC 9,000.00 40.107 270.00 360,687.32 118,755.44
S T A T E O F N E W J E R S E Y 4340
D I V I S I O N O F I N V E S T M E N T
DETAIL REPORT OF SECURITIES TRANSACTIONS
DURING THE PERIOD 10/01/09 THROUGH 10/31/09
N.J. BEST - POOLED EQUITY FD (4340) -Cont. PAGE: 38
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TRXN/ TRADE/ CUSIP/ SECURITY DESCRIPTION/ RATE/ YIELD/ EXPENSE/
INVNT# DELIVERY DOCUMENT BROKER/SERVICER OF RECORD MATURITY PAR-OR-SHARES PRICE COMMISSION COST/PROCEEDS GAIN-OR-LOSS
------ -------- -------- --------------------------- -------- -------------- ------ ---------- -------------- --------------
SALE 9/29/09 69002720 OUTDOOR CHANNEL HOLDINGS IN .37
29494 10/02/09 423033 MERRIMAN/OTC 2,000.00 7.124 20.00 14,226.83 -798.84
SALE 10/02/09 71344810 PEPSICO, INC. 1.57
43554 10/07/09 423048 OPPENHEIMER & CO., INC 1,000.00 60.933 30.00 60,901.43 8,986.99
SALE 10/09/09 71708110 PFIZER INC 4.36
48433 10/15/09 423070 OPPENHEIMER & CO., INC 10,000.00 16.930 300.00 168,995.64 5,594.97
SALE 10/12/09 71708110 PFIZER INC 4.36
48433 10/15/09 423074 OPPENHEIMER & CO., INC 10,000.00 16.960 300.00 169,299.64 5,898.97
SALE 9/29/09 71817210 PHILIP MORRIS INTERNATIONAL 1.24
40646 10/02/09 423033 ELECTRONIC BROKERAGE SYSTEM 1,000.00 48.130 5.00 48,123.76 6,837.42
SALE 10/13/09 71817210 PHILIP MORRIS INTERNATIONAL 2.58
40646 10/16/09 423080 OPPENHEIMER & CO., INC 2,000.00 50.051 60.00 100,039.42 17,466.73
SALE 10/13/09 72925110 PLUM CREEK TIMBER CO INC 2.47
46288 10/16/09 423080 OPPENHEIMER & CO., INC 3,000.00 32.035 90.00 96,011.63 -8,655.18
SALE 10/14/09 72925110 PLUM CREEK TIMBER CO INC 1.69
46288 10/19/09 423084 OPPENHEIMER & CO., INC 2,000.00 32.867 60.00 65,672.11 -4,105.76
SALE 10/23/09 72925110 PLUM CREEK TIMBER CO INC 2.56
46288 10/28/09 423114 OPPENHEIMER & CO., INC 3,000.00 33.091 90.00 99,180.44 -5,486.37
SALE 10/27/09 72925110 PLUM CREEK TIMBER CO INC 1.73
46288 10/30/09 423123 OPPENHEIMER & CO., INC 2,000.00 33.501 60.00 66,940.27 -2,837.60
SALE 10/23/09 74346Y10 PROS HOLDINGS INC. .98
38456 10/28/09 423114 OPPENHEIMER & CO., INC 4,000.00 9.525 120.00 37,977.42 709.46
SALE 10/26/09 74346Y10 PROS HOLDINGS INC. .49
38456 10/29/09 423119 OPPENHEIMER & CO., INC 2,000.00 9.460 80.00 18,839.71 205.73
SALE 9/28/09 74731Q10 PZENA INVESTMENT MGMT INC .44
46575 10/01/09 423029 ELECTRONIC BROKERAGE SYSTEM 2,000.00 8.642 10.00 17,273.56 5,134.43
S T A T E O F N E W J E R S E Y 4340
D I V I S I O N O F I N V E S T M E N T
DETAIL REPORT OF SECURITIES TRANSACTIONS
DURING THE PERIOD 10/01/09 THROUGH 10/31/09
N.J. BEST - POOLED EQUITY FD (4340) -Cont. PAGE: 39
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TRXN/ TRADE/ CUSIP/ SECURITY DESCRIPTION/ RATE/ YIELD/ EXPENSE/
INVNT# DELIVERY DOCUMENT BROKER/SERVICER OF RECORD MATURITY PAR-OR-SHARES PRICE COMMISSION COST/PROCEEDS GAIN-OR-LOSS
------ -------- -------- --------------------------- -------- -------------- ------ ---------- -------------- --------------
SALE 10/14/09 74731Q10 PZENA INVESTMENT MGMT INC .48
46575 10/19/09 423084 OPPENHEIMER & CO., INC 2,000.00 9.176 60.00 18,291.12 5,913.08
SALE 9/29/09 75190730 RAMTRON INTERNATIONAL CORP. .23
42765 10/02/09 423033 CREDIT SUISSE SEC (AES) 4,000.00 2.157 40.00 8,589.37 -1,656.07
SALE 10/01/09 75190730 RAMTRON INTERNATIONAL CORP. .26
42765 10/06/09 423043 CREDIT SUISSE SEC (AES) 4,000.00 2.487 40.00 9,908.54 -336.90
SALE 10/02/09 75190730 RAMTRON INTERNATIONAL CORP. .24
42765 10/07/09 423048 CREDIT SUISSE SEC (AES) 4,000.00 2.238 40.00 8,911.76 -1,333.68
SALE 10/06/09 75190730 RAMTRON INTERNATIONAL CORP. .13
42765 10/09/09 423056 CREDIT SUISSE SEC (AES) 2,000.00 2.374 20.00 4,727.67 -395.05
SALE 9/29/09 76011210 RENTECH INC. .44
39062 10/02/09 423033 ELECTRONIC BROKERAGE SYSTEM 10,000.00 1.700 50.00 16,951.56 8,159.39
SALE 10/08/09 76011210 RENTECH INC. .42
39062 10/14/09 423066 OPPENHEIMER & CO., INC 10,000.00 1.633 300.00 16,024.58 7,232.41
SALE 10/13/09 76011210 RENTECH INC. .42
39062 10/16/09 423080 OPPENHEIMER & CO., INC 10,000.00 1.630 300.00 15,999.58 7,207.41
SALE 9/29/09 76171310 REYNOLDS AMERICAN INC. 2.32
36871 10/02/09 423033 ELECTRONIC BROKERAGE SYSTEM 2,000.00 45.120 10.00 90,227.68 5,390.86
SALE 9/30/09 76171310 REYNOLDS AMERICAN INC. 4.63
36871 10/05/09 423037 ELECTRONIC BROKERAGE SYSTEM 4,000.00 45.070 20.00 180,255.37 10,581.72
SALE 10/02/09 76171310 REYNOLDS AMERICAN INC. 2.28
36871 10/07/09 423048 OPPENHEIMER & CO., INC 2,000.00 44.232 60.00 88,401.72 3,564.90
SALE 10/13/09 76171310 REYNOLDS AMERICAN INC. 2.45
36871 10/16/09 423080 OPPENHEIMER & CO., INC 2,000.00 47.630 60.00 95,197.55 10,360.73
SALE 10/21/09 76171310 REYNOLDS AMERICAN INC. 12.70
36871 10/26/09 423105 OPPENHEIMER & CO., INC 10,000.00 49.397 300.00 493,652.30 69,468.18
S T A T E O F N E W J E R S E Y 4340
D I V I S I O N O F I N V E S T M E N T
DETAIL REPORT OF SECURITIES TRANSACTIONS
DURING THE PERIOD 10/01/09 THROUGH 10/31/09
N.J. BEST - POOLED EQUITY FD (4340) -Cont. PAGE: 40
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TRXN/ TRADE/ CUSIP/ SECURITY DESCRIPTION/ RATE/ YIELD/ EXPENSE/
INVNT# DELIVERY DOCUMENT BROKER/SERVICER OF RECORD MATURITY PAR-OR-SHARES PRICE COMMISSION COST/PROCEEDS GAIN-OR-LOSS
------ -------- -------- --------------------------- -------- -------------- ------ ---------- -------------- --------------
SALE 10/27/09 79084910 ST. JUDE MEDICAL INC. .90
33134 10/30/09 423123 OPPENHEIMER & CO., INC 1,000.00 34.810 30.00 34,779.10 -1,845.77
SALE 9/29/09 82706L10 SILICON GRAPHICS INTERNATIO 1.76
47177 10/02/09 423033 ELECTRONIC BROKERAGE SYSTEM 10,000.00 6.829 50.00 68,242.24 19,767.59
SALE 10/14/09 82706L10 SILICON GRAPHICS INTERNATIO .90
47177 10/19/09 423084 OPPENHEIMER & CO., INC 5,000.00 7.001 150.00 34,854.10 10,616.77
SALE 9/29/09 83269640 JM SMUCKER CO/THE 1.39
44932 10/02/09 423033 ELECTRONIC BROKERAGE SYSTEM 1,000.00 54.250 5.00 54,243.61 13,884.43
SALE 10/13/09 83269640 JM SMUCKER CO/THE 1.39
44932 10/16/09 423080 OPPENHEIMER & CO., INC 1,000.00 53.724 30.00 53,692.61 13,333.43
SALE 10/21/09 83269640 JM SMUCKER CO/THE 1.41
44932 10/26/09 423105 OPPENHEIMER & CO., INC 1,000.00 54.578 30.00 54,546.19 14,187.01
SALE 10/27/09 83269640 JM SMUCKER CO/THE 2.73
44932 10/30/09 423123 RAYMOND JAMES & ASSOCIATES, 2,000.00 53.053 80.00 106,022.27 25,303.92
SALE 10/26/09 86816810 SUPERIOR INDUSTRIES INTL .77
47344 10/29/09 423119 OPPENHEIMER & CO., INC 2,000.00 14.839 60.00 29,616.23 1,843.19
SALE 10/27/09 86816810 SUPERIOR INDUSTRIES INTL .74
47344 10/30/09 423123 RAYMOND JAMES & ASSOCIATES, 2,000.00 14.320 60.00 28,578.46 805.42
SALE 9/29/09 86837X10 SUPERIOR WELL SVCS 1.14
47400 10/02/09 423033 CREDIT SUISSE SEC (AES) 5,000.00 8.861 50.00 44,252.36 11,346.92
SALE 10/01/09 86837X10 SUPERIOR WELL SVCS 2.40
47400 10/06/09 423043 CREDIT SUISSE SEC (AES) 10,000.00 9.331 100.00 93,209.60 27,398.73
SALE 10/23/09 87157D10 SYNAPTICS INCORPORATED 6.42
39378 10/28/09 423114 CREDIT SUISSE SEC (AES) 10,000.00 24.976 100.00 249,655.58 -7,683.64
SALE 10/27/09 87157D10 SYNAPTICS INCORPORATED 1.23
39378 10/30/09 423123 SOLEIL SECURITIES CORP. 2,000.00 23.822 60.00 47,582.57 -3,885.27
S T A T E O F N E W J E R S E Y 4340
D I V I S I O N O F I N V E S T M E N T
DETAIL REPORT OF SECURITIES TRANSACTIONS
DURING THE PERIOD 10/01/09 THROUGH 10/31/09
N.J. BEST - POOLED EQUITY FD (4340) -Cont. PAGE: 41
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TRXN/ TRADE/ CUSIP/ SECURITY DESCRIPTION/ RATE/ YIELD/ EXPENSE/
INVNT# DELIVERY DOCUMENT BROKER/SERVICER OF RECORD MATURITY PAR-OR-SHARES PRICE COMMISSION COST/PROCEEDS GAIN-OR-LOSS
------ -------- -------- --------------------------- -------- -------------- ------ ---------- -------------- --------------
SALE 10/14/09 87405410 TAKE-TWO INTERACTIVE 1.22
48446 10/19/09 423084 CREDIT SUISSE SEC (AES) 4,000.00 11.845 40.00 47,337.98 2,620.93
SALE 10/26/09 87405410 TAKE-TWO INTERACTIVE 3.13
48446 10/29/09 423119 CREDIT SUISSE SEC (AES) 10,000.00 12.159 100.00 121,487.87 9,695.24
SALE 10/27/09 87405410 TAKE-TWO INTERACTIVE 3.09
48446 10/30/09 423123 CREDIT SUISSE SEC (AES) 10,000.00 12.014 100.00 120,038.91 8,246.28
SALE 10/27/09 87405410 TAKE-TWO INTERACTIVE 3.13
48446 10/30/09 423123 SOLEIL SECURITIES CORP. 10,000.00 12.151 300.00 121,204.87 9,412.24
SALE 10/26/09 88731730 TIME WARNER INC 1.62
45489 10/29/09 423119 OPPENHEIMER & CO., INC 2,000.00 31.380 60.00 62,698.38 11,380.74
SALE 10/27/09 88731730 TIME WARNER INC 1.57
45489 10/30/09 423123 RAYMOND JAMES & ASSOCIATES, 2,000.00 30.520 60.00 60,978.43 9,660.79
SALE 10/02/09 88870610 TIVO INC. 1.02
36147 10/07/09 423048 CREDIT SUISSE SEC (AES) 4,000.00 9.859 40.00 39,396.18 10,463.64
SALE 10/05/09 88870610 TIVO INC. 1.02
36147 10/08/09 423052 JANNEY MONTGOMERY SCOTT 4,000.00 9.831 120.00 39,204.18 10,271.64
SALE 10/08/09 88870610 TIVO INC. .53
36147 10/14/09 423066 CREDIT SUISSE SEC (AES) 2,000.00 10.136 20.00 20,251.47 5,785.20
SALE 10/14/09 88870610 TIVO INC. .56
36147 10/19/09 423084 CREDIT SUISSE SEC (AES) 2,000.00 10.722 20.00 21,424.04 6,957.77
SALE 10/20/09 88870610 TIVO INC. 1.73
36147 10/23/09 423101 CREDIT SUISSE SEC (AES) 6,000.00 11.217 60.00 67,237.87 23,839.05
SALE 10/21/09 88870610 TIVO INC. 1.77
36147 10/26/09 423105 BARCLAYS CAPITAL (DOMESTIC) 6,000.00 11.456 180.00 68,556.63 25,157.81
SALE 10/23/09 88870610 TIVO INC. 1.27
36147 10/28/09 423114 CREDIT SUISSE SEC (AES) 4,000.00 12.348 40.00 49,351.13 20,418.59
S T A T E O F N E W J E R S E Y 4340
D I V I S I O N O F I N V E S T M E N T
DETAIL REPORT OF SECURITIES TRANSACTIONS
DURING THE PERIOD 10/01/09 THROUGH 10/31/09
N.J. BEST - POOLED EQUITY FD (4340) -Cont. PAGE: 42
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TRXN/ TRADE/ CUSIP/ SECURITY DESCRIPTION/ RATE/ YIELD/ EXPENSE/
INVNT# DELIVERY DOCUMENT BROKER/SERVICER OF RECORD MATURITY PAR-OR-SHARES PRICE COMMISSION COST/PROCEEDS GAIN-OR-LOSS
------ -------- -------- --------------------------- -------- -------------- ------ ---------- -------------- --------------
SALE 10/26/09 88870610 TIVO INC. .65
36147 10/29/09 423119 CREDIT SUISSE SEC (AES) 2,000.00 12.616 20.00 25,210.55 10,744.28
SALE 10/27/09 88870610 TIVO INC. .91
36147 10/30/09 423123 CREDIT SUISSE SEC (AES) 3,000.00 11.745 30.00 35,203.79 13,504.38
SALE 9/29/09 91136310 UTD RENTALS 2.78
47396 10/02/09 423033 ELECTRONIC BROKERAGE SYSTEM 10,000.00 10.806 50.00 108,011.22 45,517.40
SALE 10/13/09 91136310 UTD RENTALS 2.63
47396 10/16/09 423080 OPPENHEIMER & CO., INC 10,000.00 10.220 400.00 101,801.37 39,307.55
SALE 10/14/09 91136310 UTD RENTALS 2.78
47396 10/19/09 423084 OPPENHEIMER & CO., INC 10,000.00 10.792 300.00 107,613.22 45,119.40
SALE 10/15/09 91136310 UTD RENTALS 2.79
47396 10/20/09 423088 DEUTSCHE BANK AG (DOMESTIC) 10,000.00 10.818 300.00 107,878.21 45,384.39
SALE 10/20/09 91136310 UTD RENTALS 2.74
47396 10/23/09 423101 OPPENHEIMER & CO., INC 10,000.00 10.655 300.00 106,244.26 43,750.44
SALE 10/27/09 91136310 UTD RENTALS 2.58
47396 10/30/09 423123 OPPENHEIMER & CO., INC 10,000.00 10.026 400.00 99,852.42 37,358.61
SALE 9/28/09 92553P20 VIACOM INC. "B" 1.42
48424 10/01/09 423029 ELECTRONIC BROKERAGE SYSTEM 2,000.00 27.720 10.00 55,428.58 4,938.62
SALE 10/02/09 92553P20 VIACOM INC. "B" .72
48424 10/07/09 423048 OPPENHEIMER & CO., INC 1,000.00 27.650 30.00 27,619.28 2,374.30
SALE 10/26/09 92826C83 VISA INC-CLASS A SHARES 1.94
49000 10/29/09 423119 OPPENHEIMER & CO., INC 1,000.00 75.150 40.00 75,107.66 6,377.06
SALE 10/09/09 92929710 WMS INDUSTRIES 1.22
48730 10/15/09 423070 OPPENHEIMER & CO., INC 1,000.00 47.322 30.00 47,291.08 3,005.78
SALE 10/12/09 92929710 WMS INDUSTRIES 1.25
48730 10/15/09 423074 OPPENHEIMER & CO., INC 1,000.00 48.260 30.00 48,228.75 3,943.45
S T A T E O F N E W J E R S E Y 4340
D I V I S I O N O F I N V E S T M E N T
DETAIL REPORT OF SECURITIES TRANSACTIONS
DURING THE PERIOD 10/01/09 THROUGH 10/31/09
N.J. BEST - POOLED EQUITY FD (4340) -Cont. PAGE: 43
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TRXN/ TRADE/ CUSIP/ SECURITY DESCRIPTION/ RATE/ YIELD/ EXPENSE/
INVNT# DELIVERY DOCUMENT BROKER/SERVICER OF RECORD MATURITY PAR-OR-SHARES PRICE COMMISSION COST/PROCEEDS GAIN-OR-LOSS
------ -------- -------- --------------------------- -------- -------------- ------ ---------- -------------- --------------
SALE 10/13/09 92929710 WMS INDUSTRIES 1.24
48730 10/16/09 423080 OPPENHEIMER & CO., INC 1,000.00 47.863 30.00 47,831.76 3,546.46
SALE 10/14/09 92929710 WMS INDUSTRIES 3.74
48730 10/19/09 423084 OPPENHEIMER & CO., INC 3,000.00 48.500 90.00 145,406.26 12,550.36
SALE 10/20/09 92929710 WMS INDUSTRIES 4.94
48730 10/23/09 423101 OPPENHEIMER & CO., INC 4,000.00 47.986 120.00 191,819.46 14,678.26
SALE 10/20/09 92929710 WMS INDUSTRIES 2.46
48730 10/23/09 423101 OPPENHEIMER & CO., INC 2,000.00 47.840 60.00 95,618.34 7,047.74
-------------- ====== ---------- -------------- --------------
2 INTRA-DAY TRANSACTIONS SUBTOTAL: 6,000.00 47.938 7.40 287,437.80 21,726.00
180.00
SALE 9/29/09 94974610 WELLS FARGO & COMPANY 1.47
46540 10/02/09 423033 ELECTRONIC BROKERAGE SYSTEM 2,000.00 28.690 10.00 57,368.53 7,990.17
SALE 10/13/09 94974610 WELLS FARGO & COMPANY 1.56
46540 10/16/09 423080 OPPENHEIMER & CO., INC 2,000.00 30.204 60.00 60,346.44 10,874.25
SALE 10/14/09 94974610 WELLS FARGO & COMPANY .80
46540 10/19/09 423084 OPPENHEIMER & CO., INC 1,000.00 30.920 30.00 30,889.50 6,153.41
SALE 10/13/09 96216610 WEYERHAEUSER CO .96
46167 10/16/09 423080 OPPENHEIMER & CO., INC 1,000.00 37.160 30.00 37,129.04 4,292.71
SALE 10/14/09 98074510 WOODWARD GOVERNOR CO 1.32
47833 10/19/09 423084 CREDIT SUISSE SEC (AES) 2,000.00 25.492 20.00 50,961.68 10,380.27
SALE 10/09/09 98884U10 ZAGG INCORPORATED 1.52
47586 10/15/09 423070 JANNEY MONTGOMERY SCOTT 10,000.00 5.885 300.00 58,545.48 -4,630.13
SALE 10/12/09 98884U10 ZAGG INCORPORATED 1.26
47586 10/15/09 423074 JANNEY MONTGOMERY SCOTT 8,000.00 6.089 240.00 48,471.54 -2,068.95
S T A T E O F N E W J E R S E Y 4340
D I V I S I O N O F I N V E S T M E N T
DETAIL REPORT OF SECURITIES TRANSACTIONS
DURING THE PERIOD 10/01/09 THROUGH 10/31/09
N.J. BEST - POOLED EQUITY FD (4340) -Cont. PAGE: 44
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TRXN/ TRADE/ CUSIP/ SECURITY DESCRIPTION/ RATE/ YIELD/ EXPENSE/
INVNT# DELIVERY DOCUMENT BROKER/SERVICER OF RECORD MATURITY PAR-OR-SHARES PRICE COMMISSION COST/PROCEEDS GAIN-OR-LOSS
------ -------- -------- --------------------------- -------- -------------- ------ ---------- -------------- --------------
SALE 10/13/09 98884U10 ZAGG INCORPORATED .98
47586 10/16/09 423080 JANNEY MONTGOMERY SCOTT 6,000.00 6.316 180.00 37,714.42 -190.95
SALE 10/14/09 98884U10 ZAGG INCORPORATED .64
47586 10/19/09 423084 JANNEY MONTGOMERY SCOTT 4,000.00 6.165 120.00 24,540.56 -729.69
SALE 10/20/09 98884U10 ZAGG INCORPORATED .63
47586 10/23/09 423101 BARCLAYS CAPITAL (DOMESTIC) 4,000.00 6.108 120.00 24,309.37 -960.88
SALE 10/21/09 98884U10 ZAGG INCORPORATED .63
47586 10/26/09 423105 BARCLAYS CAPITAL (DOMESTIC) 4,000.00 6.115 120.00 24,338.57 -931.68
SALE 10/22/09 98884U10 ZAGG INCORPORATED .62
47586 10/27/09 423110 MORGAN STANLEY 4,000.00 6.028 120.00 23,989.38 -1,280.87
SALE 10/23/09 98884U10 ZAGG INCORPORATED .32
47586 10/28/09 423114 BARCLAYS CAPITAL (DOMESTIC) 2,000.00 6.104 60.00 12,147.68 -487.44
SALE 10/15/09 G3673810 FRESH DEL MONTE .63
48669 10/20/09 423088 OPPENHEIMER & CO., INC 1,000.00 24.177 30.00 24,146.37 1,451.55
-------------- ---------- -------------- --------------
SUBTOTAL STOCK SALES: 1,659,062.00 747.52 28,995,575.20 4,197,623.23
36,924.98
-------------- ---------- -------------- --------------
TOTAL FUND SALES: 1,659,062.00 747.52 28,995,575.20 4,197,623.23
36,924.98
END OF REPORT FOR: N.J. BEST - POOLED EQUITY FD
S T A T E O F N E W J E R S E Y 4805
D I V I S I O N O F I N V E S T M E N T
DETAIL REPORT OF SECURITIES TRANSACTIONS
DURING THE PERIOD 10/01/09 THROUGH 10/31/09
SUPPLEMENTAL ANNUITY COLLECT TR (4805) PAGE: 45
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TRXN/ TRADE/ CUSIP/ SECURITY DESCRIPTION/ RATE/ YIELD/ EXPENSE/
INVNT# DELIVERY DOCUMENT BROKER/SERVICER OF RECORD MATURITY PAR-OR-SHARES PRICE COMMISSION COST/PROCEEDS GAIN-OR-LOSS
------ -------- -------- --------------------------- -------- -------------- ------ ---------- -------------- --------------
SALES OF STOCK AND OTHER EQUITIES
---------------------------------
SALE 10/14/09 55353110 MSC.SOFTWARE CORP.
13852 10/14/09 423038 TENDERED 50,000.00 8.400 420,000.00 794.25
SALE 10/16/09 98302410 WYETH
24625 10/16/09 423038 TENDERED 23,000.00 33.000 759,000.00 157,032.60
-------------- ---------- -------------- --------------
SUBTOTAL STOCK SALES: 73,000.00 1,179,000.00 157,826.85
-------------- ---------- -------------- --------------
TOTAL FUND SALES: 73,000.00 1,179,000.00 157,826.85
END OF REPORT FOR: SUPPLEMENTAL ANNUITY COLLECT TR
S T A T E O F N E W J E R S E Y 5050
D I V I S I O N O F I N V E S T M E N T
DETAIL REPORT OF SECURITIES TRANSACTIONS
DURING THE PERIOD 10/01/09 THROUGH 10/31/09
CASH MANAGEMENT FD (5050) PAGE: 46
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TRXN/ TRADE/ CUSIP/ SECURITY DESCRIPTION/ RATE/ YIELD/ EXPENSE/
INVNT# DELIVERY DOCUMENT BROKER/SERVICER OF RECORD MATURITY PAR-OR-SHARES PRICE COMMISSION COST/PROCEEDS GAIN-OR-LOSS
------ -------- -------- --------------------------- -------- -------------- ------ ---------- -------------- --------------
PURCHASE OF FIXED INCOME SECURITIES
-----------------------------------
PUR 10/08/09 00279HFQ ABBEY NATIONAL YANKEE CERT .1700 .170
48795 10/08/09 288124 ABBEY NATIONAL 12/01/09 30,000,000.00 100.00 30,000,000.00
PUR 10/06/09 0556M4RG BNP PARIBAS YANKEE CERT DEP .1900 .190
48771 10/06/09 288112 BNP PARIBAS 11/05/09 70,000,000.00 100.00 70,000,000.00
PUR 10/29/09 0556N0XW BNP PARIBAS FINANCE INC DIS .1100 .110
49030 10/29/09 288206 BNP PARIBAS 10/30/09 70,000,000.00 100.00 69,999,786.11
PUR 10/30/09 0556N0Y2 BNP PARIBAS FINANCE INC DIS .0800 .080
49043 10/30/09 288211 GOLDMAN SACHS & COMPANY 11/02/09 120,000,000.00 99.999 119,999,199.96
PUR 10/13/09 0556N0YD BNP PARIBAS FINANCE INC DIS .1700 .170
48830 10/13/09 288136 JP MORGAN 11/13/09 40,000,000.00 99.985 39,994,144.44
PUR 10/07/09 0660P0XD BANK OF AMERICA CORP DISC C .1200 .120
48783 10/07/09 288118 BANK OF AMERICA 10/13/09 42,000,000.00 99.998 41,999,160.00
PUR 10/29/09 0660P0XW BANK OF AMERICA CORP DISC C .0900 .090
49029 10/29/09 288206 BANK OF AMERICA 10/30/09 30,000,000.00 100.00 29,999,925.00
PUR 10/30/09 0660P0Y2 BANK OF AMERICA CORP DISC C .0900 .090
49042 10/30/09 288211 BANK OF AMERICA 11/02/09 30,000,000.00 99.999 29,999,775.00
PUR 10/06/09 0660P0Y6 BANK OF AMERICA CORP DISC C .1800 .180
48774 10/06/09 288112 BANK OF AMERICA SECURITIES 11/06/09 38,000,000.00 99.985 37,994,110.00
PUR 10/13/09 0660P0Y9 BANK OF AMERICA CORP DISC C .1800 .180
48829 10/13/09 288136 BANK OF AMERICA SECURITIES 11/09/09 42,000,000.00 99.987 41,994,330.00
PUR 10/06/09 13170L5D CALYON YANKEE CERT DEP .1800 .180
48772 10/06/09 288112 CALYON NY 10/30/09 85,000,000.00 100.00 85,000,000.00
PUR 10/29/09 13170RXW CALYON N.A. INC. DISC C P .1200 .120
49032 10/29/09 288206 CALYON NY 10/30/09 50,000,000.00 100.00 49,999,833.33
S T A T E O F N E W J E R S E Y 5050
D I V I S I O N O F I N V E S T M E N T
DETAIL REPORT OF SECURITIES TRANSACTIONS
DURING THE PERIOD 10/01/09 THROUGH 10/31/09
CASH MANAGEMENT FD (5050) -Cont. PAGE: 47
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TRXN/ TRADE/ CUSIP/ SECURITY DESCRIPTION/ RATE/ YIELD/ EXPENSE/
INVNT# DELIVERY DOCUMENT BROKER/SERVICER OF RECORD MATURITY PAR-OR-SHARES PRICE COMMISSION COST/PROCEEDS GAIN-OR-LOSS
------ -------- -------- --------------------------- -------- -------------- ------ ---------- -------------- --------------
PUR 10/16/09 13606XQY CANADIAN IMPERIAL BK OF COM .1600 .160
48876 10/16/09 288153 CANADIAN IMPERIAL BANK 12/15/09 40,000,000.00 100.00 40,000,000.00
PUR 10/09/09 14178LXS CARGILL INC DISC CP .1200 .120
48812 10/09/09 288130 CITIGROUP GBL MKT(FMLY SALO 10/26/09 3,644,000.00 99.994 3,643,793.51
PUR 10/26/09 14178LXT CARGILL INC DISC CP .1000 .100
48990 10/26/09 288188 JP MORGAN 10/27/09 7,637,000.00 100.00 7,636,978.78
PUR 10/19/09 16677EL8 CHEVRON FUNDING CORP IBN .1200 .120
48899 10/19/09 288159 CHEVRON USA INC 11/09/09 50,000,000.00 100.00 50,000,000.00
PUR 10/23/09 16677EM4 CHEVRON FUNDING CORP IBN .0900 .090
48959 10/23/09 288183 CHEVRON USA INC 11/02/09 30,000,000.00 100.00 30,000,000.00
PUR 10/23/09 19416EYK COLGATE PALMOLIVE CO DISC C .1100 .110
48970 10/23/09 288183 CITIGROUP GBL MKT(FMLY SALO 11/19/09 19,500,000.00 99.992 19,498,391.25
PUR 10/07/09 20259XVA COMMERZBANK YANKEE CERT DEP .1800 .180
48784 10/07/09 288118 BGC FINANCIAL 11/09/09 80,000,000.00 100.00 80,000,000.00
PUR 10/16/09 2082M2Y2 CONOCO PHILLIPS DISC C P .1300 .130
48875 10/16/09 288153 JP MORGAN 11/02/09 103,889,000.00 99.994 103,882,622.36
PUR 10/30/09 2082M2Y2 CONOCO PHILLIPS DISC C P .0800 .080
49189 10/30/09 288211 JP MORGAN 11/02/09 5,877,000.00 99.999 5,876,960.82
PUR 10/19/09 22536FWR CREDIT INDUSTRIEL COMM NY Y .2000 .200
48901 10/19/09 288159 CREDIT INDUSTRIAL&COMMERCIA 11/18/09 110,000,000.00 100.00 110,000,000.00
PUR 10/14/09 2363F6YD DANSKE CORP DISC C P .1800 .180
48843 10/14/09 288142 JP MORGAN 11/13/09 55,000,000.00 99.985 54,991,750.00
PUR 10/14/09 2363F6YD DANSKE CORP DISC C P .1800 .180
48844 10/14/09 288142 JP MORGAN 11/13/09 45,000,000.00 99.985 44,993,250.00
PUR 10/08/09 25154BJ9 DEUTSCHE BANK AG YANKEE CER .1700 .170
48798 10/08/09 288124 DEUTSCHE BANK 12/01/09 80,000,000.00 100.00 80,000,000.00
S T A T E O F N E W J E R S E Y 5050
D I V I S I O N O F I N V E S T M E N T
DETAIL REPORT OF SECURITIES TRANSACTIONS
DURING THE PERIOD 10/01/09 THROUGH 10/31/09
CASH MANAGEMENT FD (5050) -Cont. PAGE: 48
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TRXN/ TRADE/ CUSIP/ SECURITY DESCRIPTION/ RATE/ YIELD/ EXPENSE/
INVNT# DELIVERY DOCUMENT BROKER/SERVICER OF RECORD MATURITY PAR-OR-SHARES PRICE COMMISSION COST/PROCEEDS GAIN-OR-LOSS
------ -------- -------- --------------------------- -------- -------------- ------ ---------- -------------- --------------
PUR 10/14/09 2635J4Y5 DUPONT E.I. DEMOURS CO DISC .1300 .130
48846 10/14/09 288142 CREDIT SUISSE SEC (USA) LLC 11/05/09 5,939,000.00 99.992 5,938,528.18
PUR 10/15/09 2635J4Y5 DUPONT E.I. DEMOURS CO DISC .1300 .130
48857 10/15/09 288148 CREDIT SUISSE SEC (USA) LLC 11/05/09 60,000,000.00 99.992 59,995,450.02
PUR 10/16/09 2635J4Y9 DUPONT E.I. DEMOURS CO DISC .1300 .130
48885 10/16/09 288153 CREDIT SUISSE SEC (USA) LLC 11/09/09 4,891,000.00 99.991 4,890,576.11
PUR 10/06/09 29101AXL EMERSON ELECTRIC CO DISC C .1000 .100
48777 10/06/09 288112 BANK OF AMERICA SECURITIES 10/20/09 4,601,000.00 99.996 4,600,821.07
PUR 10/22/09 30257AY9 FPL GROUP CAP DISC C P .1200 .120
48941 10/22/09 288177 BGC FINANCIAL 11/09/09 26,000,000.00 99.994 25,998,440.00
PUR 10/30/09 30257AYD FPL GROUP CAP DISC C P .1300 .130
49046 10/30/09 288211 BARCLAYS CAPITAL INC 11/13/09 13,768,000.00 99.995 13,767,303.94
PUR 10/30/09 3025P0Z8 FPL FUELS INC DISC C P .1400 .140
49045 10/30/09 288211 GOLDMAN SACHS & COMPANY 12/08/09 26,000,000.00 99.985 25,996,056.66
PUR 10/07/09 3025Q0YG FPL FUELS INC DISC C P .1500 .150
48786 10/07/09 288118 BANK OF AMERICA SECURITIES 11/16/09 16,000,000.00 99.983 15,997,333.33
PUR 10/21/09 3025Q0Z1 FPL FUELS INC DISC C P .1500 .150
48933 10/21/09 288171 BANK OF AMERICA SECURITIES 12/01/09 12,600,000.00 99.983 12,597,847.50
PUR 10/16/09 313385QJ FHLB DISCOUNT NOTES .1100 .110
48883 10/16/09 288153 RBS GREENWICH 12/11/09 80,013,000.00 99.983 79,999,308.90
PUR 10/19/09 313397PA FEDL HOME LN MTG CORP DISC .1000 .100
48906 10/19/09 288159 HSBC FINANCE CORP 11/09/09 22,000,000.00 99.994 21,998,716.67
PUR 10/19/09 313397PA FEDL HOME LN MTG CORP DISC .1000 .100
48907 10/19/09 288159 HSBC FINANCE CORP 11/09/09 6,977,000.00 99.994 6,976,593.01
PUR 10/16/09 313589PD FEDERAL NATL MTG ASSN DISC .1000 .100
48886 10/16/09 288153 CITIGROUP/CITIBANK DOMESTIC 11/12/09 5,469,000.00 99.993 5,468,589.83
S T A T E O F N E W J E R S E Y 5050
D I V I S I O N O F I N V E S T M E N T
DETAIL REPORT OF SECURITIES TRANSACTIONS
DURING THE PERIOD 10/01/09 THROUGH 10/31/09
CASH MANAGEMENT FD (5050) -Cont. PAGE: 49
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TRXN/ TRADE/ CUSIP/ SECURITY DESCRIPTION/ RATE/ YIELD/ EXPENSE/
INVNT# DELIVERY DOCUMENT BROKER/SERVICER OF RECORD MATURITY PAR-OR-SHARES PRICE COMMISSION COST/PROCEEDS GAIN-OR-LOSS
------ -------- -------- --------------------------- -------- -------------- ------ ---------- -------------- --------------
PUR 10/20/09 313589PD FEDERAL NATL MTG ASSN DISC .1000 .100
48916 10/20/09 288165 BARCLAYS CAPITAL (DOMESTIC) 11/12/09 11,456,000.00 99.994 11,455,268.09
PUR 10/20/09 313589QQ FEDERAL NATL MTG ASSN DISC .1100 .110
48911 10/20/09 288165 CREDIT SUISSE SEC (USA) LLC 12/17/09 117,006,000.00 99.982 116,985,263.96
PUR 10/20/09 34108AXU FLORIDA POWER & LIGHT CO DI .1000 .100
48912 10/20/09 288165 BANK OF AMERICA SECURITIES 10/28/09 40,000,000.00 99.998 39,999,111.12
PUR 10/22/09 42823JXV HEWLETT PACKARD CO DISC C P .1000 .100
48942 10/22/09 288177 CITIGROUP GBL MKT(FMLY SALO 10/29/09 120,000,000.00 99.998 119,997,666.67
PUR 10/30/09 4611K0Y2 INTESA FUNDING LLC DISC C P .0900 .090
49040 10/30/09 288211 JP MORGAN 11/02/09 50,000,000.00 99.999 49,999,625.00
PUR 10/07/09 4611K0Y5 INTESA FUNDING LLC DISC C P .1500 .150
48787 10/07/09 288118 SAN PAOLO IMI 11/05/09 28,000,000.00 99.988 27,996,616.67
PUR 10/19/09 4611K0YG INTESA FUNDING LLC DISC C P .1500 .150
48900 10/19/09 288159 BANK OF AMERICA SECURITIES 11/16/09 90,000,000.00 99.988 89,989,499.97
PUR 10/19/09 4611K0YG INTESA FUNDING INC DISC C P .1500 .150
48903 10/19/09 288159 BARCLAYS CAPITAL INC 11/16/09 22,000,000.00 99.988 21,997,433.33
PUR 10/08/09 4662J0XF J.P. MORGAN CHASE & CO DISC .1200 .120
48797 10/08/09 288124 JP MORGAN CHASE 10/15/09 75,000,000.00 99.998 74,998,250.02
PUR 10/19/09 4662J0XS JP MORGAN CHASE & CO DISCT .1200 .120
48902 10/19/09 288159 JP MORGAN 10/26/09 8,000,000.00 99.998 7,999,813.34
PUR 10/29/09 4662J0XW JP MORGAN CHASE & CO DISC C .1000 .100
49027 10/29/09 288206 JP MORGAN CHASE 10/30/09 30,000,000.00 100.00 29,999,916.66
PUR 10/29/09 4662J0XW JP MORGAN CHASE & CO DISC C .1000 .100
49028 10/29/09 288206 JP MORGAN CHASE 10/30/09 6,000,000.00 100.00 5,999,983.33
PUR 10/22/09 4662J0Y2 JP MORGAN CHASE & CO DISCT .1200 .120
48943 10/22/09 288177 JP MORGAN CHASE 11/02/09 92,000,000.00 99.996 91,996,626.67
S T A T E O F N E W J E R S E Y 5050
D I V I S I O N O F I N V E S T M E N T
DETAIL REPORT OF SECURITIES TRANSACTIONS
DURING THE PERIOD 10/01/09 THROUGH 10/31/09
CASH MANAGEMENT FD (5050) -Cont. PAGE: 50
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TRXN/ TRADE/ CUSIP/ SECURITY DESCRIPTION/ RATE/ YIELD/ EXPENSE/
INVNT# DELIVERY DOCUMENT BROKER/SERVICER OF RECORD MATURITY PAR-OR-SHARES PRICE COMMISSION COST/PROCEEDS GAIN-OR-LOSS
------ -------- -------- --------------------------- -------- -------------- ------ ---------- -------------- --------------
PUR 10/28/09 63253LFK NATIONAL AUSTRALIA FUND DE .1300 .130
49016 10/28/09 288200 NATL AUSTRALIA FUNDING DELA 12/01/09 15,236,000.00 100.00 15,236,000.00
PUR 10/29/09 63253LFL NATIONAL AUSTRALIA FUND DE .1300 .130
49025 10/29/09 288206 NATL AUSTRALIA FUNDING DELA 12/01/09 144,000,000.00 100.00 144,000,000.00
PUR 10/16/09 6698M4XL NOVARTIS FINANCE DISC C P .1100 .110
48884 10/16/09 288153 JP MORGAN 10/20/09 20,000,000.00 99.999 19,999,755.56
PUR 10/27/09 7426M4YD PRIVATE EXPORT FUNDING CORP .1500 .150
49003 10/27/09 288194 WILLIAMS CAPITAL GROUP 11/13/09 35,000,000.00 99.993 34,997,520.83
PUR 10/23/09 74800JYP QUEBEC PROVINCE DISC C P .1300 .130
48960 10/23/09 288183 CREDIT SUISSE SEC (USA) LLC 11/23/09 25,000,000.00 99.989 24,997,201.40
PUR 10/23/09 74800JYP QUEBEC PROVINCE DISC C P .1350 .135
48969 10/23/09 288183 CREDIT SUISSE SEC (USA) LLC 11/23/09 11,704,000.00 99.988 11,702,639.41
PUR 10/06/09 74800JZ1 QUEBEC PROVINCE DISC C P .1800 .180
48769 10/06/09 288112 ROYAL BANK OF CANADA 12/01/09 21,000,000.00 99.972 20,994,120.00
PUR 10/26/09 74800JZ7 QUEBEC PROVINCE DISC C P .1400 .140
48987 10/26/09 288188 JP MORGAN 12/07/09 12,296,000.00 99.984 12,293,991.66
PUR 10/01/09 83365RX2 SOCIETE GENERALE N.A. INC D .1100 .110
48737 10/01/09 288089 JP MORGAN 10/02/09 50,000,000.00 100.00 49,999,847.20
PUR 10/20/09 83365RXM SOCIETE GENERALE N.A. DISC .1300 .130
48917 10/20/09 288165 JP MORGAN 10/21/09 2,174,000.00 100.00 2,173,992.15
PUR 10/22/09 83365RXP SOCIETE GENERALE N.A. DISC .1200 .120
48948 10/22/09 288177 SOCIETE GENERALE INTERNATIO 10/23/09 30,000,000.00 100.00 29,999,900.00
PUR 10/26/09 83365RXT SOCIETE GENERALE N.A. DISC .1200 .120
48988 10/26/09 288188 JP MORGAN 10/27/09 50,000,000.00 100.00 49,999,833.35
PUR 10/27/09 83365RXU SOCIETE GENERALE N.A. DISC .1100 .110
49001 10/27/09 288194 GOLDMAN SACHS & COMPANY 10/28/09 6,352,000.00 100.00 6,351,980.59
S T A T E O F N E W J E R S E Y 5050
D I V I S I O N O F I N V E S T M E N T
DETAIL REPORT OF SECURITIES TRANSACTIONS
DURING THE PERIOD 10/01/09 THROUGH 10/31/09
CASH MANAGEMENT FD (5050) -Cont. PAGE: 51
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TRXN/ TRADE/ CUSIP/ SECURITY DESCRIPTION/ RATE/ YIELD/ EXPENSE/
INVNT# DELIVERY DOCUMENT BROKER/SERVICER OF RECORD MATURITY PAR-OR-SHARES PRICE COMMISSION COST/PROCEEDS GAIN-OR-LOSS
------ -------- -------- --------------------------- -------- -------------- ------ ---------- -------------- --------------
PUR 10/27/09 83365RXU SOCIETE GENERALE N.A. DISC .1100 .110
49002 10/27/09 288194 JP MORGAN 10/28/09 25,000,000.00 100.00 24,999,923.60
PUR 10/29/09 83365RXW SOCIETE GENERALE N.A. INC D .1200 .120
49031 10/29/09 288206 JP MORGAN 10/30/09 50,000,000.00 100.00 49,999,833.35
PUR 10/30/09 83365RYZ SOCIETE GENERALE N.A. INC D .1200 .120
49039 10/30/09 288211 BARCLAYS CAPITAL INC 11/02/09 125,000,000.00 99.999 124,998,750.00
PUR 10/06/09 8336W0QQ SOCIETE GENERALE YANKEE CER .2000 .200
48773 10/06/09 288112 SOCIETE GENERALE INTERNATIO 10/30/09 25,000,000.00 100.00 25,000,000.00
PUR 10/16/09 8336W0RQ SOCIETE GENERALE YANKEE CER .1900 .190
48877 10/16/09 288153 SOCIETE GENERALE INTERNATIO 11/16/09 55,000,000.00 100.00 55,000,000.00
PUR 10/23/09 86959F2K SVENSKA YANKEE CERT OF DEP .1500 .150
48963 10/23/09 288183 BGC FINANCIAL 11/23/09 45,000,000.00 100.00 45,000,000.00
PUR 10/28/09 86959F2N SVENSKA HANDELSBANKEN YANK .1500 .150
49013 10/28/09 288200 BGC FINANCIAL 11/25/09 50,000,000.00 100.00 50,000,000.00
PUR 10/28/09 86959F2N SVENSKA HANDELSBANKEN YANKE .1500 .150
49014 10/28/09 288200 BGC FINANCIAL 11/25/09 35,000,000.00 100.00 35,000,000.00
PUR 10/28/09 86959F2N SVENSKA HANDELSBANKEN YANKE .1500 .150
49015 10/28/09 288200 BGC FINANCIAL 11/25/09 50,000,000.00 100.00 50,000,000.00
PUR 10/08/09 89233GXW TOYOTA MOTOR CREDIT DISC C .1400 .140
48794 10/08/09 288124 TOYOTA MOTOR CR CORP. 10/30/09 70,000,000.00 99.991 69,994,011.11
PUR 10/29/09 89233GXW TOYOTA MOTOR CREDIT DISC C .0900 .090
49026 10/29/09 288206 TOYOTA MOTOR CR CORP. 10/30/09 50,000,000.00 100.00 49,999,875.00
PUR 10/06/09 89233GY2 TOYOTA MOTOR CREDIT DISC C .1500 .150
48770 10/06/09 288112 TOYOTA MOTOR CR CORP. 11/02/09 50,000,000.00 99.989 49,994,375.00
PUR 10/30/09 89233GY2 TOYOTA MOTOR CREDIT DISC C .0900 .090
49038 10/30/09 288211 TOYOTA MOTOR CR CORP. 11/02/09 100,000,000.00 99.999 99,999,250.00
S T A T E O F N E W J E R S E Y 5050
D I V I S I O N O F I N V E S T M E N T
DETAIL REPORT OF SECURITIES TRANSACTIONS
DURING THE PERIOD 10/01/09 THROUGH 10/31/09
CASH MANAGEMENT FD (5050) -Cont. PAGE: 52
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TRXN/ TRADE/ CUSIP/ SECURITY DESCRIPTION/ RATE/ YIELD/ EXPENSE/
INVNT# DELIVERY DOCUMENT BROKER/SERVICER OF RECORD MATURITY PAR-OR-SHARES PRICE COMMISSION COST/PROCEEDS GAIN-OR-LOSS
------ -------- -------- --------------------------- -------- -------------- ------ ---------- -------------- --------------
PUR 10/15/09 90467AYJ UNICREDITO DELAWARE INC DIS .1900 .190
48858 10/15/09 288148 MESIROW FINANCIAL, INC 11/18/09 80,000,000.00 99.982 79,985,644.44
PUR 10/20/09 9113A2YG UNITED PARCEL SERVICE DISC .0900 .090
48915 10/20/09 288165 JP MORGAN 11/16/09 50,000,000.00 99.993 49,996,625.00
PUR 10/21/09 912795R6 U.S. TREASURY BILLS .0850 .085
48925 10/21/09 288171 BARCLAYS CAPITAL INC 12/31/09 50,000,000.00 99.983 49,991,618.06
PUR 10/22/09 912795R6 U.S. TREASURY BILLS .0620 .062
48949 10/22/09 288177 CREDIT SUISSE SEC (USA) LLC 12/31/09 200,000,000.00 99.988 199,975,888.88
PUR 10/21/09 912795RG U.S. TREASURY BILLS .0850 .085
48934 10/21/09 288171 BARCLAYS CAPITAL INC 12/31/09 87,400,000.00 99.983 87,385,348.36
PUR 10/29/09 912795S7 U.S. TREASURY BILLS .0545 .055
49036 10/29/09 288206 GOLDMAN SACHS & COMPANY 1/28/10 70,000,000.00 99.986 69,990,356.53
PUR 10/20/09 912795T4 U.S. TREASURY BILLS .1095 .110
48913 10/20/09 288165 JP MORGAN 2/25/10 200,000,000.00 99.961 199,922,133.36
PUR 10/20/09 912795T5 U.S. TREASURY BILLS .1130 .113
48914 10/20/09 288135 UBS WARBURG LLC 3/04/10 128,000,000.00 99.958 127,945,760.00
PUR 10/14/09 912795T6 U.S. TREASURY BILLS .1055 .106
48845 10/14/09 288142 DEUTSCHE BANK AG (DOMESTIC) 3/11/10 55,000,000.00 99.957 54,976,145.28
PUR 10/15/09 912795T6 U.S. TREASURY BILLS .1045 .105
48859 10/15/09 288148 CITIGROUP/CITIBANK DOMESTIC 3/11/10 160,000,000.00 99.957 159,931,726.66
PUR 10/15/09 912795T6 U.S. TREASURY BILLS .1045 .105
48862 10/15/09 288148 MORGAN STANLEY 3/11/10 61,625,000.00 99.957 61,598,704.10
PUR 10/22/09 912795T6 U.S. TREASURY BILLS .0995 .100
48953 10/22/09 288177 CITIGROUP GBL MKT(FMLY SALO 3/11/10 50,000,000.00 99.961 49,980,652.78
PUR 10/22/09 912795T6 U.S. TREASURY BILLS .0995 .100
48954 10/22/09 288177 CITIGROUP GBL MKT(FMLY SALO 3/11/10 35,000,000.00 99.961 34,986,456.95
S T A T E O F N E W J E R S E Y 5050
D I V I S I O N O F I N V E S T M E N T
DETAIL REPORT OF SECURITIES TRANSACTIONS
DURING THE PERIOD 10/01/09 THROUGH 10/31/09
CASH MANAGEMENT FD (5050) -Cont. PAGE: 53
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TRXN/ TRADE/ CUSIP/ SECURITY DESCRIPTION/ RATE/ YIELD/ EXPENSE/
INVNT# DELIVERY DOCUMENT BROKER/SERVICER OF RECORD MATURITY PAR-OR-SHARES PRICE COMMISSION COST/PROCEEDS GAIN-OR-LOSS
------ -------- -------- --------------------------- -------- -------------- ------ ---------- -------------- --------------
PUR 10/23/09 912795T6 U.S. TREASURY BILLS .1145 .115
48971 10/23/09 288183 BNP PARIBAS SECURITIES CORP 3/11/10 25,796,000.00 99.956 25,784,595.66
PUR 10/26/09 912795T6 U.S. TREASURY BILLS .1150 .115
48989 10/26/09 288188 BNP PARIBAS SECURITIES CORP 3/11/10 47,704,000.00 99.957 47,683,275.26
PUR 10/30/09 912795T6 U.S. TREASURY BILLS .1025 .103
49044 10/30/09 288211 BARCLAYS CAPITAL INC 3/11/10 50,000,000.00 99.962 49,981,208.34
PUR 10/30/09 912795T6 U.S. TREASURY BILLS .1065 .107
49190 10/30/09 288211 UBS WARBURG LLC 3/11/10 10,009,000.00 99.961 10,005,091.49
PUR 10/19/09 912795T7 U.S. TREASURY BILLS .1245 .125
48905 10/19/09 288159 HSBC FINANCE CORP 3/18/10 90,045,000.00 99.948 89,998,289.16
PUR 10/22/09 912795T7 U.S. TREASURY BILLS .1060 .106
48951 10/22/09 288177 BNP PARIBAS SECURITIES CORP 3/18/10 107,000,000.00 99.957 106,953,686.85
PUR 10/05/09 912795U8 U.S. TREASURY BILLS .2795 .280
48760 10/05/09 288105 JP MORGAN 8/26/10 45,000,000.00 99.748 44,886,453.12
PUR 10/08/09 912795U8 U.S. TREASURY BILLS .2805 .281
48802 10/08/09 288124 UBS WARBURG LLC 8/26/10 20,724,000.00 99.749 20,672,005.21
PUR 10/09/09 912795U8 U.S. TREASURY BILLS .3025 .303
48811 10/09/09 288130 UBS WARBURG LLC 8/26/10 40,000,000.00 99.730 39,892,108.33
PUR 10/01/09 912795U9 U.S. TREASURY BILLS .3470 .348
48739 10/01/09 288089 UBS WARBURG LLC 9/23/10 60,000,000.00 99.656 59,793,535.00
PUR 10/08/09 912795U9 U.S. TREASURY BILLS .3220 .323
48796 10/08/09 288124 UBS WARBURG LLC 9/23/10 40,000,000.00 99.687 39,874,777.78
PUR 10/27/09 912795UL U.S. TREASURY BILLS .1355 .136
48999 10/27/09 288194 JP MORGAN 4/01/10 125,000,000.00 99.941 124,926,604.15
PUR 10/30/09 912795UL U.S. TREASURY BILLS .1350 .135
49047 10/30/09 288211 BARCLAYS CAPITAL INC 4/01/10 35,250,000.00 99.943 35,229,775.31
S T A T E O F N E W J E R S E Y 5050
D I V I S I O N O F I N V E S T M E N T
DETAIL REPORT OF SECURITIES TRANSACTIONS
DURING THE PERIOD 10/01/09 THROUGH 10/31/09
CASH MANAGEMENT FD (5050) -Cont. PAGE: 54
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TRXN/ TRADE/ CUSIP/ SECURITY DESCRIPTION/ RATE/ YIELD/ EXPENSE/
INVNT# DELIVERY DOCUMENT BROKER/SERVICER OF RECORD MATURITY PAR-OR-SHARES PRICE COMMISSION COST/PROCEEDS GAIN-OR-LOSS
------ -------- -------- --------------------------- -------- -------------- ------ ---------- -------------- --------------
PUR 10/15/09 93114EY9 WAL-MART STORES INC DISC C .1000 .100
48860 10/15/09 288148 BARCLAYS CAPITAL INC 11/09/09 15,000,000.00 99.993 14,998,958.34
PUR 10/15/09 93114EYD WAL-MART STORES INC DISC C .1000 .100
48861 10/15/09 288148 BARCLAYS CAPITAL INC 11/13/09 13,400,000.00 99.992 13,398,920.55
PUR 10/13/09 93114EYH WAL-MART STORES INC DISC C .1200 .120
48831 10/13/09 288136 CREDIT SUISSE SEC (USA) LLC 11/17/09 48,000,000.00 99.988 47,994,399.98
PUR 10/29/09 93114EZ7 WAL-MART STORES INC DISC C .1000 .100
49037 10/29/09 288206 CREDIT SUISSE SEC (USA) LLC 12/07/09 12,934,000.00 99.989 12,932,598.82
-------------- ---------- -------------- --------------
SUBTOTAL FIXED PURCHASES: 5416916000.00 5415550794.57
-------------- ---------- -------------- --------------
TOTAL FUND PURCHASES: 5416916000.00 5415550794.57
SALES OF FIXED INCOME SECURITIES
--------------------------------
SALE 10/02/09 912795P7 U S TREASURY BILLS .3095 .310
46202 10/02/09 288095 GOLDMAN SACHS & COMPANY 10/15/09 2,665,000.00 99.999 2,664,980.27 278.12
SALE 10/21/09 912795P9 U S TREASURY BILLS .1295 .130
48238 10/21/09 288171 BARCLAYS CAPITAL INC 10/29/09 15,054,000.00 99.999 15,053,832.73 265.95
SALE 10/15/09 912795S4 U S TREASURY BILLS .8115 .818
43818 10/15/09 288148 JP MORGAN 10/22/09 3,405,000.00 99.999 3,404,963.25 500.53
SALE 10/22/09 912795S5 U S TREASURY BILLS .8230 .830
43832 10/22/09 288177 JP MORGAN 11/19/09 1,624,000.00 99.999 1,623,980.42 1,019.96
-------------- ---------- -------------- --------------
SUBTOTAL FIXED SALES: 22,748,000.00 22,747,756.67 2,064.56
-------------- ---------- -------------- --------------
TOTAL FUND SALES: 22,748,000.00 22,747,756.67 2,064.56
END OF REPORT FOR: CASH MANAGEMENT FD
S T A T E O F N E W J E R S E Y 5140
D I V I S I O N O F I N V E S T M E N T
DETAIL REPORT OF SECURITIES TRANSACTIONS
DURING THE PERIOD 10/01/09 THROUGH 10/31/09
COMMON PENSION FD A (5140) PAGE: 55
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------ -------- -------- --------------------------- -------- -------------- ------ ---------- -------------- --------------
PURCHASE OF STOCK AND OTHER EQUITIES
------------------------------------
PUR 10/07/09 02385010 AMERICAN APPAREL INC
45496 10/13/09 423059 KEEFE BRUYETTE & WOODS INC. 25,000.00 3.065 1,000.00 77,630.00
PUR 10/12/09 02553710 AMERICAN ELECTRIC POWER CO.
04799 10/15/09 423071 STIFEL NICOLAUS 250,000.00 30.875 10,000.00 7,728,650.00
PUR 10/15/09 03251110 ANADARKO PETROLEUM CORP.
9798 10/20/09 423085 BLAIR, WILLIAM & COMPANY 75,000.00 65.508 3,000.00 4,916,130.00
PUR 10/05/09 03265410 ANALOG DEVICES, INC.
15593 10/08/09 423049 CL KING (RESEARCH) 25,000.00 26.398 1,000.00 660,955.00
PUR 9/30/09 11776U30 BSQUARE CORP
47459 10/05/09 423034 CREDIT SUISSE SEC (AES) 2,200.00 2.521 22.00 5,569.08
PUR 10/01/09 11776U30 BSQUARE CORP
47459 10/06/09 423040 CREDIT SUISSE SEC (AES) 1,700.00 2.498 17.00 4,262.92
PUR 10/02/09 11776U30 BSQUARE CORP
47459 10/07/09 423045 CREDIT SUISSE SEC (AES) 6,100.00 2.493 61.00 15,268.30
PUR 10/14/09 16516710 CHESAPEAKE ENERGY CORP.
08811 10/19/09 423081 RBC CAPITAL (DOMESTIC) 150,000.00 28.657 6,000.00 4,304,595.00
PUR 10/22/09 16516710 CHESAPEAKE ENERGY CORP.
08811 10/27/09 423107 STIFEL NICOLAUS 150,000.00 27.627 6,000.00 4,150,020.00
PUR 10/13/09 20854P10 CONSOL ENERGY INC
48840 10/16/09 423077 COWEN AND CO., LLC 250,000.00 49.893 10,000.00 12,483,125.00
PUR 10/22/09 20854P10 CONSOL ENERGY INC
48840 10/27/09 423107 MORGAN STANLEY 150,000.00 48.562 6,000.00 7,290,270.00
PUR 10/22/09 27864210 EBAY INC.
14885 10/27/09 423107 UBS WARBURG LLC 10,000.00 24.199 300.00 242,291.00
S T A T E O F N E W J E R S E Y 5140
D I V I S I O N O F I N V E S T M E N T
DETAIL REPORT OF SECURITIES TRANSACTIONS
DURING THE PERIOD 10/01/09 THROUGH 10/31/09
COMMON PENSION FD A (5140) -Cont. PAGE: 56
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TRXN/ TRADE/ CUSIP/ SECURITY DESCRIPTION/ RATE/ YIELD/ EXPENSE/
INVNT# DELIVERY DOCUMENT BROKER/SERVICER OF RECORD MATURITY PAR-OR-SHARES PRICE COMMISSION COST/PROCEEDS GAIN-OR-LOSS
------ -------- -------- --------------------------- -------- -------------- ------ ---------- -------------- --------------
PUR 10/05/09 30241L10 FEI COMPANY
43274 10/08/09 423049 JEFFERIES & COMPANY 10,000.00 23.995 300.00 240,246.00
PUR 10/20/09 30241L10 FEI COMPANY
43274 10/23/09 423098 BARCLAYS CAPITAL (DOMESTIC) 25,000.00 23.942 750.00 599,297.50
PUR 10/09/09 30372610 FAIRCHILD SEMICONDUCTOR INT
19111 10/15/09 423067 RBC CAPITAL (DOMESTIC) 50,000.00 8.958 2,000.00 449,920.00
PUR 10/05/09 34484910 FOOT LOCKER INC
48395 10/08/09 423049 CL KING (RESEARCH) 25,000.00 11.417 1,000.00 286,412.50
PUR 10/27/09 34484910 FOOT LOCKER INC
48395 10/30/09 423120 OPPENHEIMER & CO., INC 10,000.00 10.939 400.00 109,786.00
PUR 9/28/09 36237H10 G-III APPAREL GROUP LTD
48401 10/01/09 423026 MERRIMAN/OTC 411.00 13.500 4.11 5,552.61
PUR 10/07/09 36237H10 G-III APPAREL GROUP LTD
48401 10/13/09 423059 JANNEY MONTGOMERY SCOTT 25,000.00 15.744 750.00 394,337.50
PUR 10/19/09 36467W10 GAMESTOP CORP
46208 10/22/09 423094 DEUTSCHE BANK AG (DOMESTIC) 10,000.00 28.101 400.00 281,409.00
PUR 10/15/09 36476010 GAP INC. (THE)
45204 10/20/09 423085 RAYMOND JAMES & ASSOCIATES, 20,000.00 22.889 800.00 458,582.00
PUR 10/08/09 40377710 GYMBOREE CORP
48455 10/14/09 423063 CREDIT SUISSE SEC (AES) 10,000.00 47.483 100.00 474,932.00
PUR 10/08/09 40377710 GYMBOREE CORP
48455 10/14/09 423063 CREDIT SUISSE SEC (AES) 20,000.00 46.709 200.00 934,374.00
-------------- ====== ---------- -------------- --------------
2 INTRA-DAY TRANSACTIONS SUBTOTAL: 30,000.00 46.967 1,409,306.00
300.00
S T A T E O F N E W J E R S E Y 5140
D I V I S I O N O F I N V E S T M E N T
DETAIL REPORT OF SECURITIES TRANSACTIONS
DURING THE PERIOD 10/01/09 THROUGH 10/31/09
COMMON PENSION FD A (5140) -Cont. PAGE: 57
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TRXN/ TRADE/ CUSIP/ SECURITY DESCRIPTION/ RATE/ YIELD/ EXPENSE/
INVNT# DELIVERY DOCUMENT BROKER/SERVICER OF RECORD MATURITY PAR-OR-SHARES PRICE COMMISSION COST/PROCEEDS GAIN-OR-LOSS
------ -------- -------- --------------------------- -------- -------------- ------ ---------- -------------- --------------
PUR 10/22/09 40377710 GYMBOREE CORP
48455 10/27/09 423107 UBS WARBURG LLC 5,453.00 46.313 163.59 252,710.01
PUR 10/23/09 40377710 GYMBOREE CORP
48455 10/28/09 423111 UBS WARBURG LLC 4,547.00 46.306 136.41 210,688.43
PUR 10/16/09 42823610 HEWLETT-PACKARD CO
12113 10/21/09 423089 LABRANCHE/SOFT 25,000.00 48.029 1,250.00 1,201,970.00
PUR 10/20/09 42823610 HEWLETT-PACKARD CO
12113 10/23/09 423098 LEERINK SWANN LLC 25,000.00 48.756 1,000.00 1,219,895.00
PUR 9/28/09 45920010 INTL BUSINESS MACHINES CORP
17139 10/01/09 423026 GRISWOLD COMPANY 25,000.00 119.21 250.00 2,980,532.50
PUR 10/01/09 45920010 INTL BUSINESS MACHINES CORP
17139 10/06/09 423040 CRAIG-HALLUM CAPITAL GRP LL 15,000.00 118.49 600.00 1,778,020.50
PUR 10/05/09 45920010 INTL BUSINESS MACHINES CORP
17139 10/08/09 423049 CL KING (RESEARCH) 25,000.00 119.32 1,000.00 2,983,990.00
PUR 10/16/09 45920010 INTL BUSINESS MACHINES CORP
17139 10/21/09 423089 LABRANCHE/SOFT 15,000.00 121.89 750.00 1,829,220.00
PUR 10/20/09 45920010 INTL BUSINESS MACHINES CORP
17139 10/23/09 423098 LEERINK SWANN LLC 25,000.00 121.73 1,000.00 3,044,360.00
PUR 10/19/09 46625H10 JP MORGAN CHASE & CO
19046 10/22/09 423094 SOLEIL SECURITIES CORP. 200,000.00 45.950 8,000.00 9,197,960.00
PUR 10/22/09 46625H10 JP MORGAN CHASE & CO
19046 10/27/09 423107 SIDOTI & CO 10,000.00 45.130 400.00 451,698.00
PUR 10/22/09 46625H10 JP MORGAN CHASE & CO
19046 10/27/09 423107 STIFEL NICOLAUS 40,000.00 45.044 1,600.00 1,803,352.00
PUR 10/09/09 48247020 KIT DIGITAL INC
45475 10/15/09 423067 BARCLAYS CAPITAL (DOMESTIC) 6,000.00 11.186 180.00 67,296.00
S T A T E O F N E W J E R S E Y 5140
D I V I S I O N O F I N V E S T M E N T
DETAIL REPORT OF SECURITIES TRANSACTIONS
DURING THE PERIOD 10/01/09 THROUGH 10/31/09
COMMON PENSION FD A (5140) -Cont. PAGE: 58
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TRXN/ TRADE/ CUSIP/ SECURITY DESCRIPTION/ RATE/ YIELD/ EXPENSE/
INVNT# DELIVERY DOCUMENT BROKER/SERVICER OF RECORD MATURITY PAR-OR-SHARES PRICE COMMISSION COST/PROCEEDS GAIN-OR-LOSS
------ -------- -------- --------------------------- -------- -------------- ------ ---------- -------------- --------------
PUR 10/06/09 50064320 KORN/FERRY INTERNATIONAL
48778 10/09/09 423053 CL KING (RESEARCH) 50,000.00 14.438 2,000.00 723,885.00
PUR 10/12/09 50064320 KORN/FERRY INTERNATIONAL
48778 10/15/09 423071 OPPENHEIMER & CO., INC 10,000.00 13.720 400.00 137,597.00
PUR 10/14/09 52605710 LENNAR CORP. CL A
41663 10/19/09 423081 RAYMOND JAMES & ASSOCIATES, 25,000.00 15.012 1,000.00 376,305.00
PUR 9/30/09 53591920 LIONS GATE ENTERTAINMENT CO
35302 10/05/09 423034 BMO CAPITAL MARKETS/EXECUTI 50,000.00 6.199 500.00 310,445.00
PUR 10/12/09 55269010 MDU RESOURCES GROUP INC
48822 10/15/09 423071 STIFEL NICOLAUS 150,000.00 21.127 6,000.00 3,175,095.00
PUR 10/13/09 55269010 MDU RESOURCES GROUP INC
48822 10/16/09 423077 STIFEL NICOLAUS 100,000.00 21.189 4,000.00 2,122,930.00
PUR 10/20/09 59513710 MICROSEMI CORP.
22161 10/23/09 423098 BARCLAYS CAPITAL (DOMESTIC) 25,000.00 15.412 750.00 386,037.50
PUR 10/27/09 61023610 MONRO MUFFLER BRAKE INC
25297 10/30/09 423120 GOLDMAN SACHS & COMPANY 30,000.00 31.986 900.00 960,489.00
PUR 10/01/09 65584410 NORFOLK SOUTHERN CORP.
44991 10/06/09 423040 DEUTSCHE BANK AG (DOMESTIC) 215,000.00 43.868 8,600.00 9,440,220.00
PUR 10/12/09 66765510 NORTHWEST NATURAL GAS CO
48823 10/15/09 423071 OPPENHEIMER & CO., INC 19,358.00 42.978 774.32 832,738.57
PUR 10/13/09 66765510 NORTHWEST NATURAL GAS CO
48823 10/16/09 423077 OPPENHEIMER & CO., INC 30,642.00 43.192 1,225.68 1,324,708.82
PUR 10/09/09 68389X10 ORACLE CORP.
02483 10/15/09 423067 BARCLAYS CAPITAL (DOMESTIC) 800,000.00 20.971 24,000.00 16,800,880.00
PUR 10/15/09 68389X10 ORACLE CORP.
02483 10/20/09 423085 BARCLAYS CAPITAL (DOMESTIC) 500,000.00 21.194 15,000.00 10,611,900.00
S T A T E O F N E W J E R S E Y 5140
D I V I S I O N O F I N V E S T M E N T
DETAIL REPORT OF SECURITIES TRANSACTIONS
DURING THE PERIOD 10/01/09 THROUGH 10/31/09
COMMON PENSION FD A (5140) -Cont. PAGE: 59
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INVNT# DELIVERY DOCUMENT BROKER/SERVICER OF RECORD MATURITY PAR-OR-SHARES PRICE COMMISSION COST/PROCEEDS GAIN-OR-LOSS
------ -------- -------- --------------------------- -------- -------------- ------ ---------- -------------- --------------
PUR 10/21/09 70756910 PENN NATIONAL GAMING INC.
42252 10/26/09 423102 BARCLAYS CAPITAL (DOMESTIC) 10,000.00 27.831 300.00 278,611.00
PUR 10/21/09 73172K10 POLYCOM INC.
21502 10/26/09 423102 UBS WARBURG LLC 25,000.00 22.044 750.00 551,837.50
PUR 10/27/09 73172K10 POLYCOM INC.
21502 10/30/09 423120 GOLDMAN SACHS & COMPANY 25,000.00 21.652 750.00 542,057.50
PUR 10/09/09 74752510 QUALCOMM INC.
03288 10/15/09 423067 JANNEY MONTGOMERY SCOTT 25,000.00 41.071 750.00 1,027,525.00
PUR 10/12/09 74752510 QUALCOMM INC.
03288 10/15/09 423071 BARCLAYS CAPITAL (DOMESTIC) 25,000.00 41.233 750.00 1,031,567.50
PUR 10/16/09 74752510 QUALCOMM INC.
03288 10/21/09 423089 LABRANCHE/SOFT 25,000.00 41.742 1,250.00 1,044,810.00
PUR 10/01/09 78477410 STEC, INC.
36683 10/06/09 423040 JANNEY MONTGOMERY SCOTT 25,000.00 28.179 750.00 705,222.50
PUR 10/14/09 78477410 STEC, INC.
36683 10/19/09 423081 CREDIT SUISSE SEC (AES) 25,000.00 25.244 250.00 631,340.00
PUR 10/12/09 83851810 SOUTH JERSEY INDUSTRIES INC
26192 10/15/09 423071 STIFEL NICOLAUS 40,000.00 36.224 1,600.00 1,450,564.00
PUR 10/13/09 83851810 SOUTH JERSEY INDUSTRIES INC
26192 10/16/09 423077 STIFEL NICOLAUS 55,000.00 36.372 2,200.00 2,002,643.50
PUR 10/14/09 83851810 SOUTH JERSEY INDUSTRIES INC
26192 10/19/09 423081 STIFEL NICOLAUS 30,000.00 36.610 1,200.00 1,099,497.00
PUR 10/22/09 84403010 SOUTHERN UNION
48957 10/27/09 423107 SANFORD BERNSTEIN & CO. 100,000.00 20.884 4,000.00 2,092,360.00
PUR 10/27/09 84403010 SOUTHERN UNION
48957 10/30/09 423120 JP MORGAN 100,000.00 20.278 4,000.00 2,031,780.00
S T A T E O F N E W J E R S E Y 5140
D I V I S I O N O F I N V E S T M E N T
DETAIL REPORT OF SECURITIES TRANSACTIONS
DURING THE PERIOD 10/01/09 THROUGH 10/31/09
COMMON PENSION FD A (5140) -Cont. PAGE: 60
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INVNT# DELIVERY DOCUMENT BROKER/SERVICER OF RECORD MATURITY PAR-OR-SHARES PRICE COMMISSION COST/PROCEEDS GAIN-OR-LOSS
------ -------- -------- --------------------------- -------- -------------- ------ ---------- -------------- --------------
PUR 10/07/09 84546710 SOUTHWSTN ENGY
46576 10/13/09 423059 KAUFMAN BROS L.P. 150,000.00 42.795 6,000.00 6,425,265.00
PUR 10/15/09 84610H10 SOVRAN SELF STORAGE INC
47664 10/20/09 423085 DEUTSCHE BANK AG (DOMESTIC) 10,000.00 31.712 400.00 317,518.00
PUR 10/07/09 85811910 STEEL DYNAMICS INC
30846 10/13/09 423059 UBS WARBURG LLC 450,000.00 15.126 13,500.00 6,819,975.00
PUR 10/20/09 86459610 SUCCESSFACTORS INC
48952 10/26/09 423106 BROADPOINT CAPITAL INC. 3,000.00 15.500 46,500.00
PUR 10/20/09 86459610 SUCCESSFACTORS INC
48952 10/26/09 423106 DEUTSCHE BANK AG (DOMESTIC) 58,500.00 15.500 906,750.00
PUR 10/20/09 86459610 SUCCESSFACTORS INC
48952 10/26/09 423106 GOLDMAN SACHS & COMPANY 81,000.00 15.500 1,255,500.00
PUR 10/20/09 86459610 SUCCESSFACTORS INC
48952 10/26/09 423106 KAUFMAN BROS L.P. 3,000.00 15.500 46,500.00
PUR 10/20/09 86459610 SUCCESSFACTORS INC
48952 10/26/09 423106 LAZARD CAPITAL MARKETS 51,000.00 15.500 790,500.00
PUR 10/20/09 86459610 SUCCESSFACTORS INC
48952 10/26/09 423106 MORGAN STANLEY 27,000.00 15.500 418,500.00
PUR 10/20/09 86459610 SUCCESSFACTORS INC
48952 10/26/09 423106 PACIFIC CREST SECURITIES 15,000.00 15.500 232,500.00
PUR 10/20/09 86459610 SUCCESSFACTORS INC
48952 10/26/09 423106 RAYMOND JAMES & ASSOCIATES, 9,000.00 15.500 139,500.00
PUR 10/20/09 86459610 SUCCESSFACTORS INC
48952 10/26/09 423106 THINKPANMURE LLC 3,000.00 15.500 46,500.00
PUR 10/20/09 86459610 SUCCESSFACTORS INC
48952 10/26/09 423106 UBS WARBURG LLC 37,500.00 15.500 581,250.00
S T A T E O F N E W J E R S E Y 5140
D I V I S I O N O F I N V E S T M E N T
DETAIL REPORT OF SECURITIES TRANSACTIONS
DURING THE PERIOD 10/01/09 THROUGH 10/31/09
COMMON PENSION FD A (5140) -Cont. PAGE: 61
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TRXN/ TRADE/ CUSIP/ SECURITY DESCRIPTION/ RATE/ YIELD/ EXPENSE/
INVNT# DELIVERY DOCUMENT BROKER/SERVICER OF RECORD MATURITY PAR-OR-SHARES PRICE COMMISSION COST/PROCEEDS GAIN-OR-LOSS
------ -------- -------- --------------------------- -------- -------------- ------ ---------- -------------- --------------
PUR 10/20/09 86459610 SUCCESSFACTORS INC
48952 10/26/09 423106 WACHOVIA SECURITIES, INC. 12,000.00 15.500 186,000.00
PUR 10/12/09 87157D10 SYNAPTICS INCORPORATED
39377 10/15/09 423071 BARCLAYS CAPITAL (DOMESTIC) 25,000.00 23.450 750.00 586,997.50
PUR 10/14/09 87157D10 SYNAPTICS INCORPORATED
39377 10/19/09 423081 CREDIT SUISSE SEC (AES) 25,000.00 21.468 250.00 536,957.50
PUR 9/30/09 87422710 TALECRIS BIO
48738 10/06/09 423039 BARCLAYS CAPITAL (DOMESTIC) 2,250.00 19.000 42,750.00
PUR 9/30/09 87422710 TALECRIS BIO
48738 10/06/09 423039 CITIGROUP/CITIBANK DOMESTIC 6,500.00 19.000 123,500.00
PUR 9/30/09 87422710 TALECRIS BIO
48738 10/06/09 423039 GOLDMAN SACHS & COMPANY 12,500.00 19.000 237,500.00
PUR 9/30/09 87422710 TALECRIS BIO
48738 10/06/09 423039 JP MORGAN 5,000.00 19.000 95,000.00
PUR 9/30/09 87422710 TALECRIS BIO
48738 10/06/09 423039 MORGAN STANLEY 17,500.00 19.000 332,500.00
PUR 9/30/09 87422710 TALECRIS BIO
48738 10/06/09 423039 UBS WARBURG LLC 2,250.00 19.000 42,750.00
PUR 9/30/09 87422710 TALECRIS BIO
48738 10/06/09 423039 WACHOVIA SECURITIES, INC. 4,000.00 19.000 76,000.00
PUR 10/27/09 89674K10 TRIQUINT SEMICONDUCTOR, INC
20443 10/30/09 423120 GOLDMAN SACHS & COMPANY 50,000.00 5.529 1,500.00 277,945.00
PUR 10/01/09 90254980 UAL CORP
48745 10/07/09 423044 CITIGROUP/CITIBANK DOMESTIC 55,000.00 7.240 398,200.00
PUR 10/01/09 90254980 UAL CORP
48745 10/07/09 423044 CREDIT SUISSE SEC (USA) LLC 55,000.00 7.240 398,200.00
S T A T E O F N E W J E R S E Y 5140
D I V I S I O N O F I N V E S T M E N T
DETAIL REPORT OF SECURITIES TRANSACTIONS
DURING THE PERIOD 10/01/09 THROUGH 10/31/09
COMMON PENSION FD A (5140) -Cont. PAGE: 62
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TRXN/ TRADE/ CUSIP/ SECURITY DESCRIPTION/ RATE/ YIELD/ EXPENSE/
INVNT# DELIVERY DOCUMENT BROKER/SERVICER OF RECORD MATURITY PAR-OR-SHARES PRICE COMMISSION COST/PROCEEDS GAIN-OR-LOSS
------ -------- -------- --------------------------- -------- -------------- ------ ---------- -------------- --------------
PUR 10/01/09 90254980 UAL CORP
48745 10/07/09 423044 GOLDMAN SACHS & COMPANY 165,000.00 7.240 1,194,600.00
PUR 10/01/09 90254980 UAL CORP
48745 10/06/09 423040 JANNEY MONTGOMERY SCOTT 500,000.00 7.454 15,000.00 3,742,100.00
PUR 10/01/09 90254980 UAL CORP
48745 10/07/09 423044 JP MORGAN 550,000.00 7.240 3,982,000.00
PUR 10/01/09 90254980 UAL CORP
48745 10/07/09 423044 MORGAN STANLEY 220,000.00 7.240 1,592,800.00
PUR 10/01/09 90254980 UAL CORP
48745 10/07/09 423044 UBS WARBURG LLC 55,000.00 7.240 398,200.00
PUR 10/02/09 90254980 UAL CORP
48745 10/07/09 423045 JP MORGAN 273,600.00 7.223 8,208.00 1,984,448.16
PUR 10/02/09 90254980 UAL CORP
48745 10/07/09 423045 STIFEL NICOLAUS 126,400.00 7.169 3,792.00 909,940.96
PUR 10/06/09 92345Y10 VERISK ANALYTICS
48785 10/09/09 423057 BLAIR, WILLIAM & COMPANY 750.00 22.000 16,500.00
PUR 10/06/09 92345Y10 VERISK ANALYTICS
48785 10/09/09 423057 FOX-PITT KLTON CCHRN CRN WA 800.00 22.000 17,600.00
PUR 10/06/09 92345Y10 VERISK ANALYTICS
48785 10/09/09 423057 JP MORGAN 4,850.00 22.000 106,700.00
PUR 10/06/09 92345Y10 VERISK ANALYTICS
48785 10/09/09 423057 KEEFE BRUYETTE & WOODS INC. 250.00 22.000 5,500.00
PUR 10/06/09 92345Y10 VERISK ANALYTICS
48785 10/09/09 423057 MERRILL LYNCH (RESEARCH) 20,250.00 22.000 445,500.00
PUR 10/06/09 92345Y10 VERISK ANALYTICS
48785 10/09/09 423057 MORGAN STANLEY 18,250.00 22.000 401,500.00
S T A T E O F N E W J E R S E Y 5140
D I V I S I O N O F I N V E S T M E N T
DETAIL REPORT OF SECURITIES TRANSACTIONS
DURING THE PERIOD 10/01/09 THROUGH 10/31/09
COMMON PENSION FD A (5140) -Cont. PAGE: 63
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TRXN/ TRADE/ CUSIP/ SECURITY DESCRIPTION/ RATE/ YIELD/ EXPENSE/
INVNT# DELIVERY DOCUMENT BROKER/SERVICER OF RECORD MATURITY PAR-OR-SHARES PRICE COMMISSION COST/PROCEEDS GAIN-OR-LOSS
------ -------- -------- --------------------------- -------- -------------- ------ ---------- -------------- --------------
PUR 10/06/09 92345Y10 VERISK ANALYTICS
48785 10/09/09 423058 TOUSSAINT CAPITAL 10,000.00 22.000 220,000.00
PUR 10/06/09 92345Y10 VERISK ANALYTICS
48785 10/09/09 423057 WACHOVIA SECURITIES, INC. 4,850.00 22.000 106,700.00
PUR 10/27/09 92929710 WMS INDUSTRIES INC
46165 10/30/09 423120 OPPENHEIMER & CO., INC 10,000.00 43.356 400.00 433,961.00
PUR 10/19/09 92930Y10 W.P. CAREY & CO. LLC
42783 10/22/09 423094 DEUTSCHE BANK AG (DOMESTIC) 3,600.00 29.474 144.00 106,251.84
PUR 10/20/09 92930Y10 W.P. CAREY & CO. LLC
42783 10/23/09 423098 DEUTSCHE BANK AG (DOMESTIC) 6,400.00 29.631 256.00 189,891.20
PUR 10/13/09 93114210 WAL-MART STORES, INC.
15929 10/16/09 423077 OPPENHEIMER & CO., INC 25,000.00 50.392 1,000.00 1,260,802.50
PUR 10/07/09 93439040 WARNACO GROUP INC
46680 10/13/09 423059 DEUTSCHE BANK AG (DOMESTIC) 10,000.00 44.069 400.00 441,091.00
PUR 10/27/09 95709T10 WESTAR ENERGY INC
49010 10/30/09 423120 COWEN AND CO., LLC 150,000.00 19.731 6,000.00 2,965,665.00
-------------- ---------- -------------- --------------
SUBTOTAL STOCK PURCHASES: 7,561,411.00 176,711,163.90
207,734.11
PURCHASES OF COMINGLED FUND UNITS
---------------------------------
PUR 10/14/09 79268T99 ENERGY FOCUS INC RIGHTS
48863 10/14/09 423038 Internal Cash Not Affected 310,000.00 1.00
PUR 10/27/09 97639197 WINTHROP RLTY TRUST RIGHTS
49034 10/27/09 423038 Internal Cash Not Affected 13,028.00 1.00
PUR 10/14/09 SPQ1050X S&P 500 INDEX
48847 10/15/09 422038 PALI CAPITAL (OPTIONS) 100,000.00 27.000 2,000.00 2,702,000.00
S T A T E O F N E W J E R S E Y 5140
D I V I S I O N O F I N V E S T M E N T
DETAIL REPORT OF SECURITIES TRANSACTIONS
DURING THE PERIOD 10/01/09 THROUGH 10/31/09
COMMON PENSION FD A (5140) -Cont. PAGE: 64
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TRXN/ TRADE/ CUSIP/ SECURITY DESCRIPTION/ RATE/ YIELD/ EXPENSE/
INVNT# DELIVERY DOCUMENT BROKER/SERVICER OF RECORD MATURITY PAR-OR-SHARES PRICE COMMISSION COST/PROCEEDS GAIN-OR-LOSS
------ -------- -------- --------------------------- -------- -------------- ------ ---------- -------------- --------------
PUR 10/19/09 SPQ1050X S&P 500 INDEX
48847 10/20/09 423038 PALI CAPITAL (OPTIONS) 50,000.00 20.200 1,000.00 1,011,000.00
-------------- ---------- -------------- --------------
SUBTOTAL UNIT-ASSET PURCHASES: 473,028.00 3,713,002.00
3,000.00
-------------- ---------- -------------- --------------
TOTAL FUND PURCHASES: 8,034,439.00 180,424,165.90
210,734.11
SALES OF STOCK AND OTHER EQUITIES
---------------------------------
SALE 9/30/09 00507V10 ACTIVISION BLIZZARD INC. 31.86
41749 10/05/09 423035 CREDIT SUISSE SEC (USA) LLC 100,000.00 12.394 3,000.00 1,236,388.14 801,357.20
SALE 10/06/09 00724X10 ADOLOR CORP. 5.85
26983 10/09/09 423054 UBS WARBURG LLC 150,000.00 1.517 3,000.00 224,559.15 -2,005,723.29
SALE 9/30/09 00936310 AIRGAS, INC. 124.62
10149 10/05/09 423035 BMO CAPITAL MARKETS/EXECUTI 100,000.00 48.489 1,000.00 4,847,815.38 3,218,600.19
SALE 10/05/09 02313510 AMAZON.COM INC. 115.93
09384 10/08/09 423050 JANNEY MONTGOMERY SCOTT 50,000.00 90.210 1,500.00 4,508,894.07 2,186,836.83
SALE 10/05/09 02313510 AMAZON.COM INC. 58.08
09384 10/08/09 423050 JEFFERIES & COMPANY 25,000.00 90.386 750.00 2,258,849.42 1,097,820.80
SALE 10/06/09 03460L10 ANESIVA INC. .08
34465 10/09/09 423054 INSTINET (PORTAL) 11,900.00 .230 59.50 2,676.23 -388,353.01
SALE 10/07/09 03460L10 ANESIVA INC. .02
34465 10/13/09 423060 INSTINET (PORTAL) 3,100.00 .227 15.50 688.49 -101,176.27
SALE 10/05/09 03739T10 A123 SYSTEMS INC 26.92
48643 10/08/09 423050 JEFFERIES & COMPANY 42,000.00 24.939 1,260.00 1,046,167.88 479,167.88
SALE 9/30/09 03938010 ARCH COAL, INC. 35.64
26688 10/05/09 423035 GRISWOLD COMPANY 62,500.00 22.183 625.00 1,385,795.61 216,216.10
S T A T E O F N E W J E R S E Y 5140
D I V I S I O N O F I N V E S T M E N T
DETAIL REPORT OF SECURITIES TRANSACTIONS
DURING THE PERIOD 10/01/09 THROUGH 10/31/09
COMMON PENSION FD A (5140) -Cont. PAGE: 65
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TRXN/ TRADE/ CUSIP/ SECURITY DESCRIPTION/ RATE/ YIELD/ EXPENSE/
INVNT# DELIVERY DOCUMENT BROKER/SERVICER OF RECORD MATURITY PAR-OR-SHARES PRICE COMMISSION COST/PROCEEDS GAIN-OR-LOSS
------ -------- -------- --------------------------- -------- -------------- ------ ---------- -------------- --------------
SALE 9/30/09 03938010 ARCH COAL, INC. 35.67
26688 10/05/09 423035 ICAP CORPORATES LLC 62,500.00 22.206 625.00 1,387,208.08 217,628.57
SALE 9/30/09 04004910 ARENA RESOURCES INC. 77.62
38240 10/05/09 423035 BLAYLOCK ROBERT VAN LLC 85,000.00 35.528 850.00 3,018,977.88 335,236.33
SALE 10/06/09 04269X10 ARRAY BIOPHARMA INC. 4.99
35237 10/09/09 423054 UBS WARBURG LLC 80,000.00 2.423 1,600.00 192,227.01 -495,174.99
SALE 10/06/09 06738310 BARD (C.R.), INC. 29.76
21839 10/09/09 423054 SANFORD BERNSTEIN & CO. 15,000.00 77.192 600.00 1,157,253.24 580,318.43
SALE 10/07/09 06738310 BARD (C.R.), INC. 69.35
21839 10/13/09 423060 SANFORD BERNSTEIN & CO. 35,000.00 77.092 1,400.00 2,696,761.15 1,350,579.93
SALE 10/06/09 07588710 BECTON, DICKINSON AND COMPA 43.36
06971 10/09/09 423054 SANFORD BERNSTEIN & CO. 25,000.00 67.477 1,000.00 1,685,886.64 978,090.91
SALE 10/07/09 07588710 BECTON, DICKINSON AND COMPA 130.17
06971 10/13/09 423060 SANFORD BERNSTEIN & CO. 75,000.00 67.532 3,000.00 5,061,747.33 2,938,360.15
SALE 9/30/09 08578910 BERRY PETROLEUM CO 69.37
6836 10/05/09 423035 MURIEL SEIBERT & CO 100,000.00 26.988 1,000.00 2,697,770.63 1,204,065.18
SALE 9/30/09 08578910 BERRY PETROLEUM CO 34.60
6836 10/05/09 423035 STURDIVANT/EXECUTION 50,000.00 26.921 500.00 1,345,500.40 598,647.68
SALE 10/06/09 10113710 BOSTON SCIENTIFIC CORP. 6.37
22317 10/09/09 423054 SANFORD BERNSTEIN & CO. 25,000.00 9.910 1,000.00 246,743.63 -85,065.41
SALE 10/07/09 10113710 BOSTON SCIENTIFIC CORP. 96.51
22317 10/13/09 423060 SANFORD BERNSTEIN & CO. 375,000.00 10.014 15,000.00 3,740,153.49 -1,236,982.06
SALE 9/30/09 10969910 BRINKS HOME SECURITY HOLDIN 39.87
43699 10/05/09 423035 BLAYLOCK ROBERT VAN LLC 50,000.00 31.020 500.00 1,550,435.13 1,114,175.73
SALE 9/30/09 10969910 BRINKS HOME SECURITY HOLDIN 23.51
43699 10/05/09 423035 WILLIAMS CAPITAL GROUP 29,755.00 30.740 297.55 914,344.66 654,726.69
S T A T E O F N E W J E R S E Y 5140
D I V I S I O N O F I N V E S T M E N T
DETAIL REPORT OF SECURITIES TRANSACTIONS
DURING THE PERIOD 10/01/09 THROUGH 10/31/09
COMMON PENSION FD A (5140) -Cont. PAGE: 66
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TRXN/ TRADE/ CUSIP/ SECURITY DESCRIPTION/ RATE/ YIELD/ EXPENSE/
INVNT# DELIVERY DOCUMENT BROKER/SERVICER OF RECORD MATURITY PAR-OR-SHARES PRICE COMMISSION COST/PROCEEDS GAIN-OR-LOSS
------ -------- -------- --------------------------- -------- -------------- ------ ---------- -------------- --------------
SALE 10/01/09 10969910 BRINKS HOME SECURITY HOLDIN 31.30
43699 10/06/09 423041 BLAIR, WILLIAM & COMPANY 40,000.00 30.439 1,600.00 1,215,932.70 866,925.18
SALE 10/02/09 10969910 BRINKS HOME SECURITY HOLDIN 24.72
43699 10/07/09 423046 BLAIR, WILLIAM & COMPANY 32,000.00 30.056 1,280.00 960,480.88 681,274.87
SALE 10/05/09 10969910 BRINKS HOME SECURITY HOLDIN 45.13
43699 10/08/09 423050 BLAIR, WILLIAM & COMPANY 58,000.00 30.273 2,320.00 1,753,474.67 1,247,413.77
SALE 10/06/09 10969910 BRINKS HOME SECURITY HOLDIN 15.59
43699 10/09/09 423054 BLAIR, WILLIAM & COMPANY 20,000.00 30.326 800.00 605,710.41 431,206.65
SALE 9/30/09 12665010 CVS CORP 128.99
07705 10/05/09 423035 MERIDIAN EQUITY PARTNERS 140,000.00 35.850 1,400.00 5,017,471.01 2,453,728.15
SALE 9/30/09 12665010 CVS CORP 128.94
07705 10/05/09 423035 PRINCETON SECURITIES GROUP 140,000.00 35.835 1,400.00 5,015,371.06 2,451,628.20
SALE 9/30/09 13342B10 CAMERON INTERNATIONAL CORP. 73.11
34072 10/05/09 423035 MERIDIAN EQUITY PARTNERS 75,000.00 37.929 750.00 2,843,874.39 1,850,513.76
SALE 9/30/09 13442910 CAMPBELL SOUP CO. 129.71
41904 10/05/09 423035 GRISWOLD COMPANY 155,000.00 32.561 1,550.00 5,045,213.29 -188,961.87
SALE 10/07/09 15100E10 CELERA CORP. 2.39
41680 10/13/09 423060 BARCLAYS CAPITAL (DOMESTIC) 14,905.00 6.234 596.20 92,317.69 -821,735.26
SALE 10/06/09 15117B10 CELLDEX THERAPEUTICS INC. 1.17
43199 10/09/09 423054 JANNEY MONTGOMERY SCOTT 8,333.00 5.453 249.99 45,187.02 -342,507.02
SALE 10/06/09 15678210 CERNER CORP. 77.46
23879 10/09/09 423054 JANNEY MONTGOMERY SCOTT 40,000.00 75.341 1,200.00 3,012,362.54 2,392,897.69
SALE 10/12/09 16676410 CHEVRON CORP. 474.91
21041 10/15/09 423072 STIFEL NICOLAUS 250,000.00 73.915 10,000.00 18,468,350.09 10,230,501.11
SALE 10/13/09 16676410 CHEVRON CORP. 333.33
21041 10/16/09 423078 CRAIG-HALLUM CAPITAL GRP LL 175,000.00 74.115 7,000.00 12,962,739.17 7,196,244.88
S T A T E O F N E W J E R S E Y 5140
D I V I S I O N O F I N V E S T M E N T
DETAIL REPORT OF SECURITIES TRANSACTIONS
DURING THE PERIOD 10/01/09 THROUGH 10/31/09
COMMON PENSION FD A (5140) -Cont. PAGE: 67
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TRXN/ TRADE/ CUSIP/ SECURITY DESCRIPTION/ RATE/ YIELD/ EXPENSE/
INVNT# DELIVERY DOCUMENT BROKER/SERVICER OF RECORD MATURITY PAR-OR-SHARES PRICE COMMISSION COST/PROCEEDS GAIN-OR-LOSS
------ -------- -------- --------------------------- -------- -------------- ------ ---------- -------------- --------------
SALE 10/15/09 16676410 CHEVRON CORP. 117.87
21041 10/20/09 423086 BLAIR, WILLIAM & COMPANY 60,000.00 76.439 2,400.00 4,583,828.13 2,606,744.37
SALE 10/27/09 16676410 CHEVRON CORP. 69.08
21041 10/30/09 423121 OPPENHEIMER & CO., INC 35,000.00 76.791 1,400.00 2,686,222.92 1,532,924.06
SALE 10/19/09 17296710 CITIGROUP INC. 58.41
48460 10/22/09 423095 COWEN AND CO., LLC 500,000.00 4.545 20,000.00 2,252,441.59 627,255.73
SALE 10/19/09 17296710 CITIGROUP INC. 23.34
48460 10/22/09 423095 JP MORGAN 200,000.00 4.540 8,000.00 899,976.66 249,902.32
SALE 10/19/09 17296710 CITIGROUP INC. 58.39
48460 10/22/09 423095 SANFORD BERNSTEIN & CO. 500,000.00 4.544 20,000.00 2,251,841.61 626,655.75
SALE 10/20/09 17296710 CITIGROUP INC. 31.34
48460 10/23/09 423099 FRIEDMAN BILLINGS RAMSEY 268,700.00 4.537 10,748.00 1,208,420.04 335,045.16
SALE 10/20/09 17296710 CITIGROUP INC. 26.94
48460 10/23/09 423099 FTN MIDWEST SECURITIES 231,300.00 4.531 9,252.00 1,038,810.75 286,999.77
SALE 10/20/09 17296710 CITIGROUP INC. 35.07
48460 10/23/09 423099 JP MORGAN 300,000.00 4.549 12,000.00 1,352,514.93 377,403.42
SALE 10/22/09 17296710 CITIGROUP INC. 56.93
48460 10/27/09 423108 SIDOTI & CO 500,000.00 4.430 20,000.00 2,195,043.07 569,857.21
SALE 9/30/09 17737610 CITRIX SYSTEMS INC. 49.39
30888 10/05/09 423035 LABRANCHE/0TC 50,000.00 38.437 500.00 1,921,320.61 397,620.52
SALE 9/30/09 20030N20 COMCAST CORP. "A SPL" 123.93
23899 10/05/09 423035 CREDIT SUISSE SEC (USA) LLC 300,000.00 16.073 9,000.00 4,812,746.07 -282,449.63
SALE 10/07/09 22281610 COVANCE INC. 34.08
06150 10/13/09 423060 BARCLAYS CAPITAL (DOMESTIC) 25,000.00 53.041 1,000.00 1,324,985.92 945,299.80
SALE 10/12/09 23280610 CYPRESS SEMICONDUCTOR CORP 5.03
32337 10/15/09 423072 OPPENHEIMER & CO., INC 20,000.00 9.785 600.00 195,094.97 143,764.32
S T A T E O F N E W J E R S E Y 5140
D I V I S I O N O F I N V E S T M E N T
DETAIL REPORT OF SECURITIES TRANSACTIONS
DURING THE PERIOD 10/01/09 THROUGH 10/31/09
COMMON PENSION FD A (5140) -Cont. PAGE: 68
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TRXN/ TRADE/ CUSIP/ SECURITY DESCRIPTION/ RATE/ YIELD/ EXPENSE/
INVNT# DELIVERY DOCUMENT BROKER/SERVICER OF RECORD MATURITY PAR-OR-SHARES PRICE COMMISSION COST/PROCEEDS GAIN-OR-LOSS
------ -------- -------- --------------------------- -------- -------------- ------ ---------- -------------- --------------
SALE 10/05/09 24691110 DELIA*S INC. NEW 5.66
32771 10/08/09 423050 JEFFERIES & COMPANY 100,000.00 2.200 3,000.00 217,034.34 -956,955.67
SALE 10/01/09 24702R10 DELL INC. 19.56
37381 10/06/09 423041 JANNEY MONTGOMERY SCOTT 50,000.00 15.217 1,500.00 759,315.44 -592,242.47
SALE 10/05/09 24702R10 DELL INC. 9.79
37381 10/08/09 423050 JEFFERIES & COMPANY 25,000.00 15.230 750.00 379,990.21 -295,788.75
SALE 10/12/09 24702R10 DELL INC. 9.90
37381 10/15/09 423072 BARCLAYS CAPITAL (DOMESTIC) 25,000.00 15.402 750.00 384,290.10 -291,488.86
SALE 10/27/09 24702R10 DELL INC. 9.85
37381 10/30/09 423121 GOLDMAN SACHS & COMPANY 25,000.00 15.318 750.00 382,177.65 -293,601.31
SALE 9/30/09 25468710 WALT DISNEY CO. (THE) 70.46
15735 10/05/09 423035 PRINCETON SECURITIES GROUP 100,000.00 27.414 1,000.00 2,740,279.54 369,231.67
SALE 10/22/09 25746U10 DOMINION RESOURCES, INC. 45.17
16212 10/27/09 423108 SANFORD BERNSTEIN & CO. 50,000.00 35.149 2,000.00 1,755,404.83 554,521.58
SALE 9/30/09 26875P10 EOG RESOURCES, INC. 74.79
19629 10/05/09 423035 WILLIAMS CAPITAL GROUP 35,000.00 83.143 350.00 2,909,594.21 1,734,928.76
SALE 9/30/09 28551210 ELECTRONIC ARTS, INC. 49.07
43165 10/05/09 423035 MERRIMAN/OTC 100,000.00 19.091 1,000.00 1,908,070.93 -953,509.07
SALE 10/07/09 29100P10 EMERGENCY MEDICAL SVCS CO 4.07
48005 10/13/09 423060 BARCLAYS CAPITAL (DOMESTIC) 3,270.00 48.401 130.80 158,135.09 22,355.53
SALE 10/07/09 29134510 EMISPHERE TECHNOLOGIES, INC .66
17295 10/13/09 423060 INSTINET (PORTAL) 34,100.00 .750 170.50 25,403.84 -1,403,611.24
SALE 10/08/09 29134510 EMISPHERE TECHNOLOGIES, INC .88
17295 10/14/09 423064 INSTINET (PORTAL) 45,900.00 .740 229.50 33,735.62 -1,889,777.35
SALE 10/07/09 30231G10 EXXON MOBIL CORP. 158.35
15200 10/13/09 423060 KAUFMAN BROS L.P. 90,000.00 68.458 3,600.00 6,157,461.65 3,977,467.06
S T A T E O F N E W J E R S E Y 5140
D I V I S I O N O F I N V E S T M E N T
DETAIL REPORT OF SECURITIES TRANSACTIONS
DURING THE PERIOD 10/01/09 THROUGH 10/31/09
COMMON PENSION FD A (5140) -Cont. PAGE: 69
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TRXN/ TRADE/ CUSIP/ SECURITY DESCRIPTION/ RATE/ YIELD/ EXPENSE/
INVNT# DELIVERY DOCUMENT BROKER/SERVICER OF RECORD MATURITY PAR-OR-SHARES PRICE COMMISSION COST/PROCEEDS GAIN-OR-LOSS
------ -------- -------- --------------------------- -------- -------------- ------ ---------- -------------- --------------
SALE 10/14/09 30231G10 EXXON MOBIL CORP. 118.66
15200 10/19/09 423082 SIDOTI & CO 65,000.00 71.028 2,600.00 4,614,068.84 3,039,628.30
SALE 10/22/09 30231G10 EXXON MOBIL CORP. 275.34
15200 10/27/09 423108 JP MORGAN 145,000.00 73.886 5,800.00 10,707,351.16 7,195,137.65
SALE 10/27/09 30231G10 EXXON MOBIL CORP. 67.10
15200 10/30/09 423121 OPPENHEIMER & CO., INC 35,000.00 74.590 1,400.00 2,609,172.40 1,761,396.72
SALE 10/05/09 34623310 FORESTAR REAL ESTATE GROUP 42.00
46079 10/08/09 423050 RBC CAPITAL (DOMESTIC) 100,000.00 16.342 4,000.00 1,630,118.00 617,575.09
SALE 9/30/09 37033410 GENERAL MILLS, INC. 122.72
18438 10/05/09 423035 MAGNA SECURITIES CORP 75,000.00 63.667 750.00 4,774,137.28 1,970,390.60
SALE 10/05/09 41913110 HAUPPAGE DIGITAL, INC. .40
16437 10/08/09 423050 UBS WARBURG LLC 14,093.00 1.095 281.86 15,143.94 -82,637.73
SALE 10/06/09 41913110 HAUPPAGE DIGITAL, INC. .94
16437 10/09/09 423054 UBS WARBURG LLC 35,907.00 1.017 718.14 35,798.34 -213,335.73
SALE 10/07/09 41913110 HAUPPAGE DIGITAL, INC. .19
16437 10/13/09 423060 UBS WARBURG LLC 7,100.00 1.025 142.00 7,133.89 -42,128.15
SALE 10/08/09 41913110 HAUPPAGE DIGITAL, INC. .32
16437 10/14/09 423064 UBS WARBURG LLC 12,900.00 .957 258.00 12,086.98 -77,417.28
SALE 9/30/09 42809H10 HESS CORP. 103.74
34089 10/05/09 423035 BMO CAPITAL MARKETS/EXECUTI 75,000.00 53.817 750.00 4,035,398.76 1,380,061.04
SALE 10/07/09 44993410 IMS HEALTH INC. 37.75
10648 10/13/09 423060 BARCLAYS CAPITAL (DOMESTIC) 100,000.00 14.685 4,000.00 1,464,472.25 386,184.34
SALE 10/14/09 45814010 INTEL CORP 107.88
14861 10/19/09 423082 UBS WARBURG LLC 200,000.00 20.986 6,000.00 4,191,172.12 1,320,300.49
SALE 10/06/09 46433010 ISIS PHARMACEUTICALS, INC. 1.82
21824 10/09/09 423054 JANNEY MONTGOMERY SCOTT 5,000.00 14.160 150.00 70,648.18 435.85
S T A T E O F N E W J E R S E Y 5140
D I V I S I O N O F I N V E S T M E N T
DETAIL REPORT OF SECURITIES TRANSACTIONS
DURING THE PERIOD 10/01/09 THROUGH 10/31/09
COMMON PENSION FD A (5140) -Cont. PAGE: 70
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TRXN/ TRADE/ CUSIP/ SECURITY DESCRIPTION/ RATE/ YIELD/ EXPENSE/
INVNT# DELIVERY DOCUMENT BROKER/SERVICER OF RECORD MATURITY PAR-OR-SHARES PRICE COMMISSION COST/PROCEEDS GAIN-OR-LOSS
------ -------- -------- --------------------------- -------- -------------- ------ ---------- -------------- --------------
SALE 10/07/09 46433010 ISIS PHARMACEUTICALS, INC. 16.03
21824 10/13/09 423060 JANNEY MONTGOMERY SCOTT 45,000.00 13.852 1,350.00 621,991.97 -9,918.98
SALE 10/14/09 48203R10 JUNIPER NETWORKS, INC. 17.53
27530 10/19/09 423082 CREDIT SUISSE SEC (AES) 25,000.00 27.275 250.00 681,612.47 211,011.06
SALE 10/05/09 48666K10 KB HOME 19.37
44990 10/08/09 423050 BLAIR, WILLIAM & COMPANY 50,000.00 15.073 2,000.00 751,610.63 228,748.93
SALE 10/05/09 48836010 KEMET CORP. .86
17296 10/08/09 423050 UBS WARBURG LLC 25,000.00 1.328 500.00 32,699.14 -625,998.90
SALE 10/07/09 49251510 KERYX BIOPHARMACEUTICALS, I 7.88
33549 10/13/09 423060 JANNEY MONTGOMERY SCOTT 150,000.00 2.043 3,000.00 303,487.12 -1,889,075.54
SALE 10/07/09 53217V10 LIFE TECHNOLOGIES CORP. 60.34
43896 10/13/09 423060 JANNEY MONTGOMERY SCOTT 50,000.00 46.954 1,500.00 2,346,134.66 1,321,850.10
SALE 10/07/09 53220K20 LIGAND PHARMACEUTICALS INC. 8.29
08634 10/13/09 423060 JANNEY MONTGOMERY SCOTT 150,000.00 2.149 3,000.00 319,311.71 -1,915,620.58
SALE 9/30/09 54634710 LOUISIANA-PACIFIC CORP. 17.18
11007 10/05/09 423035 BLAYLOCK ROBERT VAN LLC 100,000.00 6.683 1,000.00 667,262.82 -1,275,079.47
SALE 9/30/09 54634710 LOUISIANA-PACIFIC CORP. 8.89
11007 10/05/09 423035 BMO CAPITAL MARKETS/EXECUTI 50,000.00 6.915 500.00 345,231.11 -625,940.03
SALE 9/30/09 54634710 LOUISIANA-PACIFIC CORP. 17.32
11007 10/05/09 423035 ICAP CORPORATES LLC 100,000.00 6.738 1,000.00 672,812.68 -1,269,529.61
SALE 9/30/09 54634710 LOUISIANA-PACIFIC CORP. 17.23
11007 10/05/09 423035 MAGNA SECURITIES CORP 100,000.00 6.703 1,000.00 669,322.77 -1,273,019.52
SALE 9/30/09 54634710 LOUISIANA-PACIFIC CORP. 8.87
11007 10/05/09 423035 PRINCETON SECURITIES GROUP 50,000.00 6.901 500.00 344,556.13 -626,615.01
SALE 9/30/09 54634710 LOUISIANA-PACIFIC CORP. 17.16
11007 10/05/09 423035 WILLIAMS CAPITAL GROUP 100,000.00 6.676 1,000.00 666,602.84 -1,275,739.45
S T A T E O F N E W J E R S E Y 5140
D I V I S I O N O F I N V E S T M E N T
DETAIL REPORT OF SECURITIES TRANSACTIONS
DURING THE PERIOD 10/01/09 THROUGH 10/31/09
COMMON PENSION FD A (5140) -Cont. PAGE: 71
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TRXN/ TRADE/ CUSIP/ SECURITY DESCRIPTION/ RATE/ YIELD/ EXPENSE/
INVNT# DELIVERY DOCUMENT BROKER/SERVICER OF RECORD MATURITY PAR-OR-SHARES PRICE COMMISSION COST/PROCEEDS GAIN-OR-LOSS
------ -------- -------- --------------------------- -------- -------------- ------ ---------- -------------- --------------
SALE 10/14/09 55267610 MDC HOLDINGS, INC. 9.69
20400 10/19/09 423082 RAYMOND JAMES & ASSOCIATES, 10,000.00 37.677 400.00 376,364.31 109,013.20
SALE 10/16/09 57620610 MASSEY ENERGY CO. 16.40
18929 10/21/09 423090 GOLDMAN SACHS (OPTIONS) 22,000.00 29.000 440.00 637,543.60 386,345.14
SALE 9/30/09 58333410 MEADWESTVACO CORP. 173.00
21865 10/05/09 423035 BLAYLOCK ROBERT VAN LLC 300,000.00 22.437 3,000.00 6,727,957.00 1,266,256.71
SALE 10/07/09 58933110 MERCK & CO., INC. 198.40
18426 10/13/09 423060 BOENNING & SCATTERGOOD 240,000.00 32.166 9,600.00 7,710,017.60 -307,309.63
SALE 10/08/09 58933110 MERCK & CO., INC. 83.37
18426 10/14/09 423064 BOENNING & SCATTERGOOD 100,000.00 32.439 4,000.00 3,239,856.63 -100,696.38
SALE 9/30/09 59491810 MICROSOFT CORP. 197.20
18102 10/05/09 423035 CREDIT SUISSE SEC (USA) LLC 300,000.00 25.577 9,000.00 7,663,812.80 5,976,257.86
SALE 10/09/09 59491810 MICROSOFT CORP. 131.12
18102 10/15/09 423068 BARCLAYS CAPITAL (DOMESTIC) 200,000.00 25.508 6,000.00 5,095,448.88 3,970,412.25
SALE 10/20/09 59511210 MICRON TECHNOLOGY, INC. 20.78
39154 10/23/09 423099 SANFORD BERNSTEIN & CO. 100,000.00 8.083 4,000.00 804,249.22 64,464.44
SALE 9/30/09 64115T10 NETSCOUT SYSTEMS, INC. 17.32
21452 10/05/09 423035 SUSQUEHANNA/OTC 50,000.00 13.472 500.00 673,067.68 264,416.75
SALE 10/07/09 65122910 NEWELL RUBBERMAID INC. 19.03
22814 10/13/09 423060 KEEFE BRUYETTE & WOODS INC. 50,000.00 14.806 2,000.00 738,255.97 -81,414.65
SALE 10/01/09 67034610 NUCOR CORP 232.95
46206 10/06/09 423041 GOLDMAN SACHS & COMPANY 200,000.00 45.320 8,000.00 9,055,827.05 760,164.41
SALE 10/07/09 67034610 NUCOR CORP 173.49
46206 10/13/09 423060 SIDOTI & CO 150,000.00 45.003 6,000.00 6,744,276.51 522,529.53
SALE 9/30/09 67523210 OCEANEERING INTERNATIONAL, 103.21
20025 10/05/09 423035 BMO CAPITAL MARKETS/EXECUTI 70,000.00 57.366 700.00 4,014,802.79 868,930.19
S T A T E O F N E W J E R S E Y 5140
D I V I S I O N O F I N V E S T M E N T
DETAIL REPORT OF SECURITIES TRANSACTIONS
DURING THE PERIOD 10/01/09 THROUGH 10/31/09
COMMON PENSION FD A (5140) -Cont. PAGE: 72
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TRXN/ TRADE/ CUSIP/ SECURITY DESCRIPTION/ RATE/ YIELD/ EXPENSE/
INVNT# DELIVERY DOCUMENT BROKER/SERVICER OF RECORD MATURITY PAR-OR-SHARES PRICE COMMISSION COST/PROCEEDS GAIN-OR-LOSS
------ -------- -------- --------------------------- -------- -------------- ------ ---------- -------------- --------------
SALE 10/26/09 68212S10 OMNITURE INC.
39715 10/27/09 423038 TENDERED 9,800.00 21.500 210,700.00 -71,054.10
SALE 10/05/09 68215910 ON ASSIGNMENT INC. 7.48
23218 10/08/09 423050 JEFFERIES & COMPANY 50,000.00 5.814 1,500.00 289,212.52 -59,902.24
SALE 10/07/09 69642930 PALL CORP. 24.52
02312 10/13/09 423060 BARCLAYS CAPITAL (DOMESTIC) 30,000.00 31.792 1,200.00 952,544.48 276,868.76
SALE 10/07/09 70975410 PENWEST PHARMACEUTICALS CO. 5.17
33477 10/13/09 423060 JANNEY MONTGOMERY SCOTT 100,000.00 2.011 2,000.00 199,084.83 -2,036,197.67
SALE 10/19/09 71638210 PETMED EXPRESS INC 11.21
48473 10/22/09 423095 CREDIT SUISSE SEC (AES) 25,000.00 17.435 250.00 435,603.79 -27,070.73
SALE 10/21/09 71638210 PETMED EXPRESS INC 10.59
48473 10/26/09 423103 BARCLAYS CAPITAL (DOMESTIC) 25,000.00 16.476 750.00 411,144.41 -51,530.11
SALE 10/07/09 71712410 PHARMACEUTICAL PRODUCT DEVE 56.39
41762 10/13/09 423060 JANNEY MONTGOMERY SCOTT 100,000.00 21.941 3,000.00 2,190,993.61 -1,896,465.42
SALE 10/01/09 73172K10 POLYCOM INC. 19.94
21502 10/06/09 423041 JANNEY MONTGOMERY SCOTT 30,000.00 25.857 900.00 774,784.06 -352,840.25
SALE 9/30/09 74936120 RCN CORPORATION 9.69
35126 10/05/09 423035 MERRIMAN/OTC 40,000.00 9.422 400.00 376,486.31 -772,001.96
SALE 10/01/09 74936120 RCN CORPORATION 4.63
35126 10/06/09 423041 CREDIT SUISSE SEC (AES) 20,000.00 9.005 200.00 179,885.37 -394,358.76
SALE 9/30/09 75025N10 RADIANT SYSTEMS, INC. 27.50
24686 10/05/09 423035 CREDIT SUISSE SEC (USA) LLC 100,000.00 10.700 3,000.00 1,066,962.50 98,316.42
SALE 10/19/09 75610910 REALTY INCOME CORP. 15.04
39388 10/22/09 423095 DEUTSCHE BANK AG (DOMESTIC) 25,000.00 23.403 1,000.00 584,064.96 61,517.54
SALE 10/20/09 80004C10 SANDISK CORP. 13.93
32459 10/23/09 423099 BARCLAYS CAPITAL (DOMESTIC) 25,000.00 21.675 750.00 541,101.07 -782,818.82
S T A T E O F N E W J E R S E Y 5140
D I V I S I O N O F I N V E S T M E N T
DETAIL REPORT OF SECURITIES TRANSACTIONS
DURING THE PERIOD 10/01/09 THROUGH 10/31/09
COMMON PENSION FD A (5140) -Cont. PAGE: 73
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TRXN/ TRADE/ CUSIP/ SECURITY DESCRIPTION/ RATE/ YIELD/ EXPENSE/
INVNT# DELIVERY DOCUMENT BROKER/SERVICER OF RECORD MATURITY PAR-OR-SHARES PRICE COMMISSION COST/PROCEEDS GAIN-OR-LOSS
------ -------- -------- --------------------------- -------- -------------- ------ ---------- -------------- --------------
SALE 10/02/09 80660510 SCHERING-PLOUGH CORP. 424.09
14412 10/07/09 423046 GOLDMAN SACHS & COMPANY 585,000.00 28.207 23,400.00 16,477,387.91 4,747,771.45
SALE 10/05/09 80660510 SCHERING-PLOUGH CORP. 216.46
14412 10/08/09 423050 GOLDMAN SACHS & COMPANY 300,000.00 28.074 12,000.00 8,410,013.54 2,394,825.61
SALE 10/16/09 81731510 SEPRACOR INC.
31686 10/19/09 423038 TENDERED 95,419.00 23.000 2,194,637.00 -2,623,622.07
SALE 10/05/09 85503010 STAPLES, INC. 146.12
11011 10/08/09 423050 UBS WARBURG LLC 250,000.00 22.741 7,500.00 5,677,678.88 2,283,039.74
SALE 10/06/09 85503010 STAPLES, INC. 58.93
11011 10/09/09 423054 JEFFERIES & COMPANY 100,000.00 22.927 3,000.00 2,289,611.07 931,755.41
SALE 10/07/09 85503010 STAPLES, INC. 29.49
11011 10/13/09 423060 JANNEY MONTGOMERY SCOTT 50,000.00 22.947 1,500.00 1,145,820.51 466,892.68
SALE 10/08/09 85503010 STAPLES, INC. 14.90
11011 10/14/09 423064 CREDIT SUISSE SEC (AES) 25,000.00 23.181 250.00 579,252.60 239,788.69
SALE 10/13/09 85503010 STAPLES, INC. 29.84
11011 10/16/09 423078 UBS WARBURG LLC 50,000.00 23.221 1,500.00 1,159,505.16 480,577.33
SALE 10/07/09 86366710 STRYKER CORP. 91.39
29571 10/13/09 423060 BARCLAYS CAPITAL (DOMESTIC) 80,000.00 44.447 3,200.00 3,552,500.61 -147,117.39
SALE 10/09/09 86681020 SUN MICROSYSTEMS, INC. 127.96
38810 10/15/09 423068 BARCLAYS CAPITAL (DOMESTIC) 550,000.00 9.052 16,500.00 4,962,082.04 -6,141,406.07
SALE 9/30/09 87160710 SYNOPSYS INC 28.97
22050 10/05/09 423035 LABRANCHE/0TC 50,000.00 22.542 500.00 1,126,576.03 -239,786.02
SALE 10/20/09 88250810 TEXAS INSTRUMENTS INC. 15.30
18069 10/23/09 423099 LEERINK SWANN LLC 25,000.00 23.799 1,000.00 593,952.20 283,343.75
SALE 10/27/09 88250810 TEXAS INSTRUMENTS INC. 15.36
18069 10/30/09 423121 RAYMOND JAMES & ASSOCIATES, 25,000.00 23.894 1,000.00 596,334.64 285,726.19
S T A T E O F N E W J E R S E Y 5140
D I V I S I O N O F I N V E S T M E N T
DETAIL REPORT OF SECURITIES TRANSACTIONS
DURING THE PERIOD 10/01/09 THROUGH 10/31/09
COMMON PENSION FD A (5140) -Cont. PAGE: 74
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TRXN/ TRADE/ CUSIP/ SECURITY DESCRIPTION/ RATE/ YIELD/ EXPENSE/
INVNT# DELIVERY DOCUMENT BROKER/SERVICER OF RECORD MATURITY PAR-OR-SHARES PRICE COMMISSION COST/PROCEEDS GAIN-OR-LOSS
------ -------- -------- --------------------------- -------- -------------- ------ ---------- -------------- --------------
SALE 9/30/09 88579Y10 3M CO 189.33
22391 10/05/09 423035 GRISWOLD COMPANY 100,000.00 73.667 1,000.00 7,365,500.67 1,991,468.52
SALE 9/30/09 88579Y10 3M CO 190.05
22391 10/05/09 423035 PRINCETON SECURITIES GROUP 100,000.00 73.946 1,000.00 7,393,379.95 2,019,347.80
SALE 10/01/09 88579Y10 3M CO 93.31
22391 10/06/09 423041 FRIEDMAN BILLINGS RAMSEY 50,000.00 72.608 2,000.00 3,628,316.69 941,300.62
SALE 10/01/09 88579Y10 3M CO 93.65
22391 10/06/09 423041 FTN MIDWEST SECURITIES 50,000.00 72.872 2,000.00 3,641,501.35 954,485.28
SALE 10/01/09 88579Y10 3M CO 93.65
22391 10/06/09 423041 JP MORGAN 50,000.00 72.872 2,000.00 3,641,506.35 954,490.28
SALE 9/30/09 88731730 TIME WARNER INC 73.53
45487 10/05/09 423035 GRISWOLD COMPANY 100,000.00 28.609 1,000.00 2,859,866.47 -909,741.54
SALE 10/05/09 91136310 UNITED RENTALS INC. 3.09
13512 10/08/09 423050 CL KING (RESEARCH) 12,468.00 9.641 498.72 119,700.93 -167,328.10
SALE 9/30/09 93142210 WALGREEN CO. 158.79
18216 10/05/09 423035 ICAP CORPORATES LLC 165,000.00 37.446 1,650.00 6,176,830.71 3,608,514.29
SALE 9/30/09 93142210 WALGREEN CO. 96.39
18216 10/05/09 423035 SANDGRAIN SECURITIES 100,000.00 37.503 1,000.00 3,749,183.61 2,192,628.21
SALE 10/07/09 94184810 WATERS CORP. 57.86
19522 10/13/09 423060 BARCLAYS CAPITAL (DOMESTIC) 40,000.00 56.281 1,600.00 2,249,594.14 550,529.02
SALE 10/01/09 98302410 WYETH 680.70
22173 10/06/09 423041 BARCLAYS CAPITAL (DOMESTIC) 546,700.00 48.448 21,868.00 26,463,754.22 5,760,293.14
SALE 10/02/09 98302410 WYETH 84.95
22173 10/07/09 423046 BARCLAYS CAPITAL (DOMESTIC) 68,300.00 48.391 2,732.00 3,302,254.20 715,741.69
SALE 10/16/09 98302410 WYETH
22173 10/19/09 423038A TENDERED 1,905,000.00 33.000 62,865,000.00 15,624,468.50
S T A T E O F N E W J E R S E Y 5140
D I V I S I O N O F I N V E S T M E N T
DETAIL REPORT OF SECURITIES TRANSACTIONS
DURING THE PERIOD 10/01/09 THROUGH 10/31/09
COMMON PENSION FD A (5140) -Cont. PAGE: 75
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TRXN/ TRADE/ CUSIP/ SECURITY DESCRIPTION/ RATE/ YIELD/ EXPENSE/
INVNT# DELIVERY DOCUMENT BROKER/SERVICER OF RECORD MATURITY PAR-OR-SHARES PRICE COMMISSION COST/PROCEEDS GAIN-OR-LOSS
------ -------- -------- --------------------------- -------- -------------- ------ ---------- -------------- --------------
SALE 9/30/09 98433210 YAHOO! INC. 44.90
19335 10/05/09 423035 CREDIT SUISSE SEC (USA) LLC 100,000.00 17.467 3,000.00 1,743,665.10 -699,394.77
SALE 9/30/09 G6359F10 NABORS INDUSTRIES LTD. 54.31
22964 10/05/09 423035 CASTLE OAK SECURITIES 100,000.00 21.129 1,000.00 2,111,865.69 54,200.01
SALE 9/30/09 G6359F10 NABORS INDUSTRIES LTD. 54.65
22964 10/05/09 423035 JACKSON SECS 100,000.00 21.262 1,000.00 2,125,115.35 67,449.66
SALE 9/30/09 G6359F10 NABORS INDUSTRIES LTD. 27.20
22964 10/05/09 423035 STURDIVANT/EXECUTION 50,000.00 21.164 500.00 1,057,667.80 28,834.96
-------------- ---------- -------------- --------------
SUBTOTAL STOCK SALES: 16,432,950.00 9,547.94 436,322,910.84 103,078,609.90
426,098.26
-------------- ---------- -------------- --------------
TOTAL FUND SALES: 16,432,950.00 9,547.94 436,322,910.84 103,078,609.90
426,098.26
END OF REPORT FOR: COMMON PENSION FD A
S T A T E O F N E W J E R S E Y 5142
D I V I S I O N O F I N V E S T M E N T
DETAIL REPORT OF SECURITIES TRANSACTIONS
DURING THE PERIOD 10/01/09 THROUGH 10/31/09
COMMON PENSION FD B (5142) PAGE: 76
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TRXN/ TRADE/ CUSIP/ SECURITY DESCRIPTION/ RATE/ YIELD/ EXPENSE/
INVNT# DELIVERY DOCUMENT BROKER/SERVICER OF RECORD MATURITY PAR-OR-SHARES PRICE COMMISSION COST/PROCEEDS GAIN-OR-LOSS
------ -------- -------- --------------------------- -------- -------------- ------ ---------- -------------- --------------
PURCHASE OF FIXED INCOME SECURITIES
-----------------------------------
PUR 10/01/09 002819AC ABBOTT LABS NOTES 6.1500 5.084
38757 10/06/09 288111 CREDIT SUISSE SEC (USA) LLC 11/30/37 15,000,000.00 115.85 17,378,550.00
PUR 10/01/09 02765UCQ AMERICAN MUN PWR OHIO BAB 6.5530 6.552
48750 10/15/09 288147 MERRILL LYNCH (RESEARCH) 2/15/39 20,000,000.00 100.00 20,000,000.00
PUR 10/06/09 126408GP CSX CORP NOTES 7.4500 5.763
48768 10/09/09 288129 CREDIT SUISSE SEC (USA) LLC 4/01/38 20,000,000.00 123.46 24,693,200.00
PUR 10/02/09 126408GQ CSX CORP 7.3750 4.988
48752 10/07/09 288117 JP MORGAN 2/01/19 20,000,000.00 117.60 23,521,000.00
PUR 10/14/09 134429AT CAMPBELL SOUP CO SR NOTES 4.5000 4.125
44385 10/19/09 288158 FTN MIDWEST SECURITIES 2/15/19 2,000,000.00 102.87 2,057,460.00
PUR 9/24/09 14739HBQ CASCADE WTR ALLIANCE WASH B 5.9070 5.906
48658 10/15/09 288147 BARCLAYS CAPITAL INC 9/01/34 5,000,000.00 100.00 5,000,000.00
PUR 10/26/09 149123BR CATERPILLAR INC NOTES 8.2500 5.693
43950 10/29/09 288205 BANK OF AMERICA SECURITIES 12/15/38 2,000,000.00 136.14 2,722,960.00
PUR 10/21/09 249182AQ DENVER COLO CITY & CNTY ARP 6.4140 6.414
48938 10/28/09 288199 JP MORGAN 11/15/39 15,500,000.00 100.00 15,500,000.00
PUR 10/05/09 25271CAL DIAMOND OFFSHORE DRILLING I 5.7000 5.746
48767 10/08/09 288123 JP MORGAN 10/15/39 25,000,000.00 99.344 24,836,000.00
PUR 9/30/09 438516AT HONEYWELL INTERNATIONAL BON 5.7000 5.056
36738 10/05/09 288104 BARCLAYS CAPITAL INC 3/15/37 15,000,000.00 109.49 16,424,700.00
PUR 10/22/09 46513EFF ISRAEL AID US GOVT GTD BOND 5.5000 4.518
25887 10/27/09 288193 FTN Financial Securities 9/18/23 25,000,000.00 110.04 27,511,250.00
PUR 9/29/09 502413AX L-3 COMMUNICATIONS CORP SR 5.2000 5.246
48705 10/02/09 288094 BANK OF AMERICA SECURITIES 10/15/19 7,000,000.00 99.642 6,974,940.00
S T A T E O F N E W J E R S E Y 5142
D I V I S I O N O F I N V E S T M E N T
DETAIL REPORT OF SECURITIES TRANSACTIONS
DURING THE PERIOD 10/01/09 THROUGH 10/31/09
COMMON PENSION FD B (5142) -Cont. PAGE: 77
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TRXN/ TRADE/ CUSIP/ SECURITY DESCRIPTION/ RATE/ YIELD/ EXPENSE/
INVNT# DELIVERY DOCUMENT BROKER/SERVICER OF RECORD MATURITY PAR-OR-SHARES PRICE COMMISSION COST/PROCEEDS GAIN-OR-LOSS
------ -------- -------- --------------------------- -------- -------------- ------ ---------- -------------- --------------
PUR 10/07/09 532457AZ ELI LILLY & CO BONDS 5.5000 4.973
43223 10/13/09 288135 MORGAN STANLEY 3/15/27 5,000,000.00 106.09 5,304,500.00
PUR 10/07/09 59259YBF METROPOLITIAN TRANS AUTH NY 5.8710 5.871
48793 10/15/09 288147 CITIGROUP/CITIBANK DOMESTIC 11/15/39 20,000,000.00 100.00 20,000,000.00
PUR 10/16/09 64971MZH NYC TRANS FIN AUTH BAB 6.2670 6.266
48904 10/22/09 288176 GOLDMAN SACHS & COMPANY 8/01/39 20,000,000.00 100.00 20,000,000.00
PUR 9/28/09 655044AD NOBLE ENERGY INC NOTES 8.2500 5.382
44902 10/01/09 288088 CANTOR FITZGERALD SECURITIE 3/01/19 12,000,000.00 120.96 14,515,560.00
PUR 9/30/09 655044AD NOBLE ENERGY INC NOTES 8.2500 5.441
44902 10/05/09 288104 CANTOR FITZGERALD SECURITIE 3/01/19 15,000,000.00 120.45 18,068,700.00
PUR 9/29/09 6832348D ONTARIO PROVINCE OF 4.0000 4.021
48704 10/07/09 288117 TD SECURITIES 10/07/19 20,000,000.00 99.828 19,965,600.00
PUR 9/24/09 688022CN OSCEOLA CNTY FLA BAB 6.9460 6.946
48653 10/02/09 288094 CITIGROUP/CITIBANK DOMESTIC 10/01/39 12,000,000.00 100.00 12,000,000.00
PUR 10/01/09 706643BK PEND OREILLE CNTY WASH BAB 7.3520 7.351
48751 10/20/09 288165 BARCLAYS CAPITAL INC 1/01/40 7,000,000.00 100.00 7,000,000.00
PUR 10/07/09 709221TF PA STATE TPK COMM OIL BAB 5.8480 5.847
48792 10/15/09 288147 BARCLAYS CAPITAL INC 12/01/37 10,000,000.00 100.00 10,000,000.00
PUR 10/06/09 717081CY PFIZER INC NOTES 7.2000 5.410
45246 10/09/09 288129 CREDIT SUISSE SEC (USA) LLC 3/15/39 25,000,000.00 126.20 31,551,500.00
PUR 10/05/09 748148QR QUEBEC PROVINCE OF CANADA 7.5000 4.793
48048 10/08/09 288123 CIBC Oppenheimer 9/15/29 5,000,000.00 134.50 6,725,250.00
PUR 9/24/09 79765DXK SAN FRANCISCO CA CTY & CNTY 6.4870 6.487
48654 10/07/09 288117 GOLDMAN SACHS & COMPANY 11/01/41 15,000,000.00 100.00 15,000,000.00
PUR 9/30/09 81170TDT SEACOAST FLA UTILITY AUTH W 6.6800 6.679
48722 10/07/09 288117 CITIGROUP/CITIBANK DOMESTIC 3/01/39 6,000,000.00 100.00 6,000,000.00
S T A T E O F N E W J E R S E Y 5142
D I V I S I O N O F I N V E S T M E N T
DETAIL REPORT OF SECURITIES TRANSACTIONS
DURING THE PERIOD 10/01/09 THROUGH 10/31/09
COMMON PENSION FD B (5142) -Cont. PAGE: 78
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TRXN/ TRADE/ CUSIP/ SECURITY DESCRIPTION/ RATE/ YIELD/ EXPENSE/
INVNT# DELIVERY DOCUMENT BROKER/SERVICER OF RECORD MATURITY PAR-OR-SHARES PRICE COMMISSION COST/PROCEEDS GAIN-OR-LOSS
------ -------- -------- --------------------------- -------- -------------- ------ ---------- -------------- --------------
PUR 10/15/09 836753JG S BROWARD HOSP DIST FLA REV 7.2780 7.278
48898 10/29/09 288205 GOLDMAN SACHS & COMPANY 5/01/44 15,000,000.00 100.00 15,000,000.00
PUR 10/08/09 893830AF TRANSOCEAN INC. NOTES 7.5000 5.763
41590 10/14/09 288141 RBC CAPITAL (DOMESTIC) 4/15/31 5,000,000.00 121.25 6,062,850.00
PUR 10/15/09 914026EW UNIV OF ALABAMA GEN REV BAB 6.2800 6.279
48873 10/30/09 288210 MORGAN KEEGAN 7/01/39 2,000,000.00 100.00 2,000,000.00
PUR 10/15/09 914440KK UNIV OF MASS BUILD AUTH BAB 6.5730 6.573
48897 10/27/09 288193 CITIGROUP/CITIBANK DOMESTIC 5/01/39 7,000,000.00 100.00 7,000,000.00
PUR 10/09/09 92857WAQ VODAFONE GROUP PLC BONDS 6.1500 5.782
36581 10/15/09 288147 BARCLAYS CAPITAL INC 2/27/37 10,000,000.00 105.01 10,501,800.00
PUR 9/23/09 940157RG WASHINGTON SUB SAN MD BAB 5.0000 5.050
48656 10/08/09 288123 WACHOVIA BANK & TRUST CO. 6/01/28 9,000,000.00 99.394 8,945,460.00
PUR 9/23/09 940157RH WASHSINGTON SUB SAN MD BAB 5.0000 5.100
48655 10/08/09 288123 WACHOVIA SECURITIES, INC. 6/01/29 8,000,000.00 98.761 7,900,880.00
PUR 10/06/09 947075AF WEATHERFORD INT'L LTD SENIO 9.6250 6.218
45066 10/09/09 288129 CREDIT SUISSE SEC (USA) LLC 3/01/19 3,000,000.00 123.95 3,718,680.00
-------------- ---------- -------------- --------------
SUBTOTAL FIXED PURCHASES: 402,500,000.00 433,880,840.00
-------------- ---------- -------------- --------------
TOTAL FUND PURCHASES: 402,500,000.00 433,880,840.00
SALES OF FIXED INCOME SECURITIES
--------------------------------
SALE 10/08/09 00184AAF AOL TIME WARNER INC. BONDS 6.8750 5.594
32280 10/14/09 288141 CREDIT SUISSE SEC (USA) LLC 5/01/12 15,000,000.00 110.10 16,515,000.00 1,065,289.07
SALE 10/01/09 002819AB ABBOTT LABS NOTES 5.6000 5.639
38758 10/06/09 288111 CREDIT SUISSE SEC (USA) LLC 11/30/17 15,000,000.00 110.37 16,555,500.00 1,594,620.65
S T A T E O F N E W J E R S E Y 5142
D I V I S I O N O F I N V E S T M E N T
DETAIL REPORT OF SECURITIES TRANSACTIONS
DURING THE PERIOD 10/01/09 THROUGH 10/31/09
COMMON PENSION FD B (5142) -Cont. PAGE: 79
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TRXN/ TRADE/ CUSIP/ SECURITY DESCRIPTION/ RATE/ YIELD/ EXPENSE/
INVNT# DELIVERY DOCUMENT BROKER/SERVICER OF RECORD MATURITY PAR-OR-SHARES PRICE COMMISSION COST/PROCEEDS GAIN-OR-LOSS
------ -------- -------- --------------------------- -------- -------------- ------ ---------- -------------- --------------
SALE 10/07/09 010392FB ALABAMA POWER CO BONDS 6.0000 6.014
44974 10/13/09 288135 CANTOR FITZGERALD SECURITIE 3/01/39 8,000,000.00 112.30 8,984,080.00 999,865.69
SALE 10/23/09 02580ECG AMERICAN EXPRESS BANK NOTES 5.5500 5.380
40740 10/28/09 288199 BARCLAYS CAPITAL INC 10/17/12 10,000,000.00 106.59 10,659,700.00 613,812.52
SALE 10/27/09 03040WAB AMERICAN WATER CAP CORP BON 6.0850 6.181
41527 10/30/09 288210 CANTOR FITZGERALD SECURITIE 10/15/17 10,000,000.00 104.77 10,477,600.00 537,340.47
SALE 10/14/09 110709DL BRITISH COLUMBIA PROV CDA B 6.5000 4.844
44722 10/19/09 288158 CHAPDELAINE 1/15/26 7,000,000.00 122.41 8,569,050.00 276,559.25
SALE 9/30/09 122014AH BURLINGTON RESOURCES INC. D 8.2000 6.567
42145 10/05/09 288104 STIFEL NICOLAUS 3/15/25 2,500,000.00 126.60 3,165,050.00 272,729.58
SALE 10/06/09 126408GK CSX CORP NOTES 6.1500 6.155
37099 10/09/09 288129 CREDIT SUISSE SEC (USA) LLC 5/01/37 19,850,000.00 106.45 21,132,111.50 1,297,105.18
SALE 10/14/09 134429AU CAMPBELL SOUP CO SR NOTES 3.3750 3.386
47550 10/19/09 288158 FTN MIDWEST SECURITIES 8/15/14 2,000,000.00 102.54 2,050,860.00 51,934.87
SALE 10/07/09 149123BR CATERPILLAR INC NOTES 8.2500 7.284
43950 10/13/09 288135 CANTOR FITZGERALD SECURITIE 12/15/38 5,000,000.00 138.32 6,916,050.00 1,336,136.95
SALE 10/15/09 149123BR CATERPILLAR INC NOTES 8.2500 7.284
43950 10/20/09 288165 CANTOR FITZGERALD SECURITIE 12/15/38 2,000,000.00 133.65 2,673,080.00 441,140.60
SALE 10/26/09 149123BR CATERPILLAR INC NOTES 8.2500 7.033
43950 10/29/09 288205 BANK OF AMERICA SECURITIES 12/15/38 15,000,000.00 135.64 20,346,750.00 3,116,357.32
SALE 10/23/09 166751AJ CHEVRON CORP NOTES 4.9500 4.954
44945 10/28/09 288199 OPPENHEIMER & CO., INC 3/03/19 5,000,000.00 106.42 5,321,400.00 323,191.04
SALE 10/06/09 17275RAE CISCO SYSTEMS INC SR NOTES 4.9500 4.969
44784 10/09/09 288129 BARCLAYS CAPITAL INC 2/15/19 25,000,000.00 105.87 26,468,000.00 1,504,867.58
SALE 10/07/09 191216AM COCA COLA CO SR NOTES 4.8750 4.793
44975 10/13/09 288135 JEFFERIES & COMPANY 3/15/19 12,000,000.00 106.85 12,822,000.00 748,767.02
S T A T E O F N E W J E R S E Y 5142
D I V I S I O N O F I N V E S T M E N T
DETAIL REPORT OF SECURITIES TRANSACTIONS
DURING THE PERIOD 10/01/09 THROUGH 10/31/09
COMMON PENSION FD B (5142) -Cont. PAGE: 80
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TRXN/ TRADE/ CUSIP/ SECURITY DESCRIPTION/ RATE/ YIELD/ EXPENSE/
INVNT# DELIVERY DOCUMENT BROKER/SERVICER OF RECORD MATURITY PAR-OR-SHARES PRICE COMMISSION COST/PROCEEDS GAIN-OR-LOSS
------ -------- -------- --------------------------- -------- -------------- ------ ---------- -------------- --------------
SALE 10/08/09 191216AM COCA COLA CO SR NOTES 4.8750 4.793
44975 10/14/09 288141 JEFFERIES & COMPANY 3/15/19 8,000,000.00 106.76 8,540,800.00 491,998.26
SALE 10/14/09 210371AF CONSTELLATION ENERGY GROUP 7.6000 6.183
30431 10/19/09 288158 CREDIT SUISSE SEC (USA) LLC 4/01/32 2,500,000.00 105.79 2,644,950.00 -281,710.86
SALE 10/20/09 210371AF CONSTELLATION ENERGY GROUP 7.6000 6.183
30431 10/23/09 288182 JP MORGAN 4/01/32 10,000,000.00 106.53 10,653,400.00 -1,052,748.54
SALE 10/22/09 210371AF CONSTELLATION ENERGY GROUP 7.6000 6.183
30431 10/27/09 288193 CREDIT SUISSE SEC (USA) LLC 4/01/32 7,000,000.00 106.24 7,437,430.00 -756,531.32
SALE 10/08/09 291011BB EMERSON ELECTRIC CO NOTES 6.1250 6.162
46170 10/14/09 288141 JEFFERIES & COMPANY 4/15/39 10,000,000.00 115.34 11,534,600.00 1,584,580.84
SALE 10/16/09 31331Y4S FEDERAL FARM CR BANK BONDS 5.0500 4.966
43038 10/19/09 288158 TOUSSAINT CAPITAL 8/01/18 35,000,000.00 107.14 37,501,450.00 2,297,431.16
SALE 10/13/09 3133XRFZ FHLB BONDS 4.7500 9.059
41654 10/14/09 288141 TOUSSAINT CAPITAL 6/08/18 20,000,000.00 105.61 21,122,800.00 1,333,806.23
SALE 10/22/09 343136L7 FLORIDA TURNPIKE AUTH BLD A 6.8000 6.783
47782 10/27/09 288193 MERRILL LYNCH (RESEARCH) 7/01/39 5,000,000.00 104.12 5,206,400.00 196,352.07
SALE 10/14/09 36158FAB GENERAL ELEC GLOBAL INS NOT 6.4500 6.937
41839 10/19/09 288158 STIFEL NICOLAUS 3/01/19 2,500,000.00 96.969 2,424,225.00 7,297.38
SALE 10/22/09 369604AY GENERAL ELECTRIC CO. NOTES 5.0000 4.936
24248 10/27/09 288193 JEFFERIES & COMPANY 2/01/13 10,000,000.00 106.05 10,605,000.00 586,550.02
SALE 10/09/09 413875AK HARRIS CORP NOTES 5.9500 5.997
38970 10/15/09 288147 MESIROW FINANCIAL, INC 12/01/17 15,000,000.00 107.98 16,197,900.00 1,243,691.51
SALE 9/30/09 438516AR HONEYWELL INT INC SR NTS 5.7000 6.031
42902 10/05/09 288104 BARCLAYS CAPITAL INC 3/15/36 16,000,000.00 110.11 17,617,600.00 2,313,862.26
SALE 10/22/09 438701PU HONOLULU HAWAII CTY & CNTY 6.3390 6.338
48507 10/27/09 288193 LOOP CAPITAL 7/01/39 5,000,000.00 102.23 5,111,850.00 111,850.00
S T A T E O F N E W J E R S E Y 5142
D I V I S I O N O F I N V E S T M E N T
DETAIL REPORT OF SECURITIES TRANSACTIONS
DURING THE PERIOD 10/01/09 THROUGH 10/31/09
COMMON PENSION FD B (5142) -Cont. PAGE: 81
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TRXN/ TRADE/ CUSIP/ SECURITY DESCRIPTION/ RATE/ YIELD/ EXPENSE/
INVNT# DELIVERY DOCUMENT BROKER/SERVICER OF RECORD MATURITY PAR-OR-SHARES PRICE COMMISSION COST/PROCEEDS GAIN-OR-LOSS
------ -------- -------- --------------------------- -------- -------------- ------ ---------- -------------- --------------
SALE 10/06/09 450679BX ITT CORP SR NOTES 6.1250 6.144
46438 10/09/09 288129 CREDIT SUISSE SEC (USA) LLC 5/01/19 12,000,000.00 110.04 13,205,400.00 1,222,254.95
SALE 10/22/09 469487BW JACKSONVILLE FLA SPE REV BA 6.2590 6.259
48652 10/27/09 288193 MORGAN KEEGAN 10/01/30 2,000,000.00 101.30 2,026,000.00 26,000.00
SALE 10/26/09 629568AQ NABORS INDUSTRIES INC 6.1500 8.766
44071 10/29/09 288205 BTIG 2/15/18 10,000,000.00 100.98 10,098,400.00 1,619,386.39
SALE 10/20/09 694308GL PACIFIC GAS & ELECTRIC CO N 5.6250 5.695
38969 10/23/09 288182 JEFFERIES & COMPANY 11/30/17 12,000,000.00 109.90 13,188,720.00 1,243,202.78
SALE 10/27/09 72447XAD PITNEY BOWES INC. MTN 5.6000 5.748
40349 10/30/09 288210 CHAPDELAINE 3/15/18 10,000,000.00 106.37 10,637,200.00 735,201.62
SALE 10/27/09 72447XAD PITNEY BOWES INC. MTN 5.6000 5.748
40349 10/30/09 288210 CHAPDELAINE 3/15/18 5,000,000.00 106.29 5,314,700.00 363,700.81
SALE 10/27/09 742718DF PROCTER & GAMBLE CO NOTES 5.5500 5.749
36631 10/30/09 288210 CANTOR FITZGERALD SECURITIE 3/05/37 10,000,000.00 105.02 10,502,500.00 776,085.97
SALE 9/30/09 74456QAS PUBLIC SERVICE ELEC & GAS M 5.3000 5.310
40743 10/05/09 288104 CANTOR FITZGERALD SECURITIE 5/01/18 25,000,000.00 107.28 26,820,250.00 1,838,465.24
SALE 10/06/09 748148RT PROVINCE OF QUEBEC GLOBAL N 4.6250 4.716
41073 10/09/09 288129 NATIONAL BNK OF CANADA FINA 5/14/18 15,000,000.00 105.27 15,791,850.00 887,809.21
SALE 10/06/09 748148RT PROVINCE OF QUEBEC GLOBAL N 4.6250 4.716
41073 10/09/09 288129 RBC CAPITAL (DOMESTIC) 5/14/18 15,000,000.00 105.07 15,761,700.00 857,659.21
SALE 10/20/09 796253T9 CITY SAN ANTONIO ELEC & GAS 5.9850 5.983
47157 10/23/09 288182 MERRILL LYNCH (RESEARCH) 2/01/39 5,000,000.00 108.95 5,447,550.00 447,550.00
SALE 10/22/09 849007AL SPOKANE CTY WASH WSTEWTR SY 6.4740 6.473
48098 10/27/09 288193 MERRILL LYNCH (RESEARCH) 12/01/29 3,000,000.00 104.80 3,144,270.00 144,270.00
SALE 10/27/09 883556AP THERMO ELECTRON CORP NOTES 5.0000 5.035
32076 10/30/09 288210 MESIROW FINANCIAL, INC 6/01/15 10,000,000.00 104.58 10,458,600.00 475,701.15
S T A T E O F N E W J E R S E Y 5142
D I V I S I O N O F I N V E S T M E N T
DETAIL REPORT OF SECURITIES TRANSACTIONS
DURING THE PERIOD 10/01/09 THROUGH 10/31/09
COMMON PENSION FD B (5142) -Cont. PAGE: 82
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TRXN/ TRADE/ CUSIP/ SECURITY DESCRIPTION/ RATE/ YIELD/ EXPENSE/
INVNT# DELIVERY DOCUMENT BROKER/SERVICER OF RECORD MATURITY PAR-OR-SHARES PRICE COMMISSION COST/PROCEEDS GAIN-OR-LOSS
------ -------- -------- --------------------------- -------- -------------- ------ ---------- -------------- --------------
SALE 10/26/09 912810FE UNITED STATES TREAS BDS 5.5000 4.831
35873 10/29/09 288205 CITIGROUP INC 8/15/28 45,000,000.00 115.26 51,869,351.25 3,179,674.58
SALE 10/20/09 914026EW UNIV OF ALABAMA GEN REV BAB 6.2800 6.279
48873 10/30/09 288210 MERRILL LYNCH (RESEARCH) 7/01/39 2,000,000.00 101.57 2,031,480.00 31,480.00
SALE 10/09/09 92857WAP VODAFONE GROUP PLC BONDS 5.6250 5.674
36580 10/15/09 288147 BARCLAYS CAPITAL INC 2/27/17 10,000,000.00 105.95 10,595,300.00 625,234.24
SALE 10/23/09 92857WAQ VODAFONE GROUP PLC BONDS 6.1500 6.183
36581 10/28/09 288199 BARCLAYS CAPITAL INC 2/27/37 12,000,000.00 106.28 12,754,440.00 807,728.80
SALE 10/06/09 947074AJ WEATHERFORD INT'S INC. SR N 6.3500 6.064
39605 10/09/09 288129 CITIGROUP/CITIBANK DOMESTIC 6/15/17 10,000,000.00 107.12 10,712,700.00 540,325.22
SALE 10/06/09 983024AL WYETH NOTES 6.0000 6.359
33944 10/09/09 288129 CREDIT SUISSE SEC (USA) LLC 2/15/36 25,000,000.00 109.72 27,430,000.00 3,572,371.43
-------------- ---------- -------------- --------------
SUBTOTAL FIXED SALES: 537,350,000.00 587,045,047.75 41,650,248.40
-------------- ---------- -------------- --------------
TOTAL FUND SALES: 537,350,000.00 587,045,047.75 41,650,248.40
END OF REPORT FOR: COMMON PENSION FD B
S T A T E O F N E W J E R S E Y 5161
D I V I S I O N O F I N V E S T M E N T
DETAIL REPORT OF SECURITIES TRANSACTIONS
DURING THE PERIOD 10/01/09 THROUGH 10/31/09
REIT COMMON PENSION FD A (5161) PAGE: 83
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TRXN/ TRADE/ CUSIP/ SECURITY DESCRIPTION/ RATE/ YIELD/ EXPENSE/
INVNT# DELIVERY DOCUMENT BROKER/SERVICER OF RECORD MATURITY PAR-OR-SHARES PRICE COMMISSION COST/PROCEEDS GAIN-OR-LOSS
------ -------- -------- --------------------------- -------- -------------- ------ ---------- -------------- --------------
PURCHASE OF STOCK AND OTHER EQUITIES
------------------------------------
PUR 10/15/09 60972010 MONMOUTH REAL ESTATE INVT
48864 10/20/09 423085 JANNEY MONTGOMERY SCOTT 25,000.00 6.990 750.00 175,492.50
PUR 10/19/09 60972010 MONMOUTH REAL ESTATE INVT
48864 10/22/09 423094 CREDIT SUISSE SEC (AES) 23,868.00 6.828 238.68 163,209.38
PUR 10/20/09 60972010 MONMOUTH REAL ESTATE INVT
48864 10/23/09 423098 CREDIT SUISSE SEC (AES) 1,132.00 6.832 11.32 7,744.69
-------------- ---------- -------------- --------------
SUBTOTAL STOCK PURCHASES: 50,000.00 346,446.57
1,000.00
PURCHASES OF COMINGLED FUND UNITS
---------------------------------
PUR 10/27/09 97639197 WINTHROP RLTY TRUST RIGHTS
49033 10/27/09 423038 Internal Cash Not Affected 31,640.00 1.00
-------------- ---------- -------------- --------------
SUBTOTAL UNIT-ASSET PURCHASES: 31,640.00 1.00
-------------- ---------- -------------- --------------
TOTAL FUND PURCHASES: 81,640.00 346,447.57
1,000.00
SALES OF STOCK AND OTHER EQUITIES
---------------------------------
SALE 10/07/09 02483510 AMERICAN CAMPUS COMMUNITIES 29.09
40771 10/13/09 423060 OPPENHEIMER & CO., INC 43,000.00 26.319 1,720.00 1,129,963.61 -102,794.27
SALE 10/08/09 05348410 AVALONBAY COMMUNITIES, INC. 18.59
43147 10/14/09 423064 DEUTSCHE BANK AG (DOMESTIC) 10,000.00 72.314 400.00 722,722.41 -130,841.40
-------------- ---------- -------------- --------------
SUBTOTAL STOCK SALES: 53,000.00 47.68 1,852,686.02 -233,635.67
2,120.00
-------------- ---------- -------------- --------------
TOTAL FUND SALES: 53,000.00 47.68 1,852,686.02 -233,635.67
2,120.00
END OF REPORT FOR: REIT COMMON PENSION FD A
S T A T E O F N E W J E R S E Y 5162
D I V I S I O N O F I N V E S T M E N T
DETAIL REPORT OF SECURITIES TRANSACTIONS
DURING THE PERIOD 10/01/09 THROUGH 10/31/09
MULTI SECTOR COMMON A (5162) PAGE: 84
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TRXN/ TRADE/ CUSIP/ SECURITY DESCRIPTION/ RATE/ YIELD/ EXPENSE/
INVNT# DELIVERY DOCUMENT BROKER/SERVICER OF RECORD MATURITY PAR-OR-SHARES PRICE COMMISSION COST/PROCEEDS GAIN-OR-LOSS
------ -------- -------- --------------------------- -------- -------------- ------ ---------- -------------- --------------
PURCHASE OF STOCK AND OTHER EQUITIES
------------------------------------
PUR 10/12/09 00817Y10 AETNA INC
48821 10/15/09 423071 JP MORGAN 400,000.00 26.467 16,000.00 10,602,800.00
PUR 10/14/09 00817Y10 AETNA INC
48821 10/19/09 423081 SOLEIL SECURITIES CORP. 100,000.00 26.098 4,000.00 2,613,780.00
PUR 10/15/09 00817Y10 AETNA INC
48821 10/20/09 423085 CITIGROUP/CITIBANK DOMESTIC 100,000.00 25.702 4,000.00 2,574,170.00
PUR 10/09/09 00825210 AFFILIATED MANAGERS GROUP
39885 10/15/09 423067 OPPENHEIMER & CO., INC 20,000.00 68.091 600.00 1,362,422.00
PUR 9/29/09 01880410 ALLIANT TECHSYSTEMS INC
48504 10/02/09 423030 MAGNA SECURITIES CORP 20,000.00 77.585 200.00 1,551,898.00
PUR 9/30/09 01880410 ALLIANT TECHSYSTEMS INC
48504 10/05/09 423034 WILLIAMS CAPITAL GROUP 10,000.00 76.864 100.00 768,736.00
PUR 10/08/09 01880410 ALLIANT TECHSYSTEMS INC
48504 10/14/09 423063 KEYBANC CAPITAL MKTS INC 10,000.00 76.673 400.00 767,127.00
PUR 10/09/09 01880410 ALLIANT TECHSYSTEMS INC
48504 10/15/09 423067 RAYMOND JAMES & ASSOCIATES, 10,000.00 76.482 400.00 765,219.00
PUR 10/20/09 01880410 ALLIANT TECHSYSTEMS INC
48504 10/23/09 423098 DEUTSCHE BANK AG (DOMESTIC) 20,000.00 76.646 800.00 1,533,714.00
PUR 10/26/09 01880410 ALLIANT TECHSYSTEMS INC
48504 10/29/09 423116 OPPENHEIMER & CO., INC 20,000.00 76.240 800.00 1,525,594.00
PUR 10/22/09 03251510 ANADIGICS INC
42114 10/27/09 423107 UBS WARBURG LLC 100,000.00 3.947 3,000.00 397,700.00
PUR 10/26/09 03251510 ANADIGICS INC
42114 10/29/09 423116 CREDIT SUISSE SEC (AES) 100,000.00 3.581 1,000.00 359,080.00
S T A T E O F N E W J E R S E Y 5162
D I V I S I O N O F I N V E S T M E N T
DETAIL REPORT OF SECURITIES TRANSACTIONS
DURING THE PERIOD 10/01/09 THROUGH 10/31/09
MULTI SECTOR COMMON A (5162) -Cont. PAGE: 85
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TRXN/ TRADE/ CUSIP/ SECURITY DESCRIPTION/ RATE/ YIELD/ EXPENSE/
INVNT# DELIVERY DOCUMENT BROKER/SERVICER OF RECORD MATURITY PAR-OR-SHARES PRICE COMMISSION COST/PROCEEDS GAIN-OR-LOSS
------ -------- -------- --------------------------- -------- -------------- ------ ---------- -------------- --------------
PUR 10/27/09 03251510 ANADIGICS INC
42114 10/30/09 423120 GOLDMAN SACHS & COMPANY 100,000.00 3.560 3,000.00 359,020.00
PUR 9/30/09 03529010 ANIXTER INTERNATIONAL INC.
39891 10/05/09 423034 ICAP CORPORATES LLC 100,000.00 39.907 1,000.00 3,991,690.00
PUR 10/02/09 03783310 APPLE INC.
39881 10/07/09 423045 CREDIT SUISSE SEC (AES) 7,500.00 184.78 75.00 1,385,990.25
PUR 10/06/09 04743P10 ATHEROS COMMUNICATIONS IN
48472 10/09/09 423053 JEFFERIES & COMPANY 50,000.00 26.211 1,500.00 1,312,035.00
PUR 10/09/09 04743P10 ATHEROS COMMUNICATIONS IN
48472 10/15/09 423067 JANNEY MONTGOMERY SCOTT 50,000.00 26.319 1,500.00 1,317,445.00
PUR 10/14/09 04743P10 ATHEROS COMMUNICATIONS IN
48472 10/19/09 423081 UBS WARBURG LLC 50,000.00 28.059 1,500.00 1,404,425.00
PUR 9/29/09 05276910 AUTODESK INC
48500 10/02/09 423030 LABRANCHE/0TC 50,000.00 24.269 500.00 1,213,970.00
PUR 9/30/09 05276910 AUTODESK INC
48500 10/05/09 423034 LABRANCHE/0TC 50,000.00 23.903 500.00 1,195,660.00
PUR 10/06/09 05276910 AUTODESK INC
48500 10/09/09 423053 JEFFERIES & COMPANY 50,000.00 23.427 1,500.00 1,172,860.00
PUR 10/05/09 06050510 BANK OF AMERICA
46955 10/08/09 423049 SIDOTI & CO 100,000.00 16.735 4,000.00 1,677,500.00
PUR 10/16/09 06050510 BANK OF AMERICA
46955 10/21/09 423089 GOLDMAN SACHS & COMPANY 100,000.00 17.327 4,000.00 1,736,680.00
PUR 10/19/09 06050510 BANK OF AMERICA
46955 10/22/09 423094 SOLEIL SECURITIES CORP. 100,000.00 17.308 4,000.00 1,734,750.00
PUR 10/22/09 06050510 BANK OF AMERICA
46955 10/27/09 423107 RAYMOND JAMES & ASSOCIATES, 100,000.00 16.510 4,000.00 1,655,000.00
S T A T E O F N E W J E R S E Y 5162
D I V I S I O N O F I N V E S T M E N T
DETAIL REPORT OF SECURITIES TRANSACTIONS
DURING THE PERIOD 10/01/09 THROUGH 10/31/09
MULTI SECTOR COMMON A (5162) -Cont. PAGE: 86
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TRXN/ TRADE/ CUSIP/ SECURITY DESCRIPTION/ RATE/ YIELD/ EXPENSE/
INVNT# DELIVERY DOCUMENT BROKER/SERVICER OF RECORD MATURITY PAR-OR-SHARES PRICE COMMISSION COST/PROCEEDS GAIN-OR-LOSS
------ -------- -------- --------------------------- -------- -------------- ------ ---------- -------------- --------------
PUR 10/07/09 08651610 BEST BUY
48791 10/13/09 423059 SANFORD BERNSTEIN & CO. 200,000.00 37.822 8,000.00 7,572,360.00
PUR 10/08/09 08651610 BEST BUY
48791 10/14/09 423063 GOLDMAN SACHS & COMPANY 100,000.00 38.653 4,000.00 3,869,320.00
PUR 10/09/09 08651610 BEST BUY
48791 10/15/09 423067 SANFORD BERNSTEIN & CO. 100,000.00 38.519 4,000.00 3,855,860.00
PUR 10/09/09 09062X10 BIOGEN IDEC INC
47970 10/15/09 423067 JANNEY MONTGOMERY SCOTT 50,000.00 48.742 1,500.00 2,438,610.00
PUR 10/23/09 11012210 BRISTOL-MYERS SQUIBB CO.
39897 10/28/09 423111 CITIGROUP/CITIBANK DOMESTIC 200,000.00 22.202 8,000.00 4,448,460.00
PUR 10/15/09 11844010 THE BUCKLE INC
48866 10/20/09 423085 OPPENHEIMER & CO., INC 30,000.00 32.164 900.00 965,826.00
PUR 10/16/09 11844010 THE BUCKLE INC
48866 10/21/09 423089 DEUTSCHE BANK AG (DOMESTIC) 40,000.00 32.183 1,600.00 1,288,920.00
PUR 10/19/09 11844010 THE BUCKLE INC
48866 10/22/09 423094 DEUTSCHE BANK AG (DOMESTIC) 30,000.00 33.147 1,200.00 995,613.00
PUR 10/20/09 11844010 THE BUCKLE INC
48866 10/23/09 423098 DEUTSCHE BANK AG (DOMESTIC) 30,000.00 32.183 1,200.00 966,678.00
PUR 10/20/09 11844010 THE BUCKLE INC
48866 10/23/09 423098 LABRANCHE/SOFT 20,000.00 32.238 1,000.00 645,760.00
PUR 10/21/09 11844010 THE BUCKLE INC
48866 10/26/09 423102 DEUTSCHE BANK AG (DOMESTIC) 60,000.00 31.463 2,400.00 1,890,168.00
PUR 10/22/09 11844010 THE BUCKLE INC
48866 10/27/09 423107 DEUTSCHE BANK AG (DOMESTIC) 30,000.00 31.197 1,200.00 937,101.00
PUR 10/23/09 11844010 THE BUCKLE INC
48866 10/28/09 423111 DEUTSCHE BANK AG (DOMESTIC) 30,000.00 31.540 1,200.00 947,412.00
S T A T E O F N E W J E R S E Y 5162
D I V I S I O N O F I N V E S T M E N T
DETAIL REPORT OF SECURITIES TRANSACTIONS
DURING THE PERIOD 10/01/09 THROUGH 10/31/09
MULTI SECTOR COMMON A (5162) -Cont. PAGE: 87
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TRXN/ TRADE/ CUSIP/ SECURITY DESCRIPTION/ RATE/ YIELD/ EXPENSE/
INVNT# DELIVERY DOCUMENT BROKER/SERVICER OF RECORD MATURITY PAR-OR-SHARES PRICE COMMISSION COST/PROCEEDS GAIN-OR-LOSS
------ -------- -------- --------------------------- -------- -------------- ------ ---------- -------------- --------------
PUR 10/26/09 11844010 THE BUCKLE INC
48866 10/29/09 423116 OPPENHEIMER & CO., INC 30,000.00 31.390 1,200.00 942,906.00
PUR 10/15/09 16516710 CHESAPEAKE ENERGY CORP.
41852 10/20/09 423085 SANFORD BERNSTEIN & CO. 100,000.00 28.898 4,000.00 2,893,820.00
PUR 10/26/09 16516710 CHESAPEAKE ENERGY CORP.
41852 10/29/09 423116 CAPIS/SOFT 100,000.00 26.956 5,000.00 2,700,550.00
PUR 10/23/09 17275R10 CISCO SYSTEMS INC
39905 10/28/09 423111 CREDIT SUISSE SEC (AES) 100,000.00 24.335 1,000.00 2,434,470.00
PUR 10/26/09 17275R10 CISCO SYSTEMS INC
39905 10/29/09 423116 CREDIT SUISSE SEC (AES) 100,000.00 24.206 1,000.00 2,421,590.00
PUR 10/27/09 17275R10 CISCO SYSTEMS INC
39905 10/30/09 423120 GOLDMAN SACHS & COMPANY 100,000.00 23.594 3,000.00 2,362,400.00
PUR 10/09/09 20030N20 COMCAST "A SPL"
48815 10/15/09 423067 JANNEY MONTGOMERY SCOTT 340,000.00 14.639 10,200.00 4,987,596.00
PUR 10/12/09 20030N20 COMCAST "A SPL"
48815 10/15/09 423071 BARCLAYS CAPITAL (DOMESTIC) 360,000.00 14.680 10,800.00 5,295,492.00
PUR 10/13/09 20030N20 COMCAST "A SPL"
48815 10/16/09 423077 UBS WARBURG LLC 200,000.00 14.548 6,000.00 2,915,540.00
PUR 9/28/09 25189310 DEVRY
48698 10/01/09 423026 BMO CAPITAL MARKETS/EXECUTI 50,000.00 53.887 500.00 2,694,870.00
PUR 9/29/09 25189310 DEVRY
48698 10/02/09 423030 BMO CAPITAL MARKETS/EXECUTI 34,000.00 54.459 340.00 1,851,939.20
PUR 9/30/09 25189310 DEVRY
48698 10/05/09 423034 BMO CAPITAL MARKETS/EXECUTI 66,000.00 55.058 660.00 3,634,514.40
PUR 10/01/09 25189310 DEVRY
48698 10/06/09 423040 CL KING (RESEARCH) 30,000.00 54.793 1,200.00 1,644,975.00
S T A T E O F N E W J E R S E Y 5162
D I V I S I O N O F I N V E S T M E N T
DETAIL REPORT OF SECURITIES TRANSACTIONS
DURING THE PERIOD 10/01/09 THROUGH 10/31/09
MULTI SECTOR COMMON A (5162) -Cont. PAGE: 88
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TRXN/ TRADE/ CUSIP/ SECURITY DESCRIPTION/ RATE/ YIELD/ EXPENSE/
INVNT# DELIVERY DOCUMENT BROKER/SERVICER OF RECORD MATURITY PAR-OR-SHARES PRICE COMMISSION COST/PROCEEDS GAIN-OR-LOSS
------ -------- -------- --------------------------- -------- -------------- ------ ---------- -------------- --------------
PUR 10/02/09 25189310 DEVRY
48698 10/07/09 423045 MORGAN KEEGAN 30,000.00 53.912 1,200.00 1,618,560.00
PUR 10/06/09 25189310 DEVRY
48698 10/09/09 423053 DEUTSCHE BANK AG (DOMESTIC) 30,000.00 53.586 1,200.00 1,608,774.00
PUR 10/07/09 25189310 DEVRY
48698 10/13/09 423059 DEUTSCHE BANK AG (DOMESTIC) 30,000.00 54.059 1,200.00 1,622,979.00
PUR 10/08/09 25189310 DEVRY
48698 10/14/09 423063 KEYBANC CAPITAL MKTS INC 10,000.00 54.677 400.00 547,172.00
PUR 10/27/09 25470M10 DISH NETWORKS
48191 10/30/09 423120 GOLDMAN SACHS & COMPANY 100,000.00 17.639 3,000.00 1,766,890.00
PUR 10/23/09 26969P10 EAGLE MATERIALS INC
48402 10/28/09 423111 OPPENHEIMER & CO., INC 20,000.00 26.377 800.00 528,334.00
PUR 10/26/09 26969P10 EAGLE MATERIALS INC
48402 10/29/09 423116 OPPENHEIMER & CO., INC 30,000.00 26.202 1,200.00 787,254.00
PUR 9/28/09 28238P10 EHEALTH INC
48171 10/01/09 423026 CREDIT SUISSE SEC (AES) 20,000.00 14.620 200.00 292,602.00
PUR 9/29/09 28238P10 EHEALTH INC
48171 10/02/09 423030 CREDIT SUISSE SEC (USA) LLC 20,000.00 14.446 600.00 289,528.00
PUR 9/30/09 28238P10 EHEALTH INC
48171 10/05/09 423034 SUSQUEHANNA/OTC 20,000.00 14.748 200.00 295,150.00
PUR 10/01/09 28238P10 EHEALTH INC
48171 10/06/09 423040 CREDIT SUISSE SEC (USA) LLC 20,000.00 14.353 600.00 287,658.00
PUR 10/02/09 28238P10 EHEALTH INC
48171 10/07/09 423045 CREDIT SUISSE SEC (AES) 20,000.00 13.445 200.00 269,104.00
PUR 10/05/09 28238P10 EHEALTH INC
48171 10/08/09 423049 JANNEY MONTGOMERY SCOTT 20,000.00 14.081 600.00 282,228.00
S T A T E O F N E W J E R S E Y 5162
D I V I S I O N O F I N V E S T M E N T
DETAIL REPORT OF SECURITIES TRANSACTIONS
DURING THE PERIOD 10/01/09 THROUGH 10/31/09
MULTI SECTOR COMMON A (5162) -Cont. PAGE: 89
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TRXN/ TRADE/ CUSIP/ SECURITY DESCRIPTION/ RATE/ YIELD/ EXPENSE/
INVNT# DELIVERY DOCUMENT BROKER/SERVICER OF RECORD MATURITY PAR-OR-SHARES PRICE COMMISSION COST/PROCEEDS GAIN-OR-LOSS
------ -------- -------- --------------------------- -------- -------------- ------ ---------- -------------- --------------
PUR 10/06/09 28238P10 EHEALTH INC
48171 10/09/09 423053 JANNEY MONTGOMERY SCOTT 20,000.00 14.534 600.00 291,288.00
PUR 10/14/09 28238P10 EHEALTH INC
48171 10/19/09 423081 UBS WARBURG LLC 20,000.00 14.395 600.00 288,496.00
PUR 10/16/09 28238P10 EHEALTH INC
48171 10/21/09 423089 JANNEY MONTGOMERY SCOTT 20,000.00 14.209 600.00 284,776.00
PUR 10/20/09 28238P10 EHEALTH INC
48171 10/23/09 423098 CREDIT SUISSE SEC (USA) LLC 20,000.00 13.781 600.00 276,226.00
PUR 10/21/09 28238P10 EHEALTH INC
48171 10/26/09 423102 BARCLAYS CAPITAL (DOMESTIC) 20,000.00 14.206 600.00 284,720.00
PUR 9/30/09 29267A20 ENER1 INC
48727 10/05/09 423034 BMO CAPITAL MARKETS/EXECUTI 10,000.00 6.975 100.00 69,847.00
PUR 9/30/09 29267A20 ENER1 INC
48727 10/05/09 423034 BMO CAPITAL MARKETS/EXECUTI 50,000.00 7.000 500.00 350,495.00
-------------- ====== ---------- -------------- --------------
2 INTRA-DAY TRANSACTIONS SUBTOTAL: 60,000.00 6.996 420,342.00
600.00
PUR 10/01/09 29267A20 ENER1 INC
48727 10/06/09 423040 CITIGROUP/CITIBANK DOMESTIC 50,000.00 6.924 2,000.00 348,185.00
PUR 10/01/09 29267A20 ENER1 INC
48727 10/06/09 423040 KEYBANC CAPITAL MKTS INC 20,000.00 6.770 800.00 136,198.00
PUR 10/02/09 29267A20 ENER1 INC
48727 10/07/09 423045 MORGAN KEEGAN 50,000.00 6.966 2,000.00 350,295.00
PUR 10/05/09 29267A20 ENER1 INC
48727 10/08/09 423049 SANFORD BERNSTEIN & CO. 12,000.00 6.996 480.00 84,427.20
S T A T E O F N E W J E R S E Y 5162
D I V I S I O N O F I N V E S T M E N T
DETAIL REPORT OF SECURITIES TRANSACTIONS
DURING THE PERIOD 10/01/09 THROUGH 10/31/09
MULTI SECTOR COMMON A (5162) -Cont. PAGE: 90
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TRXN/ TRADE/ CUSIP/ SECURITY DESCRIPTION/ RATE/ YIELD/ EXPENSE/
INVNT# DELIVERY DOCUMENT BROKER/SERVICER OF RECORD MATURITY PAR-OR-SHARES PRICE COMMISSION COST/PROCEEDS GAIN-OR-LOSS
------ -------- -------- --------------------------- -------- -------------- ------ ---------- -------------- --------------
PUR 10/06/09 29267A20 ENER1 INC
48727 10/09/09 423053 SANFORD BERNSTEIN & CO. 201.00 6.990 8.04 1,413.03
PUR 10/07/09 29267A20 ENER1 INC
48727 10/13/09 423059 SANFORD BERNSTEIN & CO. 37,799.00 6.996 1,511.96 265,946.20
PUR 10/14/09 29267A20 ENER1 INC
48727 10/19/09 423081 DEUTSCHE BANK AG (DOMESTIC) 20,000.00 7.000 800.00 140,800.00
PUR 10/15/09 29267A20 ENER1 INC
48727 10/20/09 423085 RAYMOND JAMES & ASSOCIATES, 20,000.00 6.983 800.00 140,458.00
PUR 10/16/09 29267A20 ENER1 INC
48727 10/21/09 423089 DEUTSCHE BANK AG (DOMESTIC) 30,000.00 7.038 1,200.00 212,325.00
PUR 10/19/09 29267A20 ENER1 INC
48727 10/22/09 423094 DEUTSCHE BANK AG (DOMESTIC) 30,000.00 6.762 1,200.00 204,066.00
PUR 10/20/09 29267A20 ENER1 INC
48727 10/23/09 423098 DEUTSCHE BANK AG (DOMESTIC) 20,000.00 6.620 800.00 133,190.00
PUR 10/21/09 29267A20 ENER1 INC
48727 10/26/09 423102 DEUTSCHE BANK AG (DOMESTIC) 30,000.00 6.650 1,200.00 200,703.00
PUR 10/22/09 29267A20 ENER1 INC
48727 10/27/09 423107 DEUTSCHE BANK AG (DOMESTIC) 20,000.00 6.419 800.00 129,184.00
PUR 10/23/09 29267A20 ENER1 INC
48727 10/28/09 423111 DEUTSCHE BANK AG (DOMESTIC) 20,000.00 6.375 800.00 128,292.00
PUR 10/26/09 29267A20 ENER1 INC
48727 10/29/09 423116 OPPENHEIMER & CO., INC 20,000.00 6.147 800.00 123,740.00
PUR 10/27/09 29267A20 ENER1 INC
48727 10/30/09 423120 OPPENHEIMER & CO., INC 30,000.00 5.861 1,200.00 177,015.00
PUR 9/29/09 30257110 FPL GROUP INC
48536 10/02/09 423030 BLAYLOCK ROBERT VAN LLC 50,000.00 54.990 500.00 2,750,015.00
S T A T E O F N E W J E R S E Y 5162
D I V I S I O N O F I N V E S T M E N T
DETAIL REPORT OF SECURITIES TRANSACTIONS
DURING THE PERIOD 10/01/09 THROUGH 10/31/09
MULTI SECTOR COMMON A (5162) -Cont. PAGE: 91
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TRXN/ TRADE/ CUSIP/ SECURITY DESCRIPTION/ RATE/ YIELD/ EXPENSE/
INVNT# DELIVERY DOCUMENT BROKER/SERVICER OF RECORD MATURITY PAR-OR-SHARES PRICE COMMISSION COST/PROCEEDS GAIN-OR-LOSS
------ -------- -------- --------------------------- -------- -------------- ------ ---------- -------------- --------------
PUR 9/30/09 30257110 FPL GROUP INC
48536 10/05/09 423034 MERIDIAN EQUITY PARTNERS 50,000.00 55.226 500.00 2,761,820.00
PUR 10/07/09 30257110 FPL GROUP INC
48536 10/13/09 423059 DEUTSCHE BANK AG (DOMESTIC) 20,000.00 53.460 800.00 1,070,000.00
PUR 10/15/09 30372610 FAIRCHILD SEMICON INTL
48868 10/20/09 423085 SANFORD BERNSTEIN & CO. 125,000.00 8.740 5,000.00 1,097,450.00
PUR 10/16/09 30372610 FAIRCHILD SEMICON INTL
48868 10/21/09 423089 SANFORD BERNSTEIN & CO. 175,000.00 8.677 7,000.00 1,525,422.50
PUR 10/19/09 30372610 FAIRCHILD SEMICON INTL
48868 10/22/09 423094 DEUTSCHE BANK AG (DOMESTIC) 100,000.00 8.633 4,000.00 867,290.00
PUR 10/20/09 30372610 FAIRCHILD SEMICON INTL
48868 10/23/09 423098 BLAIR, WILLIAM & COMPANY 100,000.00 8.848 4,000.00 888,760.00
PUR 10/21/09 30372610 FAIRCHILD SEMICON INTL
48868 10/26/09 423102 DEUTSCHE BANK AG (DOMESTIC) 100,000.00 8.713 4,000.00 875,250.00
PUR 10/22/09 30372610 FAIRCHILD SEMICON INTL
48868 10/27/09 423107 DEUTSCHE BANK AG (DOMESTIC) 100,000.00 8.422 4,000.00 846,180.00
PUR 10/26/09 30372610 FAIRCHILD SEMICON INTL
48868 10/29/09 423116 CAPIS/SOFT 100,000.00 8.270 5,000.00 831,990.00
PUR 9/28/09 35952W10 FUEL SYSTEMS SOLUTIONS INC
48126 10/01/09 423026 ITG (CHANNEL) 20,000.00 35.960 200.00 719,406.00
PUR 10/02/09 36960410 GENERAL ELECTRIC CO.
39923 10/07/09 423045 DEUTSCHE BANK AG (DOMESTIC) 400,000.00 15.382 16,000.00 6,168,840.00
PUR 10/05/09 36960410 GENERAL ELECTRIC CO.
39923 10/08/09 423049 SANFORD BERNSTEIN & CO. 300,000.00 15.749 12,000.00 4,736,580.00
PUR 10/20/09 36960410 GENERAL ELECTRIC CO.
39923 10/23/09 423098 BLAIR, WILLIAM & COMPANY 200,000.00 15.595 8,000.00 3,126,960.00
S T A T E O F N E W J E R S E Y 5162
D I V I S I O N O F I N V E S T M E N T
DETAIL REPORT OF SECURITIES TRANSACTIONS
DURING THE PERIOD 10/01/09 THROUGH 10/31/09
MULTI SECTOR COMMON A (5162) -Cont. PAGE: 92
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TRXN/ TRADE/ CUSIP/ SECURITY DESCRIPTION/ RATE/ YIELD/ EXPENSE/
INVNT# DELIVERY DOCUMENT BROKER/SERVICER OF RECORD MATURITY PAR-OR-SHARES PRICE COMMISSION COST/PROCEEDS GAIN-OR-LOSS
------ -------- -------- --------------------------- -------- -------------- ------ ---------- -------------- --------------
PUR 10/20/09 36960410 GENERAL ELECTRIC CO.
39923 10/23/09 423098 LABRANCHE/SOFT 100,000.00 15.528 5,000.00 1,557,750.00
PUR 10/12/09 43707610 HOME DEPOT INC
48820 10/15/09 423071 JP MORGAN 400,000.00 27.269 16,000.00 10,923,520.00
PUR 10/13/09 43707610 HOME DEPOT INC
48820 10/16/09 423077 SANFORD BERNSTEIN & CO. 200,000.00 27.429 8,000.00 5,493,780.00
PUR 10/14/09 43707610 HOME DEPOT INC
48820 10/19/09 423081 LEERINK SWANN LLC 100,000.00 27.848 4,000.00 2,788,770.00
PUR 10/15/09 43707610 HOME DEPOT INC
48820 10/20/09 423085 SANFORD BERNSTEIN & CO. 100,000.00 27.156 4,000.00 2,719,600.00
PUR 10/16/09 43707610 HOME DEPOT INC
48820 10/21/09 423089 GOLDMAN SACHS & COMPANY 100,000.00 27.134 4,000.00 2,717,420.00
PUR 10/20/09 44993410 IMS HEALTH INC
48921 10/23/09 423098 FOX-PITT KLTON CCHRN CRN WA 300,000.00 17.317 12,000.00 5,207,190.00
PUR 10/21/09 44993410 IMS HEALTH INC
48921 10/26/09 423102 GOLDMAN SACHS & COMPANY 200,000.00 17.673 8,000.00 3,542,520.00
PUR 10/22/09 44993410 IMS HEALTH INC
48921 10/27/09 423107 JP MORGAN 100,000.00 17.591 4,000.00 1,763,050.00
PUR 10/22/09 44993410 IMS HEALTH INC
48921 10/27/09 423107 SANFORD BERNSTEIN & CO. 100,000.00 17.676 4,000.00 1,771,600.00
PUR 10/23/09 44993410 IMS HEALTH INC
48921 10/28/09 423111 CITIGROUP/CITIBANK DOMESTIC 200,000.00 17.426 8,000.00 3,493,240.00
PUR 10/23/09 45814010 INTEL CORP
46920 10/28/09 423111 CREDIT SUISSE SEC (AES) 300,000.00 20.090 3,000.00 6,029,880.00
PUR 10/26/09 45814010 INTEL CORP
46920 10/29/09 423116 CREDIT SUISSE SEC (AES) 100,000.00 19.896 1,000.00 1,990,570.00
S T A T E O F N E W J E R S E Y 5162
D I V I S I O N O F I N V E S T M E N T
DETAIL REPORT OF SECURITIES TRANSACTIONS
DURING THE PERIOD 10/01/09 THROUGH 10/31/09
MULTI SECTOR COMMON A (5162) -Cont. PAGE: 93
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TRXN/ TRADE/ CUSIP/ SECURITY DESCRIPTION/ RATE/ YIELD/ EXPENSE/
INVNT# DELIVERY DOCUMENT BROKER/SERVICER OF RECORD MATURITY PAR-OR-SHARES PRICE COMMISSION COST/PROCEEDS GAIN-OR-LOSS
------ -------- -------- --------------------------- -------- -------------- ------ ---------- -------------- --------------
PUR 9/28/09 45920010 INTL BUSINESS MACHINES CORP
39932 10/01/09 423026 BLAYLOCK ROBERT VAN LLC 20,000.00 119.38 200.00 2,387,882.00
PUR 10/21/09 46625H10 JP MORGAN CHASE & CO
39940 10/26/09 423102 SANFORD BERNSTEIN & CO. 100,000.00 45.145 4,000.00 4,518,470.00
PUR 10/07/09 46981410 JACOBS ENGINEERING GROUP IN
47300 10/13/09 423059 DEUTSCHE BANK AG (DOMESTIC) 20,000.00 44.557 800.00 891,938.00
PUR 10/09/09 46981410 JACOBS ENGINEERING GROUP IN
47300 10/15/09 423067 RAYMOND JAMES & ASSOCIATES, 10,000.00 44.065 400.00 441,052.00
PUR 10/06/09 47816010 JOHNSON & JOHNSON
39939 10/09/09 423053 COWEN AND CO., LLC 50,000.00 59.906 2,000.00 2,997,315.00
PUR 10/14/09 52490110 LEGG MASON INC
48853 10/19/09 423081 FTN MIDWEST SECURITIES 50,000.00 32.100 2,000.00 1,606,995.00
PUR 10/15/09 52490110 LEGG MASON INC
48853 10/20/09 423085 FTN MIDWEST SECURITIES 29,167.00 32.823 1,166.68 958,503.45
PUR 10/16/09 52490110 LEGG MASON INC
48853 10/21/09 423089 FTN MIDWEST SECURITIES 20,833.00 32.781 833.32 683,757.81
PUR 10/19/09 52490110 LEGG MASON INC
48853 10/22/09 423094 DEUTSCHE BANK AG (DOMESTIC) 100,000.00 32.276 4,000.00 3,231,600.00
PUR 10/20/09 52490110 LEGG MASON INC
48853 10/23/09 423098 CRAIG-HALLUM CAPITAL GRP LL 100,000.00 32.477 4,000.00 3,251,730.00
PUR 10/21/09 52490110 LEGG MASON INC
48853 10/26/09 423102 GOLDMAN SACHS & COMPANY 100,000.00 32.594 4,000.00 3,263,410.00
PUR 10/22/09 52490110 LEGG MASON INC
48853 10/27/09 423107 RAYMOND JAMES & ASSOCIATES, 100,000.00 30.762 4,000.00 3,080,240.00
PUR 10/22/09 52490110 LEGG MASON INC
48853 10/27/09 423107 SANFORD BERNSTEIN & CO. 100,000.00 30.451 4,000.00 3,049,060.00
S T A T E O F N E W J E R S E Y 5162
D I V I S I O N O F I N V E S T M E N T
DETAIL REPORT OF SECURITIES TRANSACTIONS
DURING THE PERIOD 10/01/09 THROUGH 10/31/09
MULTI SECTOR COMMON A (5162) -Cont. PAGE: 94
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TRXN/ TRADE/ CUSIP/ SECURITY DESCRIPTION/ RATE/ YIELD/ EXPENSE/
INVNT# DELIVERY DOCUMENT BROKER/SERVICER OF RECORD MATURITY PAR-OR-SHARES PRICE COMMISSION COST/PROCEEDS GAIN-OR-LOSS
------ -------- -------- --------------------------- -------- -------------- ------ ---------- -------------- --------------
PUR 10/23/09 52490110 LEGG MASON INC
48853 10/28/09 423111 SANFORD BERNSTEIN & CO. 100,000.00 32.175 4,000.00 3,221,520.00
PUR 10/26/09 52490110 LEGG MASON INC
48853 10/29/09 423116 OPPENHEIMER & CO., INC 50,000.00 33.013 2,000.00 1,652,635.00
PUR 9/28/09 53591920 LIONS GATE ENTERTAINMENT CO
44270 10/01/09 423026 WILLIAMS CAPITAL GROUP 20,000.00 6.348 200.00 127,154.00
PUR 10/02/09 53591920 LIONS GATE ENTERTAINMENT CO
44270 10/07/09 423045 BLAIR, WILLIAM & COMPANY 10,000.00 6.050 400.00 60,897.00
PUR 10/05/09 53591920 LIONS GATE ENTERTAINMENT CO
44270 10/08/09 423049 SANFORD BERNSTEIN & CO. 20,000.00 6.062 800.00 122,034.00
PUR 10/06/09 53591920 LIONS GATE ENTERTAINMENT CO
44270 10/09/09 423053 DEUTSCHE BANK AG (DOMESTIC) 20,000.00 6.073 800.00 122,258.00
PUR 10/08/09 53591920 LIONS GATE ENTERTAINMENT CO
44270 10/14/09 423063 KEYBANC CAPITAL MKTS INC 20,000.00 6.072 800.00 122,236.00
PUR 10/09/09 53591920 LIONS GATE ENTERTAINMENT CO
44270 10/15/09 423067 RAYMOND JAMES & ASSOCIATES, 20,000.00 6.031 800.00 121,422.00
PUR 10/13/09 53591920 LIONS GATE ENTERTAINMENT CO
44270 10/16/09 423077 DEUTSCHE BANK AG (DOMESTIC) 20,000.00 5.920 800.00 119,204.00
PUR 10/15/09 53591920 LIONS GATE ENTERTAINMENT CO
44270 10/20/09 423085 RAYMOND JAMES & ASSOCIATES, 20,000.00 5.897 800.00 118,734.00
PUR 10/07/09 57636Q10 MASTERCARD INC
47457 10/13/09 423059 FRIEDMAN BILLINGS RAMSEY 30,000.00 203.64 1,200.00 6,110,634.00
PUR 10/01/09 58933110 MERCK & CO
48506 10/06/09 423040 KAUFMAN BROS L.P. 100,000.00 31.323 4,000.00 3,136,340.00
PUR 10/02/09 58933110 MERCK & CO
48506 10/07/09 423045 MIDWOOD SECURITIES, INC. 250,000.00 31.380 12,500.00 7,857,425.00
S T A T E O F N E W J E R S E Y 5162
D I V I S I O N O F I N V E S T M E N T
DETAIL REPORT OF SECURITIES TRANSACTIONS
DURING THE PERIOD 10/01/09 THROUGH 10/31/09
MULTI SECTOR COMMON A (5162) -Cont. PAGE: 95
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TRXN/ TRADE/ CUSIP/ SECURITY DESCRIPTION/ RATE/ YIELD/ EXPENSE/
INVNT# DELIVERY DOCUMENT BROKER/SERVICER OF RECORD MATURITY PAR-OR-SHARES PRICE COMMISSION COST/PROCEEDS GAIN-OR-LOSS
------ -------- -------- --------------------------- -------- -------------- ------ ---------- -------------- --------------
PUR 10/09/09 58933110 MERCK & CO
48506 10/15/09 423067 SANFORD BERNSTEIN & CO. 500,000.00 32.505 20,000.00 16,272,250.00
PUR 9/28/09 59161R10 METRO BANCORP INC
47377 10/01/09 423026 ITG (CHANNEL) 10,000.00 11.918 100.00 119,281.00
PUR 10/06/09 59161R10 METRO BANCORP INC
47377 10/09/09 423053 JEFFERIES & COMPANY 10,000.00 12.543 300.00 125,729.00
PUR 10/07/09 59161R10 METRO BANCORP INC
47377 10/13/09 423059 BARCLAYS CAPITAL (DOMESTIC) 10,000.00 12.612 300.00 126,421.00
PUR 10/16/09 59161R10 METRO BANCORP INC
47377 10/21/09 423089 JANNEY MONTGOMERY SCOTT 10,000.00 12.858 300.00 128,877.00
PUR 10/21/09 59161R10 METRO BANCORP INC
47377 10/26/09 423102 BARCLAYS CAPITAL (DOMESTIC) 10,000.00 12.265 300.00 122,945.00
PUR 10/27/09 59161R10 METRO BANCORP INC
47377 10/30/09 423120 GOLDMAN SACHS & COMPANY 10,000.00 11.900 300.00 119,300.00
PUR 10/02/09 59511210 MICRON TECHNOLOGY INC
48422 10/07/09 423045 DEUTSCHE BANK AG (DOMESTIC) 200,000.00 7.487 8,000.00 1,505,480.00
PUR 10/07/09 59511210 MICRON TECHNOLOGY INC
48422 10/13/09 423059 BARCLAYS CAPITAL (DOMESTIC) 800,000.00 8.105 32,000.00 6,516,080.00
PUR 10/21/09 59511210 MICRON TECHNOLOGY INC
48422 10/26/09 423102 LEERINK SWANN LLC 200,000.00 7.682 8,000.00 1,544,340.00
PUR 10/26/09 59511210 MICRON TECHNOLOGY INC
48422 10/29/09 423116 CAPIS/SOFT 100,000.00 7.498 5,000.00 754,830.00
PUR 10/09/09 61744644 MORGAN STANLEY
47656 10/15/09 423067 SANFORD BERNSTEIN & CO. 100,000.00 31.974 4,000.00 3,201,380.00
PUR 10/09/09 61945A10 MOSIAC CO
48351 10/15/09 423067 RAYMOND JAMES & ASSOCIATES, 30,000.00 49.788 1,200.00 1,494,846.00
S T A T E O F N E W J E R S E Y 5162
D I V I S I O N O F I N V E S T M E N T
DETAIL REPORT OF SECURITIES TRANSACTIONS
DURING THE PERIOD 10/01/09 THROUGH 10/31/09
MULTI SECTOR COMMON A (5162) -Cont. PAGE: 96
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TRXN/ TRADE/ CUSIP/ SECURITY DESCRIPTION/ RATE/ YIELD/ EXPENSE/
INVNT# DELIVERY DOCUMENT BROKER/SERVICER OF RECORD MATURITY PAR-OR-SHARES PRICE COMMISSION COST/PROCEEDS GAIN-OR-LOSS
------ -------- -------- --------------------------- -------- -------------- ------ ---------- -------------- --------------
PUR 10/14/09 61945A10 MOSIAC CO
48351 10/19/09 423081 RAYMOND JAMES & ASSOCIATES, 30,000.00 50.336 1,200.00 1,511,289.00
PUR 10/20/09 62944T10 NVR INC
48032 10/23/09 423098 OPPENHEIMER & CO., INC 1,238.00 660.91 37.14 818,254.61
PUR 10/06/09 63934E10 NAVISTAR
48502 10/09/09 423053 DEUTSCHE BANK AG (DOMESTIC) 70,000.00 37.908 2,800.00 2,656,339.00
PUR 10/21/09 63934E10 NAVISTAR
48502 10/26/09 423102 GOLDMAN SACHS & COMPANY 100,000.00 37.687 4,000.00 3,772,730.00
PUR 10/06/09 65011110 NEW YORK TIMES
48780 10/09/09 423053 DEUTSCHE BANK AG (DOMESTIC) 100,000.00 8.175 4,000.00 821,530.00
PUR 10/07/09 65011110 NEW YORK TIMES
48780 10/13/09 423059 SANFORD BERNSTEIN & CO. 200,000.00 8.057 8,000.00 1,619,340.00
PUR 10/08/09 65011110 NEW YORK TIMES
48780 10/14/09 423063 GOLDMAN SACHS & COMPANY 200,000.00 8.459 8,000.00 1,699,700.00
PUR 10/09/09 65011110 NEW YORK TIMES
48780 10/15/09 423067 SIDOTI & CO 100,000.00 8.565 4,000.00 860,510.00
PUR 10/13/09 65011110 NEW YORK TIMES
48780 10/16/09 423077 SANFORD BERNSTEIN & CO. 100,000.00 8.265 4,000.00 830,470.00
PUR 10/14/09 67066G10 NVIDIA CORP
48850 10/19/09 423081 BARCLAYS CAPITAL (DOMESTIC) 200,000.00 13.961 6,000.00 2,798,220.00
PUR 10/14/09 67066G10 NVIDIA CORP
48850 10/19/09 423081 UBS WARBURG LLC 500,000.00 14.281 15,000.00 7,155,700.00
PUR 10/15/09 67066G10 NVIDIA CORP
48850 10/20/09 423085 BARCLAYS CAPITAL (DOMESTIC) 200,000.00 13.512 6,000.00 2,708,360.00
PUR 10/15/09 67066G10 NVIDIA CORP
48850 10/20/09 423085 UBS WARBURG LLC 300,000.00 13.915 9,000.00 4,183,410.00
S T A T E O F N E W J E R S E Y 5162
D I V I S I O N O F I N V E S T M E N T
DETAIL REPORT OF SECURITIES TRANSACTIONS
DURING THE PERIOD 10/01/09 THROUGH 10/31/09
MULTI SECTOR COMMON A (5162) -Cont. PAGE: 97
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TRXN/ TRADE/ CUSIP/ SECURITY DESCRIPTION/ RATE/ YIELD/ EXPENSE/
INVNT# DELIVERY DOCUMENT BROKER/SERVICER OF RECORD MATURITY PAR-OR-SHARES PRICE COMMISSION COST/PROCEEDS GAIN-OR-LOSS
------ -------- -------- --------------------------- -------- -------------- ------ ---------- -------------- --------------
PUR 10/16/09 67066G10 NVIDIA CORP
48850 10/21/09 423089 BARCLAYS CAPITAL (DOMESTIC) 100,000.00 13.217 3,000.00 1,324,660.00
PUR 10/20/09 67066G10 NVIDIA CORP
48850 10/23/09 423098 UBS WARBURG LLC 100,000.00 13.892 3,000.00 1,392,180.00
PUR 10/07/09 68389X10 ORACLE CORP
46205 10/13/09 423059 UBS WARBURG LLC 100,000.00 20.695 3,000.00 2,072,510.00
PUR 10/09/09 68389X10 ORACLE CORP
46205 10/15/09 423067 UBS WARBURG LLC 100,000.00 20.864 3,000.00 2,089,400.00
PUR 10/07/09 72925110 PLUM CREEK TIMBER CO INC
46289 10/13/09 423059 FRIEDMAN BILLINGS RAMSEY 20,000.00 29.739 800.00 595,578.00
PUR 10/12/09 75075340 RAILAMERICA INC
48835 10/16/09 423075 CITIGROUP/CITIBANK DOMESTIC 330,000.00 15.000 4,950,000.00
PUR 10/12/09 75075340 RAILAMERICA INC
48835 10/16/09 423075 DAHLMAN ROSE & CO (SECONDAR 50,000.00 15.000 750,000.00
PUR 10/12/09 75075340 RAILAMERICA INC
48835 10/16/09 423075 DEUTSCHE BANK AG (DOMESTIC) 330,000.00 15.000 4,950,000.00
PUR 10/12/09 75075340 RAILAMERICA INC
48835 10/16/09 423075 JP MORGAN 260,000.00 15.000 3,900,000.00
PUR 10/12/09 75075340 RAILAMERICA INC
48835 10/16/09 423075 LAZARD CAPITAL MARKETS 50,000.00 15.000 750,000.00
PUR 10/12/09 75075340 RAILAMERICA INC
48835 10/16/09 423075 MORGAN STANLEY 225,000.00 15.000 3,375,000.00
PUR 10/12/09 75075340 RAILAMERICA INC
48835 10/16/09 423075 STIFEL NICOLAUS 60,000.00 15.000 900,000.00
PUR 10/12/09 75075340 RAILAMERICA INC
48835 10/16/09 423075 WACHOVIA SECURITIES, INC. 75,000.00 15.000 1,125,000.00
S T A T E O F N E W J E R S E Y 5162
D I V I S I O N O F I N V E S T M E N T
DETAIL REPORT OF SECURITIES TRANSACTIONS
DURING THE PERIOD 10/01/09 THROUGH 10/31/09
MULTI SECTOR COMMON A (5162) -Cont. PAGE: 98
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TRXN/ TRADE/ CUSIP/ SECURITY DESCRIPTION/ RATE/ YIELD/ EXPENSE/
INVNT# DELIVERY DOCUMENT BROKER/SERVICER OF RECORD MATURITY PAR-OR-SHARES PRICE COMMISSION COST/PROCEEDS GAIN-OR-LOSS
------ -------- -------- --------------------------- -------- -------------- ------ ---------- -------------- --------------
PUR 10/12/09 75075340 RAILAMERICA INC
48835 10/16/09 423075 WILLIAMS CAPITAL GROUP 50,000.00 15.000 750,000.00
PUR 10/13/09 75075340 RAILAMERICA INC
48835 10/16/09 423077 JP MORGAN 100,000.00 13.943 4,000.00 1,398,250.00
PUR 10/13/09 75075340 RAILAMERICA INC
48835 10/16/09 423077 JP MORGAN 70,000.00 14.374 2,800.00 1,008,994.00
-------------- ====== ---------- -------------- --------------
2 INTRA-DAY TRANSACTIONS SUBTOTAL: 170,000.00 14.120 2,407,244.00
6,800.00
PUR 10/14/09 75075340 RAILAMERICA INC
48835 10/19/09 423081 JP MORGAN 100,000.00 14.066 4,000.00 1,410,580.00
PUR 10/15/09 75075340 RAILAMERICA INC
48835 10/20/09 423085 JP MORGAN 100,000.00 14.489 4,000.00 1,452,920.00
PUR 10/16/09 75075340 RAILAMERICA INC
48835 10/21/09 423089 JP MORGAN 100,000.00 14.144 4,000.00 1,418,410.00
PUR 10/19/09 75075340 RAILAMERICA INC
48835 10/22/09 423094 JP MORGAN 100,000.00 14.331 4,000.00 1,437,050.00
PUR 10/22/09 75075340 RAILAMERICA INC
48835 10/27/09 423107 JP MORGAN 50,000.00 14.019 2,000.00 702,940.00
PUR 10/23/09 75075340 RAILAMERICA INC
48835 10/28/09 423111 DEUTSCHE BANK AG (DOMESTIC) 50,000.00 13.870 2,000.00 695,500.00
PUR 9/29/09 75102810 RALCORP HOLDINGS INC
47838 10/02/09 423030 ICAP CORPORATES LLC 20,000.00 59.253 200.00 1,185,268.00
PUR 10/07/09 75102810 RALCORP HOLDINGS INC
47838 10/13/09 423059 FRIEDMAN BILLINGS RAMSEY 20,000.00 58.676 800.00 1,174,318.00
S T A T E O F N E W J E R S E Y 5162
D I V I S I O N O F I N V E S T M E N T
DETAIL REPORT OF SECURITIES TRANSACTIONS
DURING THE PERIOD 10/01/09 THROUGH 10/31/09
MULTI SECTOR COMMON A (5162) -Cont. PAGE: 99
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TRXN/ TRADE/ CUSIP/ SECURITY DESCRIPTION/ RATE/ YIELD/ EXPENSE/
INVNT# DELIVERY DOCUMENT BROKER/SERVICER OF RECORD MATURITY PAR-OR-SHARES PRICE COMMISSION COST/PROCEEDS GAIN-OR-LOSS
------ -------- -------- --------------------------- -------- -------------- ------ ---------- -------------- --------------
PUR 10/20/09 75876610 REGAL ENTERTAINMENT GROUP-A
41584 10/23/09 423098 BLAIR, WILLIAM & COMPANY 50,000.00 11.375 2,000.00 570,745.00
PUR 10/20/09 75876610 REGAL ENTERTAINMENT GROUP-A
41584 10/23/09 423098 LABRANCHE/SOFT 50,000.00 11.401 2,500.00 572,545.00
PUR 9/29/09 78477410 STEC INC
48521 10/02/09 423030 ITG (CHANNEL) 20,000.00 29.602 200.00 592,234.00
PUR 9/29/09 78477410 STEC INC
48521 10/02/09 423030 LABRANCHE/0TC 30,000.00 29.631 300.00 889,242.00
PUR 9/29/09 78477410 STEC INC
48521 10/02/09 423030 LABRANCHE/0TC 50,000.00 30.348 500.00 1,517,875.00
-------------- ====== ---------- -------------- --------------
2 INTRA-DAY TRANSACTIONS SUBTOTAL: 80,000.00 30.079 2,407,117.00
800.00
PUR 10/08/09 78477410 STEC INC
48521 10/14/09 423063 UBS WARBURG LLC 50,000.00 27.547 1,500.00 1,378,870.00
PUR 10/13/09 78477410 STEC INC
48521 10/16/09 423077 UBS WARBURG LLC 50,000.00 24.346 1,500.00 1,218,800.00
PUR 10/21/09 78477410 STEC INC
48521 10/26/09 423102 LABRANCHE/SOFT 100,000.00 25.457 5,000.00 2,550,670.00
PUR 10/06/09 79084910 ST. JUDE MEDICAL INC.
39978 10/09/09 423053 DEUTSCHE BANK AG (DOMESTIC) 50,000.00 33.171 2,000.00 1,660,535.00
PUR 10/13/09 82028010 SHAW GROUP INC
48842 10/16/09 423077 CREDIT SUISSE SEC (AES) 27,815.00 31.573 278.15 878,489.49
PUR 10/14/09 82028010 SHAW GROUP INC
48842 10/19/09 423081 CREDIT SUISSE SEC (AES) 2,185.00 31.855 21.85 69,625.68
S T A T E O F N E W J E R S E Y 5162
D I V I S I O N O F I N V E S T M E N T
DETAIL REPORT OF SECURITIES TRANSACTIONS
DURING THE PERIOD 10/01/09 THROUGH 10/31/09
MULTI SECTOR COMMON A (5162) -Cont. PAGE: 100
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TRXN/ TRADE/ CUSIP/ SECURITY DESCRIPTION/ RATE/ YIELD/ EXPENSE/
INVNT# DELIVERY DOCUMENT BROKER/SERVICER OF RECORD MATURITY PAR-OR-SHARES PRICE COMMISSION COST/PROCEEDS GAIN-OR-LOSS
------ -------- -------- --------------------------- -------- -------------- ------ ---------- -------------- --------------
PUR 10/14/09 82028010 SHAW GROUP INC
48842 10/19/09 423081 UBS WARBURG LLC 30,000.00 32.518 900.00 976,443.00
PUR 10/15/09 82028010 SHAW GROUP INC
48842 10/20/09 423085 JANNEY MONTGOMERY SCOTT 30,000.00 31.684 900.00 951,420.00
PUR 10/16/09 82028010 SHAW GROUP INC
48842 10/21/09 423089 BARCLAYS CAPITAL (DOMESTIC) 50,000.00 28.326 1,500.00 1,417,810.00
PUR 10/16/09 82028010 SHAW GROUP INC
48842 10/21/09 423089 JANNEY MONTGOMERY SCOTT 50,000.00 28.702 1,500.00 1,436,580.00
PUR 10/16/09 82028010 SHAW GROUP INC
48842 10/21/09 423089 JANNEY MONTGOMERY SCOTT 50,000.00 28.294 1,500.00 1,416,190.00
-------------- ====== ---------- -------------- --------------
2 INTRA-DAY TRANSACTIONS SUBTOTAL: 100,000.00 28.498 2,852,770.00
3,000.00
PUR 10/16/09 82028010 SHAW GROUP INC
48842 10/21/09 423089 UBS WARBURG LLC 40,000.00 29.349 1,200.00 1,175,176.00
PUR 10/19/09 82028010 SHAW GROUP INC
48842 10/22/09 423094 CREDIT SUISSE SEC (USA) LLC 50,000.00 28.684 1,500.00 1,435,720.00
PUR 10/20/09 82028010 SHAW GROUP INC
48842 10/23/09 423098 CREDIT SUISSE SEC (AES) 30,000.00 28.596 300.00 858,183.00
PUR 10/21/09 82028010 SHAW GROUP INC
48842 10/26/09 423102 MORGAN STANLEY 50,000.00 28.696 1,500.00 1,436,280.00
PUR 10/22/09 82028010 SHAW GROUP INC
48842 10/27/09 423107 CREDIT SUISSE SEC (AES) 27,300.00 28.911 273.00 789,540.57
PUR 10/22/09 82028010 SHAW GROUP INC
48842 10/27/09 423107 UBS WARBURG LLC 12,700.00 28.748 381.00 365,485.68
S T A T E O F N E W J E R S E Y 5162
D I V I S I O N O F I N V E S T M E N T
DETAIL REPORT OF SECURITIES TRANSACTIONS
DURING THE PERIOD 10/01/09 THROUGH 10/31/09
MULTI SECTOR COMMON A (5162) -Cont. PAGE: 101
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TRXN/ TRADE/ CUSIP/ SECURITY DESCRIPTION/ RATE/ YIELD/ EXPENSE/
INVNT# DELIVERY DOCUMENT BROKER/SERVICER OF RECORD MATURITY PAR-OR-SHARES PRICE COMMISSION COST/PROCEEDS GAIN-OR-LOSS
------ -------- -------- --------------------------- -------- -------------- ------ ---------- -------------- --------------
PUR 10/23/09 82028010 SHAW GROUP INC
48842 10/28/09 423111 CREDIT SUISSE SEC (AES) 30,000.00 29.614 300.00 888,705.00
PUR 10/26/09 82028010 SHAW GROUP INC
48842 10/29/09 423116 CREDIT SUISSE SEC (AES) 40,000.00 29.853 400.00 1,194,500.00
PUR 9/30/09 85453210 STANLEY INC
48729 10/05/09 423034 BLAYLOCK ROBERT VAN LLC 20,000.00 25.871 200.00 517,614.00
PUR 9/30/09 85453210 STANLEY INC
48729 10/05/09 423034 MAGNA SECURITIES CORP 10,000.00 25.618 100.00 256,280.00
PUR 10/01/09 85453210 STANLEY INC
48729 10/06/09 423040 CL KING (RESEARCH) 20,000.00 25.759 800.00 515,980.00
PUR 10/02/09 85453210 STANLEY INC
48729 10/07/09 423045 BLAIR, WILLIAM & COMPANY 7,000.00 25.736 280.00 180,431.30
PUR 10/02/09 85453210 STANLEY INC
48729 10/07/09 423045 MORGAN KEEGAN 20,000.00 25.982 800.00 520,440.00
PUR 10/05/09 85453210 STANLEY INC
48729 10/08/09 423049 BLAIR, WILLIAM & COMPANY 23,000.00 25.957 920.00 597,928.70
PUR 10/06/09 85453210 STANLEY INC
48729 10/09/09 423053 BLAIR, WILLIAM & COMPANY 10,000.00 26.698 400.00 267,376.00
PUR 10/09/09 85453210 STANLEY INC
48729 10/15/09 423067 RAYMOND JAMES & ASSOCIATES, 20,000.00 26.649 800.00 533,776.00
PUR 10/13/09 85453210 STANLEY INC
48729 10/16/09 423077 OPPENHEIMER & CO., INC 20,000.00 26.463 800.00 530,054.00
PUR 10/14/09 85453210 STANLEY INC
48729 10/19/09 423081 RAYMOND JAMES & ASSOCIATES, 10,000.00 26.987 400.00 270,274.00
PUR 10/20/09 85453210 STANLEY INC
48729 10/23/09 423098 DEUTSCHE BANK AG (DOMESTIC) 10,000.00 27.505 400.00 275,450.00
S T A T E O F N E W J E R S E Y 5162
D I V I S I O N O F I N V E S T M E N T
DETAIL REPORT OF SECURITIES TRANSACTIONS
DURING THE PERIOD 10/01/09 THROUGH 10/31/09
MULTI SECTOR COMMON A (5162) -Cont. PAGE: 102
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TRXN/ TRADE/ CUSIP/ SECURITY DESCRIPTION/ RATE/ YIELD/ EXPENSE/
INVNT# DELIVERY DOCUMENT BROKER/SERVICER OF RECORD MATURITY PAR-OR-SHARES PRICE COMMISSION COST/PROCEEDS GAIN-OR-LOSS
------ -------- -------- --------------------------- -------- -------------- ------ ---------- -------------- --------------
PUR 10/21/09 85453210 STANLEY INC
48729 10/26/09 423102 DEUTSCHE BANK AG (DOMESTIC) 10,000.00 27.674 400.00 277,142.00
PUR 10/22/09 85453210 STANLEY INC
48729 10/27/09 423107 DEUTSCHE BANK AG (DOMESTIC) 10,000.00 26.645 400.00 266,854.00
PUR 10/23/09 85453210 STANLEY INC
48729 10/28/09 423111 DEUTSCHE BANK AG (DOMESTIC) 20,000.00 26.436 800.00 529,522.00
PUR 10/27/09 85453210 STANLEY INC
48729 10/30/09 423120 OPPENHEIMER & CO., INC 10,000.00 25.833 400.00 258,729.00
PUR 9/29/09 85811910 STEEL DYNAMICS INC
43421 10/02/09 423030 JACKSON SECS 100,000.00 15.991 1,000.00 1,600,060.00
PUR 10/07/09 85811910 STEEL DYNAMICS INC
43421 10/13/09 423059 UBS WARBURG LLC 100,000.00 15.160 3,000.00 1,518,980.00
PUR 10/09/09 85811910 STEEL DYNAMICS INC
43421 10/15/09 423067 BARCLAYS CAPITAL (DOMESTIC) 44,500.00 15.363 1,335.00 684,975.15
PUR 10/09/09 85811910 STEEL DYNAMICS INC
43421 10/15/09 423067 JEFFERIES & COMPANY 5,500.00 15.399 165.00 84,857.85
PUR 10/20/09 85811910 STEEL DYNAMICS INC
43421 10/23/09 423098 CREDIT SUISSE SEC (USA) LLC 50,000.00 15.556 1,500.00 779,300.00
PUR 10/22/09 86681020 SUN MICROSYSTEM
48956 10/27/09 423107 CREDIT SUISSE SEC (AES) 100,000.00 8.316 1,000.00 832,570.00
PUR 10/22/09 86681020 SUN MICROSYSTEM
48956 10/27/09 423107 CREDIT SUISSE SEC (AES) 200,000.00 8.547 2,000.00 1,711,340.00
PUR 10/22/09 86681020 SUN MICROSYSTEM
48956 10/27/09 423107 CREDIT SUISSE SEC (AES) 100,000.00 8.650 1,000.00 865,950.00
-------------- ====== ---------- -------------- --------------
3 INTRA-DAY TRANSACTIONS SUBTOTAL: 400,000.00 8.515 3,409,860.00
4,000.00
S T A T E O F N E W J E R S E Y 5162
D I V I S I O N O F I N V E S T M E N T
DETAIL REPORT OF SECURITIES TRANSACTIONS
DURING THE PERIOD 10/01/09 THROUGH 10/31/09
MULTI SECTOR COMMON A (5162) -Cont. PAGE: 103
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TRXN/ TRADE/ CUSIP/ SECURITY DESCRIPTION/ RATE/ YIELD/ EXPENSE/
INVNT# DELIVERY DOCUMENT BROKER/SERVICER OF RECORD MATURITY PAR-OR-SHARES PRICE COMMISSION COST/PROCEEDS GAIN-OR-LOSS
------ -------- -------- --------------------------- -------- -------------- ------ ---------- -------------- --------------
PUR 10/22/09 86681020 SUN MICROSYSTEM
48956 10/27/09 423107 MORGAN STANLEY 500,000.00 8.608 15,000.00 4,319,200.00
PUR 10/23/09 86681020 SUN MICROSYSTEM
48956 10/28/09 423111 CREDIT SUISSE SEC (AES) 300,000.00 8.560 3,000.00 2,571,030.00
PUR 10/01/09 87113010 SYBASE INC
48743 10/06/09 423040 BOENNING & SCATTERGOOD 100,000.00 38.356 4,000.00 3,839,640.00
PUR 10/01/09 87113010 SYBASE INC
48743 10/06/09 423040 KEYBANC CAPITAL MKTS INC 50,000.00 38.082 2,000.00 1,906,115.00
PUR 10/02/09 87113010 SYBASE INC
48743 10/07/09 423045 LEERINK SWANN LLC 150,000.00 38.447 6,000.00 5,773,110.00
PUR 10/06/09 87113010 SYBASE INC
48743 10/09/09 423053 DEUTSCHE BANK AG (DOMESTIC) 50,000.00 39.281 2,000.00 1,966,030.00
PUR 10/07/09 87113010 SYBASE INC
48743 10/13/09 423059 FRIEDMAN BILLINGS RAMSEY 50,000.00 39.463 2,000.00 1,975,155.00
PUR 10/09/09 87113010 SYBASE INC
48743 10/15/09 423067 RAYMOND JAMES & ASSOCIATES, 50,000.00 40.529 2,000.00 2,028,460.00
PUR 10/20/09 87113010 SYBASE INC
48743 10/23/09 423098 DEUTSCHE BANK AG (DOMESTIC) 50,000.00 41.843 2,000.00 2,094,165.00
PUR 10/22/09 87113010 SYBASE INC
48743 10/27/09 423107 JP MORGAN 50,000.00 41.377 2,000.00 2,070,865.00
PUR 10/23/09 87113010 SYBASE INC
48743 10/28/09 423111 DEUTSCHE BANK AG (DOMESTIC) 50,000.00 41.871 2,000.00 2,095,560.00
PUR 9/30/09 87150310 SYMANTEC CORP
48728 10/05/09 423034 CASTLE OAK SECURITIES 70,000.00 16.198 700.00 1,134,539.00
PUR 9/30/09 87150310 SYMANTEC CORP
48728 10/05/09 423034 JACKSON SECS 180,000.00 16.172 1,800.00 2,912,796.00
S T A T E O F N E W J E R S E Y 5162
D I V I S I O N O F I N V E S T M E N T
DETAIL REPORT OF SECURITIES TRANSACTIONS
DURING THE PERIOD 10/01/09 THROUGH 10/31/09
MULTI SECTOR COMMON A (5162) -Cont. PAGE: 104
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TRXN/ TRADE/ CUSIP/ SECURITY DESCRIPTION/ RATE/ YIELD/ EXPENSE/
INVNT# DELIVERY DOCUMENT BROKER/SERVICER OF RECORD MATURITY PAR-OR-SHARES PRICE COMMISSION COST/PROCEEDS GAIN-OR-LOSS
------ -------- -------- --------------------------- -------- -------------- ------ ---------- -------------- --------------
PUR 9/30/09 87150310 SYMANTEC CORP
48728 10/05/09 423034 LABRANCHE/0TC 70,000.00 16.159 700.00 1,131,809.00
PUR 9/30/09 87150310 SYMANTEC CORP
48728 10/05/09 423034 SANDGRAIN SECURITIES 85,000.00 16.197 850.00 1,377,595.00
PUR 9/30/09 87150310 SYMANTEC CORP
48728 10/05/09 423034 STURDIVANT/EXECUTION 95,000.00 16.186 950.00 1,538,620.00
PUR 10/09/09 87150310 SYMANTEC CORP
48728 10/15/09 423067 BARCLAYS CAPITAL (DOMESTIC) 100,000.00 16.605 3,000.00 1,663,530.00
PUR 10/21/09 87150310 SYMANTEC CORP
48728 10/26/09 423102 BARCLAYS CAPITAL (DOMESTIC) 100,000.00 16.934 3,000.00 1,696,370.00
PUR 10/22/09 87150310 SYMANTEC CORP
48728 10/27/09 423107 CREDIT SUISSE SEC (AES) 100,000.00 16.856 1,000.00 1,686,590.00
PUR 10/26/09 87150310 SYMANTEC CORP
48728 10/29/09 423116 CREDIT SUISSE SEC (AES) 100,000.00 16.829 1,000.00 1,683,870.00
PUR 10/23/09 87161C10 SYNOVUS FINANCIAL CORP
48491 10/28/09 423111 CITIGROUP/CITIBANK DOMESTIC 200,000.00 2.825 8,000.00 573,080.00
PUR 10/26/09 87161C10 SYNOVUS FINANCIAL CORP
48491 10/29/09 423116 CAPIS/SOFT 200,000.00 2.732 8,000.00 554,420.00
PUR 10/01/09 90341W10 US AIRWAYS GRP
48746 10/06/09 423040 LAZARD CAPITAL MARKETS 500,000.00 4.238 20,000.00 2,138,750.00
PUR 10/09/09 90341W10 US AIRWAYS GRP
48746 10/15/09 423067 SANFORD BERNSTEIN & CO. 200,000.00 4.452 8,000.00 898,320.00
PUR 10/09/09 91324P10 UTD HEALTH GROUP
48814 10/15/09 423067 SOLEIL SECURITIES CORP. 500,000.00 24.607 20,000.00 12,323,700.00
PUR 10/13/09 92165910 VANDA PHARMACEUTICALS INC
48839 10/16/09 423077 BARCLAYS CAPITAL (DOMESTIC) 100,000.00 12.836 3,000.00 1,286,570.00
S T A T E O F N E W J E R S E Y 5162
D I V I S I O N O F I N V E S T M E N T
DETAIL REPORT OF SECURITIES TRANSACTIONS
DURING THE PERIOD 10/01/09 THROUGH 10/31/09
MULTI SECTOR COMMON A (5162) -Cont. PAGE: 105
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TRXN/ TRADE/ CUSIP/ SECURITY DESCRIPTION/ RATE/ YIELD/ EXPENSE/
INVNT# DELIVERY DOCUMENT BROKER/SERVICER OF RECORD MATURITY PAR-OR-SHARES PRICE COMMISSION COST/PROCEEDS GAIN-OR-LOSS
------ -------- -------- --------------------------- -------- -------------- ------ ---------- -------------- --------------
PUR 10/13/09 92165910 VANDA PHARMACEUTICALS INC
48839 10/16/09 423077 JANNEY MONTGOMERY SCOTT 100,000.00 11.849 3,000.00 1,187,860.00
PUR 10/13/09 92165910 VANDA PHARMACEUTICALS INC
48839 10/16/09 423077 UBS WARBURG LLC 100,000.00 12.380 3,000.00 1,240,950.00
PUR 10/14/09 92165910 VANDA PHARMACEUTICALS INC
48839 10/19/09 423081 BARCLAYS CAPITAL (DOMESTIC) 100,000.00 11.489 3,000.00 1,151,940.00
PUR 10/14/09 92165910 VANDA PHARMACEUTICALS INC
48839 10/19/09 423081 UBS WARBURG LLC 200,000.00 11.102 6,000.00 2,226,440.00
PUR 10/15/09 92165910 VANDA PHARMACEUTICALS INC
48839 10/20/09 423085 UBS WARBURG LLC 100,000.00 11.836 3,000.00 1,186,620.00
PUR 10/16/09 92165910 VANDA PHARMACEUTICALS INC
48839 10/21/09 423089 BARCLAYS CAPITAL (DOMESTIC) 100,000.00 11.807 3,000.00 1,183,670.00
PUR 10/27/09 92343V10 VERIZON COMMUNICATIONS INC
49012 10/30/09 423120 PACIFIC CREST SECURITIES 400,000.00 29.241 16,000.00 11,712,440.00
PUR 10/20/09 92553P20 VIACOM INC. "B"
48425 10/23/09 423098 BLAIR, WILLIAM & COMPANY 100,000.00 29.025 4,000.00 2,906,540.00
PUR 10/22/09 92553P20 VIACOM INC. "B"
48425 10/27/09 423107 JP MORGAN 50,000.00 28.703 2,000.00 1,437,145.00
PUR 10/23/09 92553P20 VIACOM INC. "B"
48425 10/28/09 423111 DEUTSCHE BANK AG (DOMESTIC) 50,000.00 28.323 2,000.00 1,418,125.00
PUR 10/07/09 92826C83 VISA INC - CLASS A
47944 10/13/09 423059 FRIEDMAN BILLINGS RAMSEY 10,000.00 69.331 400.00 693,713.00
PUR 9/30/09 92929710 WMS INDUSTRIES
48731 10/05/09 423034 MERIDIAN EQUITY PARTNERS 50,000.00 44.357 500.00 2,218,330.00
PUR 10/01/09 92929710 WMS INDUSTRIES
48731 10/06/09 423040 CITIGROUP/CITIBANK DOMESTIC 50,000.00 43.837 2,000.00 2,193,825.00
S T A T E O F N E W J E R S E Y 5162
D I V I S I O N O F I N V E S T M E N T
DETAIL REPORT OF SECURITIES TRANSACTIONS
DURING THE PERIOD 10/01/09 THROUGH 10/31/09
MULTI SECTOR COMMON A (5162) -Cont. PAGE: 106
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TRXN/ TRADE/ CUSIP/ SECURITY DESCRIPTION/ RATE/ YIELD/ EXPENSE/
INVNT# DELIVERY DOCUMENT BROKER/SERVICER OF RECORD MATURITY PAR-OR-SHARES PRICE COMMISSION COST/PROCEEDS GAIN-OR-LOSS
------ -------- -------- --------------------------- -------- -------------- ------ ---------- -------------- --------------
PUR 10/02/09 92929710 WMS INDUSTRIES
48731 10/07/09 423045 MORGAN KEEGAN 50,000.00 42.744 2,000.00 2,139,180.00
PUR 10/05/09 92929710 WMS INDUSTRIES
48731 10/08/09 423049 CL KING (RESEARCH) 50,000.00 44.197 2,000.00 2,211,835.00
PUR 10/01/09 94974610 WELLS FARGO & COMPANY
46541 10/06/09 423040 KEEFE BRUYETTE & WOODS INC. 100,000.00 26.660 4,000.00 2,670,000.00
PUR 9/28/09 G3673810 FRESH DEL MONTE
48670 10/01/09 423026 MAGNA SECURITIES CORP 50,000.00 22.854 500.00 1,143,200.00
PUR 9/29/09 G3673810 FRESH DEL MONTE
48670 10/02/09 423030 MAGNA SECURITIES CORP 20,000.00 22.858 200.00 457,350.00
PUR 9/30/09 G3673810 FRESH DEL MONTE
48670 10/05/09 423034 BLAYLOCK ROBERT VAN LLC 50,000.00 22.542 500.00 1,127,585.00
PUR 10/01/09 G3673810 FRESH DEL MONTE
48670 10/06/09 423040 CITIGROUP/CITIBANK DOMESTIC 50,000.00 22.849 2,000.00 1,144,465.00
PUR 10/06/09 G3673810 FRESH DEL MONTE
48670 10/09/09 423053 CL KING (RESEARCH) 20,000.00 23.379 800.00 468,372.00
PUR 10/07/09 G3673810 FRESH DEL MONTE
48670 10/13/09 423059 DEUTSCHE BANK AG (DOMESTIC) 30,000.00 23.376 1,200.00 702,468.00
PUR 10/08/09 G3673810 FRESH DEL MONTE
48670 10/14/09 423063 KEYBANC CAPITAL MKTS INC 30,000.00 23.581 1,200.00 708,621.00
-------------- ---------- -------------- --------------
SUBTOTAL STOCK PURCHASES: 25,308,738.00 510,083,915.07
806,966.14
-------------- ---------- -------------- --------------
TOTAL FUND PURCHASES: 25,308,738.00 510,083,915.07
806,966.14
S T A T E O F N E W J E R S E Y 5162
D I V I S I O N O F I N V E S T M E N T
DETAIL REPORT OF SECURITIES TRANSACTIONS
DURING THE PERIOD 10/01/09 THROUGH 10/31/09
MULTI SECTOR COMMON A (5162) -Cont. PAGE: 107
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TRXN/ TRADE/ CUSIP/ SECURITY DESCRIPTION/ RATE/ YIELD/ EXPENSE/
INVNT# DELIVERY DOCUMENT BROKER/SERVICER OF RECORD MATURITY PAR-OR-SHARES PRICE COMMISSION COST/PROCEEDS GAIN-OR-LOSS
------ -------- -------- --------------------------- -------- -------------- ------ ---------- -------------- --------------
SALES OF STOCK AND OTHER EQUITIES
---------------------------------
SALE 10/02/09 00282410 ABBOTT LABORATORIES 12.79
39882 10/07/09 423046 CL KING (RESEARCH) 10,000.00 49.731 400.00 496,897.21 10,929.36
SALE 10/13/09 00282410 ABBOTT LABORATORIES 51.12
39882 10/16/09 423078 DEUTSCHE BANK AG (DOMESTIC) 40,000.00 49.727 1,600.00 1,987,408.88 43,537.47
SALE 10/13/09 02209S10 ALTRIA GROUP INC. 92.92
42873 10/16/09 423078 JP MORGAN 200,000.00 18.076 8,000.00 3,607,147.08 71,102.44
SALE 10/13/09 02991220 AMERICAN TOWER CORP. CL A 48.10
39887 10/16/09 423078 DEUTSCHE BANK AG (DOMESTIC) 50,000.00 37.431 2,000.00 1,869,516.90 749,299.62
SALE 10/22/09 02991220 AMERICAN TOWER CORP. CL A 50.25
39887 10/27/09 423108 SOLEIL SECURITIES CORP. 50,000.00 39.100 2,000.00 1,952,939.75 832,722.47
SALE 10/20/09 03042010 AMERICAN WATER WORKS CO INC 10.19
47765 10/23/09 423099 DEUTSCHE BANK AG (DOMESTIC) 20,000.00 19.813 800.00 395,445.81 13,081.13
SALE 9/30/09 03076C10 AMERIPRISE FINANCIAL INC 45.28
47266 10/05/09 423035 BMO CAPITAL MARKETS/EXECUTI 50,000.00 35.236 500.00 1,761,239.72 508,687.81
SALE 10/01/09 03076C10 AMERIPRISE FINANCIAL INC 47.89
47266 10/06/09 423041 LANGEN MCALENNEY 50,000.00 37.266 2,000.00 1,861,247.11 608,695.20
SALE 10/13/09 03116210 AMGEN INC. 30.50
39886 10/16/09 423078 JANNEY MONTGOMERY SCOTT 20,000.00 59.336 600.00 1,186,097.50 28,726.67
SALE 10/19/09 03116210 AMGEN INC. 30.94
39886 10/22/09 423095 CREDIT SUISSE SEC (USA) LLC 20,000.00 60.191 600.00 1,203,185.06 45,814.23
SALE 10/20/09 03116210 AMGEN INC. 30.35
39886 10/23/09 423099 CREDIT SUISSE SEC (AES) 20,000.00 59.032 200.00 1,180,411.65 23,040.82
SALE 10/26/09 03116210 AMGEN INC. 28.16
39886 10/29/09 423117 CREDIT SUISSE SEC (AES) 20,000.00 54.782 200.00 1,095,405.84 -61,964.99
S T A T E O F N E W J E R S E Y 5162
D I V I S I O N O F I N V E S T M E N T
DETAIL REPORT OF SECURITIES TRANSACTIONS
DURING THE PERIOD 10/01/09 THROUGH 10/31/09
MULTI SECTOR COMMON A (5162) -Cont. PAGE: 108
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TRXN/ TRADE/ CUSIP/ SECURITY DESCRIPTION/ RATE/ YIELD/ EXPENSE/
INVNT# DELIVERY DOCUMENT BROKER/SERVICER OF RECORD MATURITY PAR-OR-SHARES PRICE COMMISSION COST/PROCEEDS GAIN-OR-LOSS
------ -------- -------- --------------------------- -------- -------------- ------ ---------- -------------- --------------
SALE 10/02/09 03251510 ANADIGICS INC 5.72
42114 10/07/09 423046 CREDIT SUISSE SEC (USA) LLC 50,000.00 4.447 1,500.00 220,834.28 64,268.54
SALE 10/20/09 03783310 APPLE INC. 38.32
39881 10/23/09 423099 BARCLAYS CAPITAL (DOMESTIC) 7,500.00 198.77 225.00 1,490,562.68 700,964.21
SALE 9/29/09 04622410 ASTEC INDUSTRIES INC. .34
40527 10/02/09 423031 ITG (CHANNEL) 500.00 25.873 5.00 12,931.01 -4,962.85
SALE 9/29/09 04622410 ASTEC INDUSTRIES INC. 12.90
40527 10/02/09 423031 SUSQUEHANNA/OTC 19,500.00 25.726 195.00 501,447.15 -196,413.33
SALE 9/30/09 04622410 ASTEC INDUSTRIES INC. 13.18
40527 10/05/09 423035 MERRIMAN/OTC 20,000.00 25.624 200.00 512,258.82 -203,495.51
SALE 10/13/09 04622410 ASTEC INDUSTRIES INC. 13.43
40527 10/16/09 423078 JANNEY MONTGOMERY SCOTT 20,000.00 26.112 600.00 521,624.57 -194,129.76
SALE 10/23/09 04622410 ASTEC INDUSTRIES INC. 12.78
40527 10/28/09 423112 CREDIT SUISSE SEC (AES) 20,000.00 24.849 200.00 496,769.22 -218,985.11
SALE 10/13/09 05722410 BAKER HUGHES INCORPORATED 22.93
44118 10/16/09 423078 DEUTSCHE BANK AG (DOMESTIC) 20,000.00 44.602 800.00 891,223.07 255,116.13
SALE 10/15/09 05722410 BAKER HUGHES INCORPORATED 23.49
44118 10/20/09 423086 RAYMOND JAMES & ASSOCIATES, 20,000.00 45.696 800.00 913,102.51 276,995.57
SALE 10/26/09 05722410 BAKER HUGHES INCORPORATED 23.35
44118 10/29/09 423117 OPPENHEIMER & CO., INC 20,000.00 45.412 800.00 907,414.65 271,307.71
SALE 10/20/09 06405810 BANK OF NEW YORK MELLON COR 29.68
44007 10/23/09 423099 OPPENHEIMER & CO., INC 40,000.00 28.863 1,200.00 1,153,286.32 131,925.34
SALE 10/21/09 06405810 BANK OF NEW YORK MELLON COR 29.45
44007 10/26/09 423103 JP MORGAN 40,000.00 28.648 1,600.00 1,144,278.55 122,917.57
SALE 10/23/09 06405810 BANK OF NEW YORK MELLON COR 15.23
44007 10/28/09 423112 OPPENHEIMER & CO., INC 20,000.00 29.629 800.00 591,772.77 81,092.28
S T A T E O F N E W J E R S E Y 5162
D I V I S I O N O F I N V E S T M E N T
DETAIL REPORT OF SECURITIES TRANSACTIONS
DURING THE PERIOD 10/01/09 THROUGH 10/31/09
MULTI SECTOR COMMON A (5162) -Cont. PAGE: 109
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TRXN/ TRADE/ CUSIP/ SECURITY DESCRIPTION/ RATE/ YIELD/ EXPENSE/
INVNT# DELIVERY DOCUMENT BROKER/SERVICER OF RECORD MATURITY PAR-OR-SHARES PRICE COMMISSION COST/PROCEEDS GAIN-OR-LOSS
------ -------- -------- --------------------------- -------- -------------- ------ ---------- -------------- --------------
SALE 10/23/09 06405810 BANK OF NEW YORK MELLON COR 22.73
44007 10/28/09 423112 OPPENHEIMER & CO., INC 30,000.00 29.470 1,200.00 882,877.27 116,856.53
-------------- ====== ---------- -------------- --------------
2 INTRA-DAY TRANSACTIONS SUBTOTAL: 50,000.00 29.534 37.96 1,474,650.04 197,948.81
2,000.00
SALE 10/26/09 06405810 BANK OF NEW YORK MELLON COR 22.42
44007 10/29/09 423117 OPPENHEIMER & CO., INC 30,000.00 29.076 1,200.00 871,069.58 105,048.84
SALE 10/27/09 06405810 BANK OF NEW YORK MELLON COR 71.12
44007 10/30/09 423121 RBC CAPITAL (DOMESTIC) 100,000.00 27.671 4,000.00 2,763,008.88 209,606.42
SALE 10/15/09 08651610 BEST BUY 105.10
48791 10/20/09 423086 CITIGROUP/CITIBANK DOMESTIC 100,000.00 40.895 4,000.00 4,085,354.90 260,969.90
SALE 10/19/09 08651610 BEST BUY 104.65
48791 10/22/09 423095 SOLEIL SECURITIES CORP. 100,000.00 40.718 4,000.00 4,067,725.35 243,340.35
SALE 10/20/09 08651610 BEST BUY 204.27
48791 10/23/09 423099 CRAIG-HALLUM CAPITAL GRP LL 200,000.00 39.742 8,000.00 7,940,095.73 291,325.73
SALE 10/09/09 12526910 CF INDUSTRIES HOLDINGS INC 45.53
46083 10/15/09 423068 KEYBANC CAPITAL MKTS INC 20,000.00 88.566 800.00 1,770,468.47 300,630.11
SALE 10/14/09 12526910 CF INDUSTRIES HOLDINGS INC 46.33
46083 10/19/09 423082 DEUTSCHE BANK AG (DOMESTIC) 20,000.00 90.133 800.00 1,801,819.67 331,981.31
SALE 10/20/09 12526910 CF INDUSTRIES HOLDINGS INC 47.71
46083 10/23/09 423099 DEUTSCHE BANK AG (DOMESTIC) 20,000.00 92.802 800.00 1,855,188.29 385,349.93
SALE 10/21/09 12526910 CF INDUSTRIES HOLDINGS INC 24.18
46083 10/26/09 423103 OPPENHEIMER & CO., INC 10,000.00 94.077 400.00 940,340.82 205,421.64
SALE 10/22/09 12526910 CF INDUSTRIES HOLDINGS INC 71.59
46083 10/27/09 423108 RAYMOND JAMES & ASSOCIATES, 30,000.00 92.853 1,200.00 2,784,321.41 579,563.87
S T A T E O F N E W J E R S E Y 5162
D I V I S I O N O F I N V E S T M E N T
DETAIL REPORT OF SECURITIES TRANSACTIONS
DURING THE PERIOD 10/01/09 THROUGH 10/31/09
MULTI SECTOR COMMON A (5162) -Cont. PAGE: 110
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TRXN/ TRADE/ CUSIP/ SECURITY DESCRIPTION/ RATE/ YIELD/ EXPENSE/
INVNT# DELIVERY DOCUMENT BROKER/SERVICER OF RECORD MATURITY PAR-OR-SHARES PRICE COMMISSION COST/PROCEEDS GAIN-OR-LOSS
------ -------- -------- --------------------------- -------- -------------- ------ ---------- -------------- --------------
SALE 10/09/09 12589610 CMS ENERGY CORP. 34.67
43755 10/15/09 423068 KEEFE BRUYETTE & WOODS INC. 100,000.00 13.488 4,000.00 1,344,745.33 294,866.75
SALE 10/12/09 12589610 CMS ENERGY CORP. 35.01
43755 10/15/09 423072 CITIGROUP/CITIBANK DOMESTIC 100,000.00 13.621 4,000.00 1,358,084.99 308,206.41
SALE 10/20/09 12589610 CMS ENERGY CORP. 35.55
43755 10/23/09 423099 CRAIG-HALLUM CAPITAL GRP LL 100,000.00 13.833 4,000.00 1,379,294.45 329,415.87
SALE 10/21/09 12589610 CMS ENERGY CORP. 35.80
43755 10/26/09 423103 JP MORGAN 100,000.00 13.929 4,000.00 1,388,814.20 338,935.61
SALE 10/22/09 12589610 CMS ENERGY CORP. 35.45
43755 10/27/09 423108 RAYMOND JAMES & ASSOCIATES, 100,000.00 13.791 4,000.00 1,375,104.55 325,225.97
SALE 10/23/09 12589610 CMS ENERGY CORP. 35.25
43755 10/28/09 423112 OPPENHEIMER & CO., INC 100,000.00 13.714 4,000.00 1,367,334.75 317,456.16
SALE 10/27/09 12589610 CMS ENERGY CORP. 10.43
43755 10/30/09 423121 RAYMOND JAMES & ASSOCIATES, 30,000.00 13.527 1,200.00 404,599.57 89,635.99
SALE 10/14/09 15133V20 CENTENNIAL COMMUNICATIONS C 43.13
47718 10/19/09 423082 BARCLAYS CAPITAL (DOMESTIC) 200,000.00 8.390 6,000.00 1,671,956.87 153,536.78
SALE 10/14/09 15133V20 CENTENNIAL COMMUNICATIONS C 21.58
47718 10/19/09 423082 JANNEY MONTGOMERY SCOTT 100,000.00 8.395 3,000.00 836,458.42 77,248.38
SALE 10/15/09 15133V20 CENTENNIAL COMMUNICATIONS C 21.57
47718 10/20/09 423086 BARCLAYS CAPITAL (DOMESTIC) 100,000.00 8.391 3,000.00 836,088.43 76,878.39
SALE 10/16/09 15133V20 CENTENNIAL COMMUNICATIONS C 43.18
47718 10/21/09 423090 BARCLAYS CAPITAL (DOMESTIC) 200,000.00 8.400 6,000.00 1,673,956.82 155,536.73
SALE 10/16/09 15133V20 CENTENNIAL COMMUNICATIONS C 21.59
47718 10/21/09 423090 JANNEY MONTGOMERY SCOTT 100,000.00 8.400 3,000.00 836,978.41 77,768.37
SALE 10/19/09 15133V20 CENTENNIAL COMMUNICATIONS C 43.18
47718 10/22/09 423095 CREDIT SUISSE SEC (USA) LLC 200,000.00 8.400 6,000.00 1,673,956.82 155,536.73
S T A T E O F N E W J E R S E Y 5162
D I V I S I O N O F I N V E S T M E N T
DETAIL REPORT OF SECURITIES TRANSACTIONS
DURING THE PERIOD 10/01/09 THROUGH 10/31/09
MULTI SECTOR COMMON A (5162) -Cont. PAGE: 111
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TRXN/ TRADE/ CUSIP/ SECURITY DESCRIPTION/ RATE/ YIELD/ EXPENSE/
INVNT# DELIVERY DOCUMENT BROKER/SERVICER OF RECORD MATURITY PAR-OR-SHARES PRICE COMMISSION COST/PROCEEDS GAIN-OR-LOSS
------ -------- -------- --------------------------- -------- -------------- ------ ---------- -------------- --------------
SALE 10/20/09 15133V20 CENTENNIAL COMMUNICATIONS C 43.13
47718 10/23/09 423099 BARCLAYS CAPITAL (DOMESTIC) 200,000.00 8.390 6,000.00 1,671,956.87 153,536.78
SALE 10/21/09 15133V20 CENTENNIAL COMMUNICATIONS C 21.50
47718 10/26/09 423103 BARCLAYS CAPITAL (DOMESTIC) 100,000.00 8.364 3,000.00 833,348.50 74,138.46
SALE 10/21/09 15133V20 CENTENNIAL COMMUNICATIONS C 43.07
47718 10/26/09 423103 MORGAN STANLEY 200,000.00 8.378 6,000.00 1,669,596.93 151,176.84
SALE 10/22/09 15133V20 CENTENNIAL COMMUNICATIONS C 21.51
47718 10/27/09 423108 CREDIT SUISSE SEC (AES) 100,000.00 8.369 1,000.00 835,918.49 76,708.45
SALE 10/22/09 15133V20 CENTENNIAL COMMUNICATIONS C 43.03
47718 10/27/09 423108 CREDIT SUISSE SEC (AES) 200,000.00 8.371 2,000.00 1,672,076.97 153,656.88
-------------- ====== ---------- -------------- --------------
2 INTRA-DAY TRANSACTIONS SUBTOTAL: 300,000.00 8.370 64.54 2,507,995.46 230,365.33
3,000.00
SALE 10/23/09 15133V20 CENTENNIAL COMMUNICATIONS C 65.01
47718 10/28/09 423112 GOLDMAN SACHS & COMPANY 300,000.00 8.431 9,000.00 2,520,204.99 242,574.85
SALE 10/07/09 15678210 CERNER CORP. 97.61
43671 10/13/09 423060 UBS WARBURG LLC 50,000.00 75.958 1,500.00 3,796,292.39 1,972,998.71
SALE 10/09/09 15678210 CERNER CORP. 62.57
43671 10/15/09 423068 JANNEY MONTGOMERY SCOTT 30,000.00 81.147 900.00 2,433,456.43 1,339,480.22
SALE 10/09/09 15678210 CERNER CORP. 42.68
43671 10/15/09 423068 JANNEY MONTGOMERY SCOTT 20,000.00 83.026 600.00 1,659,875.32 930,557.85
-------------- ====== ---------- -------------- --------------
2 INTRA-DAY TRANSACTIONS SUBTOTAL: 50,000.00 81.899 105.25 4,093,331.75 2,270,038.07
1,500.00
SALE 10/12/09 15678210 CERNER CORP. 65.19
43671 10/15/09 423072 JANNEY MONTGOMERY SCOTT 30,000.00 84.547 900.00 2,535,447.81 1,441,471.60
S T A T E O F N E W J E R S E Y 5162
D I V I S I O N O F I N V E S T M E N T
DETAIL REPORT OF SECURITIES TRANSACTIONS
DURING THE PERIOD 10/01/09 THROUGH 10/31/09
MULTI SECTOR COMMON A (5162) -Cont. PAGE: 112
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INVNT# DELIVERY DOCUMENT BROKER/SERVICER OF RECORD MATURITY PAR-OR-SHARES PRICE COMMISSION COST/PROCEEDS GAIN-OR-LOSS
------ -------- -------- --------------------------- -------- -------------- ------ ---------- -------------- --------------
SALE 10/14/09 15678210 CERNER CORP. 65.34
43671 10/19/09 423082 UBS WARBURG LLC 30,000.00 84.736 900.00 2,541,105.66 1,447,129.45
SALE 10/15/09 15678210 CERNER CORP. 21.81
43671 10/20/09 423086 JANNEY MONTGOMERY SCOTT 10,000.00 84.725 300.00 846,932.19 482,273.46
SALE 10/16/09 15678210 CERNER CORP. 21.60
43671 10/21/09 423090 JANNEY MONTGOMERY SCOTT 10,000.00 84.035 300.00 840,026.40 475,367.66
SALE 9/28/09 17275R10 CISCO SYSTEMS INC 122.47
39905 10/01/09 423027 CREDIT SUISSE SEC (AES) 200,000.00 23.826 2,000.00 4,763,097.53 2,036,689.20
SALE 9/28/09 17275R10 CISCO SYSTEMS INC 60.81
39905 10/01/09 423027 LABRANCHE/0TC 100,000.00 23.660 1,000.00 2,364,969.19 1,001,765.03
SALE 9/29/09 17275R10 CISCO SYSTEMS INC 105.34
39905 10/02/09 423031 CASTLE OAK SECURITIES 175,000.00 23.420 1,750.00 4,096,627.16 1,711,019.87
SALE 9/29/09 17275R10 CISCO SYSTEMS INC 15.21
39905 10/02/09 423031 CREDIT SUISSE SEC (USA) LLC 25,000.00 23.669 750.00 590,964.79 250,163.75
SALE 9/30/09 17275R10 CISCO SYSTEMS INC 121.18
39905 10/05/09 423035 CREDIT SUISSE SEC (AES) 200,000.00 23.575 2,000.00 4,712,858.82 1,986,450.49
SALE 10/01/09 18538Q10 CLEARWIRE CORP. CL A 10.20
43953 10/06/09 423041 CREDIT SUISSE SEC (AES) 50,000.00 7.933 500.00 396,159.80 3,478.26
SALE 10/07/09 18538Q10 CLEARWIRE CORP. CL A 10.07
43953 10/13/09 423060 UBS WARBURG LLC 50,000.00 7.831 1,500.00 390,059.93 -2,621.61
SALE 10/26/09 19210850 COEUR D'ALENE MINES CORP ID 11.81
47108 10/29/09 423117 OPPENHEIMER & CO., INC 20,000.00 22.961 800.00 458,400.19 240,773.63
SALE 10/09/09 19259P30 COINSTAR INC. 8.98
42814 10/15/09 423068 JANNEY MONTGOMERY SCOTT 10,000.00 34.919 300.00 348,877.02 32,790.83
SALE 9/30/09 20337210 COMMSCOPE INC. 38.37
39906 10/05/09 423035 MERIDIAN EQUITY PARTNERS 50,000.00 29.858 500.00 1,492,376.63 -384,635.24
S T A T E O F N E W J E R S E Y 5162
D I V I S I O N O F I N V E S T M E N T
DETAIL REPORT OF SECURITIES TRANSACTIONS
DURING THE PERIOD 10/01/09 THROUGH 10/31/09
MULTI SECTOR COMMON A (5162) -Cont. PAGE: 113
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INVNT# DELIVERY DOCUMENT BROKER/SERVICER OF RECORD MATURITY PAR-OR-SHARES PRICE COMMISSION COST/PROCEEDS GAIN-OR-LOSS
------ -------- -------- --------------------------- -------- -------------- ------ ---------- -------------- --------------
SALE 9/30/09 20337210 COMMSCOPE INC. 38.36
39906 10/05/09 423035 PRINCETON SECURITIES GROUP 50,000.00 29.847 500.00 1,491,791.64 -385,220.23
SALE 10/14/09 20337210 COMMSCOPE INC. 29.91
39906 10/19/09 423082 DEUTSCHE BANK AG (DOMESTIC) 40,000.00 29.090 1,600.00 1,161,974.09 -339,635.40
SALE 10/27/09 20337210 COMMSCOPE INC. 29.84
39906 10/30/09 423121 RAYMOND JAMES & ASSOCIATES, 40,000.00 29.026 1,600.00 1,159,390.16 -342,219.33
SALE 10/06/09 20825C10 CONOCOPHILLIPS 62.11
39904 10/09/09 423054 JP MORGAN 50,000.00 48.327 2,000.00 2,414,302.89 717,541.89
SALE 10/14/09 21037110 CONSTELLATION ENERGY GROUP, 34.34
43011 10/19/09 423082 RAYMOND JAMES & ASSOCIATES, 40,000.00 33.398 1,600.00 1,334,301.66 349,289.18
SALE 10/20/09 21037110 CONSTELLATION ENERGY GROUP, 17.08
43011 10/23/09 423099 DEUTSCHE BANK AG (DOMESTIC) 20,000.00 33.216 800.00 663,510.92 171,004.68
SALE 10/26/09 21037110 CONSTELLATION ENERGY GROUP, 16.61
43011 10/29/09 423117 OPPENHEIMER & CO., INC 20,000.00 32.314 800.00 645,459.39 152,953.15
SALE 10/09/09 23257720 CYNOSURE INC. CL A 3.14
40472 10/15/09 423068 JANNEY MONTGOMERY SCOTT 10,000.00 12.188 300.00 121,571.86 -44,828.34
SALE 10/23/09 23257720 CYNOSURE INC. CL A 2.93
40472 10/28/09 423112 CREDIT SUISSE SEC (AES) 10,000.00 11.364 100.00 113,538.07 -52,862.13
SALE 10/09/09 24237010 DEAN FOODS 4.90
46444 10/15/09 423068 STIFEL NICOLAUS 10,000.00 19.056 400.00 190,153.10 6,280.21
SALE 10/14/09 24237010 DEAN FOODS 9.87
46444 10/19/09 423082 DEUTSCHE BANK AG (DOMESTIC) 20,000.00 19.183 800.00 382,852.13 15,106.35
SALE 10/14/09 25179M10 DEVON ENERGY CORP. 35.86
39912 10/19/09 423082 DEUTSCHE BANK AG (DOMESTIC) 20,000.00 69.765 800.00 1,394,464.14 609,842.10
SALE 10/06/09 26875P10 EOG RESOURCES, INC. 42.90
43747 10/09/09 423054 DEUTSCHE BANK AG (DOMESTIC) 20,000.00 83.462 800.00 1,668,387.10 231,354.20
S T A T E O F N E W J E R S E Y 5162
D I V I S I O N O F I N V E S T M E N T
DETAIL REPORT OF SECURITIES TRANSACTIONS
DURING THE PERIOD 10/01/09 THROUGH 10/31/09
MULTI SECTOR COMMON A (5162) -Cont. PAGE: 114
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INVNT# DELIVERY DOCUMENT BROKER/SERVICER OF RECORD MATURITY PAR-OR-SHARES PRICE COMMISSION COST/PROCEEDS GAIN-OR-LOSS
------ -------- -------- --------------------------- -------- -------------- ------ ---------- -------------- --------------
SALE 10/07/09 29084610 EMCORE CORP. 3.29
40342 10/13/09 423060 UBS WARBURG LLC 100,000.00 1.280 3,000.00 124,976.71 -549,467.51
SALE 10/09/09 29084610 EMCORE CORP. 3.30
40342 10/15/09 423068 UBS WARBURG LLC 100,000.00 1.284 3,000.00 125,366.70 -549,077.52
SALE 10/07/09 29100P10 EMERGENCY MEDICAL SVCS CO 49.64
48013 10/13/09 423060 JP MORGAN 40,000.00 48.287 1,600.00 1,929,842.36 307,433.59
SALE 10/08/09 29100P10 EMERGENCY MEDICAL SVCS CO 25.05
48013 10/14/09 423064 KEYBANC CAPITAL MKTS INC 20,000.00 48.728 800.00 973,734.95 162,530.56
SALE 10/09/09 29100P10 EMERGENCY MEDICAL SVCS CO 25.70
48013 10/15/09 423068 KEYBANC CAPITAL MKTS INC 20,000.00 49.982 800.00 998,804.30 187,599.92
SALE 10/14/09 29100P10 EMERGENCY MEDICAL SVCS CO 25.28
48013 10/19/09 423082 DEUTSCHE BANK AG (DOMESTIC) 20,000.00 49.165 800.00 982,482.72 171,278.33
SALE 10/19/09 29100P10 EMERGENCY MEDICAL SVCS CO 37.92
48013 10/22/09 423095 DEUTSCHE BANK AG (DOMESTIC) 30,000.00 49.181 1,200.00 1,474,204.08 257,397.50
SALE 10/26/09 29100P10 EMERGENCY MEDICAL SVCS CO 12.84
48013 10/29/09 423117 OPPENHEIMER & CO., INC 10,000.00 49.928 400.00 498,871.16 93,268.97
SALE 10/09/09 29363910 ENTERCOM COMMUNICATIONS COR 7.66
39918 10/15/09 423068 LANGEN MCALENNEY 40,000.00 7.450 1,600.00 296,408.34 -244,191.69
SALE 10/15/09 29363910 ENTERCOM COMMUNICATIONS COR 4.47
39918 10/20/09 423086 RAYMOND JAMES & ASSOCIATES, 20,000.00 8.692 800.00 173,029.53 -97,270.49
SALE 10/16/09 29363910 ENTERCOM COMMUNICATIONS COR 4.58
39918 10/21/09 423090 DEUTSCHE BANK AG (DOMESTIC) 20,000.00 8.896 800.00 177,117.42 -93,182.60
SALE 10/06/09 29380T10 ENTERTAINMENT PROPERTIES TR 8.77
39916 10/09/09 423054 DEUTSCHE BANK AG (DOMESTIC) 10,000.00 34.110 400.00 340,692.23 83,968.39
SALE 10/09/09 29380T10 ENTERTAINMENT PROPERTIES TR 8.81
39916 10/15/09 423068 KEYBANC CAPITAL MKTS INC 10,000.00 34.270 400.00 342,286.19 85,562.35
S T A T E O F N E W J E R S E Y 5162
D I V I S I O N O F I N V E S T M E N T
DETAIL REPORT OF SECURITIES TRANSACTIONS
DURING THE PERIOD 10/01/09 THROUGH 10/31/09
MULTI SECTOR COMMON A (5162) -Cont. PAGE: 115
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INVNT# DELIVERY DOCUMENT BROKER/SERVICER OF RECORD MATURITY PAR-OR-SHARES PRICE COMMISSION COST/PROCEEDS GAIN-OR-LOSS
------ -------- -------- --------------------------- -------- -------------- ------ ---------- -------------- --------------
SALE 10/14/09 29380T10 ENTERTAINMENT PROPERTIES TR 8.79
39916 10/19/09 423082 DEUTSCHE BANK AG (DOMESTIC) 10,000.00 34.192 400.00 341,514.21 84,790.37
SALE 10/07/09 30161N10 EXELON CORP. 50.01
39920 10/13/09 423060 JP MORGAN 40,000.00 48.646 1,600.00 1,944,205.99 259,966.16
SALE 10/09/09 30161N10 EXELON CORP. 25.41
39920 10/15/09 423068 LANGEN MCALENNEY 20,000.00 49.417 800.00 987,510.59 145,390.67
SALE 10/12/09 30161N10 EXELON CORP. 25.58
39920 10/15/09 423072 OPPENHEIMER & CO., INC 20,000.00 49.748 800.00 994,130.42 152,010.50
SALE 10/14/09 30161N10 EXELON CORP. 25.29
39920 10/19/09 423082 DEUTSCHE BANK AG (DOMESTIC) 20,000.00 49.183 800.00 982,836.71 140,716.79
SALE 10/21/09 30161N10 EXELON CORP. 25.79
39920 10/26/09 423103 JP MORGAN 20,000.00 50.175 800.00 1,002,668.21 160,548.29
SALE 10/22/09 30161N10 EXELON CORP. 25.87
39920 10/27/09 423108 RAYMOND JAMES & ASSOCIATES, 20,000.00 50.317 800.00 1,005,506.13 163,386.21
SALE 10/23/09 30161N10 EXELON CORP. 25.66
39920 10/28/09 423112 OPPENHEIMER & CO., INC 20,000.00 49.919 800.00 997,562.34 155,442.43
SALE 10/26/09 30161N10 EXELON CORP. 50.59
39920 10/29/09 423117 OPPENHEIMER & CO., INC 40,000.00 49.208 1,600.00 1,966,665.41 282,425.58
SALE 10/09/09 30205120 EXIDE TECHNOLOGIES 1.96
44060 10/15/09 423068 JANNEY MONTGOMERY SCOTT 10,000.00 7.600 300.00 75,699.04 38,590.61
SALE 10/13/09 30231G10 EXXON MOBIL CORP. 179.76
39995 10/16/09 423078 CITIGROUP/CITIBANK DOMESTIC 100,000.00 69.944 4,000.00 6,990,190.24 2,516,326.90
SALE 10/22/09 30231G10 EXXON MOBIL CORP. 95.71
39995 10/27/09 423108 SOLEIL SECURITIES CORP. 50,000.00 74.478 2,000.00 3,721,804.29 1,484,872.62
SALE 10/27/09 30231G10 EXXON MOBIL CORP. 77.04
39995 10/30/09 423121 RAYMOND JAMES & ASSOCIATES, 40,000.00 74.933 1,600.00 2,995,630.96 1,206,085.62
S T A T E O F N E W J E R S E Y 5162
D I V I S I O N O F I N V E S T M E N T
DETAIL REPORT OF SECURITIES TRANSACTIONS
DURING THE PERIOD 10/01/09 THROUGH 10/31/09
MULTI SECTOR COMMON A (5162) -Cont. PAGE: 116
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INVNT# DELIVERY DOCUMENT BROKER/SERVICER OF RECORD MATURITY PAR-OR-SHARES PRICE COMMISSION COST/PROCEEDS GAIN-OR-LOSS
------ -------- -------- --------------------------- -------- -------------- ------ ---------- -------------- --------------
SALE 10/07/09 36467W10 GAMESTOP CORP. 114.81
44980 10/13/09 423060 CITIGROUP/CITIBANK DOMESTIC 170,000.00 26.278 6,800.00 4,460,362.19 350,672.35
SALE 10/08/09 36467W10 GAMESTOP CORP. 13.81
44980 10/14/09 423064 KEYBANC CAPITAL MKTS INC 20,000.00 26.855 800.00 536,286.19 52,793.27
SALE 10/09/09 36467W10 GAMESTOP CORP. 20.82
44980 10/15/09 423068 STIFEL NICOLAUS 30,000.00 26.995 1,200.00 808,635.18 83,395.80
SALE 10/16/09 36467W10 GAMESTOP CORP. 70.96
44980 10/21/09 423090 JP MORGAN 100,000.00 27.608 4,000.00 2,756,689.04 339,224.42
SALE 10/20/09 36467W10 GAMESTOP CORP. 13.60
44980 10/23/09 423099 CRAIG-HALLUM CAPITAL GRP LL 20,000.00 26.468 800.00 528,550.40 45,057.48
SALE 10/09/09 36955010 GENERAL DYNAMICS CORP. 84.41
39922 10/15/09 423068 STIFEL NICOLAUS 50,000.00 65.682 2,000.00 3,282,015.59 937,778.95
SALE 9/29/09 36960410 GENERAL ELECTRIC CO. 21.52
39923 10/02/09 423031 MERIDIAN EQUITY PARTNERS 50,000.00 16.745 500.00 836,738.48 -144,834.67
SALE 9/29/09 36960410 GENERAL ELECTRIC CO. 21.55
39923 10/02/09 423031 PRINCETON SECURITIES GROUP 50,000.00 16.766 500.00 837,778.45 -143,794.70
SALE 9/30/09 36960410 GENERAL ELECTRIC CO. 42.74
39923 10/05/09 423035 GRISWOLD COMPANY 100,000.00 16.628 1,000.00 1,661,767.26 -301,379.04
SALE 10/14/09 36960410 GENERAL ELECTRIC CO. 85.93
39923 10/19/09 423082 PACIFIC CREST SECURITIES 200,000.00 16.717 8,000.00 3,335,214.07 -419,163.13
SALE 10/15/09 36960410 GENERAL ELECTRIC CO. 42.77
39923 10/20/09 423086 JP MORGAN 100,000.00 16.639 4,000.00 1,659,897.23 -217,291.37
SALE 10/15/09 38259P50 GOOGLE INC. 27.23
39926 10/20/09 423086 CREDIT SUISSE SEC (AES) 2,000.00 529.64 20.00 1,059,236.77 202,925.12
SALE 10/16/09 38259P50 GOOGLE INC. 28.08
39926 10/21/09 423090 JANNEY MONTGOMERY SCOTT 2,000.00 546.22 60.00 1,092,351.92 236,040.27
S T A T E O F N E W J E R S E Y 5162
D I V I S I O N O F I N V E S T M E N T
DETAIL REPORT OF SECURITIES TRANSACTIONS
DURING THE PERIOD 10/01/09 THROUGH 10/31/09
MULTI SECTOR COMMON A (5162) -Cont. PAGE: 117
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INVNT# DELIVERY DOCUMENT BROKER/SERVICER OF RECORD MATURITY PAR-OR-SHARES PRICE COMMISSION COST/PROCEEDS GAIN-OR-LOSS
------ -------- -------- --------------------------- -------- -------------- ------ ---------- -------------- --------------
SALE 10/16/09 41805610 HASBRO INC 15.19
47399 10/21/09 423090 DEUTSCHE BANK AG (DOMESTIC) 20,000.00 29.545 800.00 590,080.81 95,739.48
SALE 10/19/09 41805610 HASBRO INC 36.70
47399 10/22/09 423095 DEUTSCHE BANK AG (DOMESTIC) 50,000.00 28.554 2,000.00 1,425,658.30 189,804.97
SALE 10/20/09 41805610 HASBRO INC 36.17
47399 10/23/09 423099 DEUTSCHE BANK AG (DOMESTIC) 50,000.00 28.142 2,000.00 1,405,053.83 169,200.50
SALE 10/21/09 41805610 HASBRO INC 36.45
47399 10/26/09 423103 JP MORGAN 50,000.00 28.360 2,000.00 1,415,973.55 180,120.21
SALE 10/22/09 41805610 HASBRO INC 17.94
47399 10/27/09 423108 MIDWOOD SECURITIES, INC. 25,000.00 27.910 1,250.00 696,469.56 78,542.89
SALE 10/22/09 41805610 HASBRO INC 17.98
47399 10/27/09 423108 SANFORD BERNSTEIN & CO. 25,000.00 27.969 1,000.00 698,204.52 80,277.85
SALE 10/23/09 41805610 HASBRO INC 36.14
47399 10/28/09 423112 OPPENHEIMER & CO., INC 50,000.00 28.121 2,000.00 1,404,013.86 168,160.53
SALE 10/26/09 41805610 HASBRO INC 21.90
47399 10/29/09 423117 OPPENHEIMER & CO., INC 30,000.00 28.403 1,200.00 850,877.10 109,365.10
SALE 10/09/09 43575830 HOLLY CORP. 20.64
39928 10/15/09 423068 STIFEL NICOLAUS 30,000.00 26.763 1,200.00 801,660.36 -319,555.43
SALE 10/26/09 43575830 HOLLY CORP. 42.13
39928 10/29/09 423117 SOLEIL SECURITIES CORP. 50,000.00 32.782 2,000.00 1,637,052.87 -231,640.12
SALE 10/09/09 44701110 HUNTSMAN CORP. 23.93
41547 10/15/09 423068 KEYBANC CAPITAL MKTS INC 100,000.00 9.310 4,000.00 926,996.07 40,574.67
SALE 10/15/09 45091110 ITT CORP. 28.00
39934 10/20/09 423086 RAYMOND JAMES & ASSOCIATES, 20,000.00 54.469 800.00 1,088,544.00 216,191.90
SALE 10/07/09 46204410 ION GEOPHYSICAL CORP 8.98
47696 10/13/09 423060 CITIGROUP/CITIBANK DOMESTIC 100,000.00 3.490 4,000.00 345,031.02 113,236.40
S T A T E O F N E W J E R S E Y 5162
D I V I S I O N O F I N V E S T M E N T
DETAIL REPORT OF SECURITIES TRANSACTIONS
DURING THE PERIOD 10/01/09 THROUGH 10/31/09
MULTI SECTOR COMMON A (5162) -Cont. PAGE: 118
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INVNT# DELIVERY DOCUMENT BROKER/SERVICER OF RECORD MATURITY PAR-OR-SHARES PRICE COMMISSION COST/PROCEEDS GAIN-OR-LOSS
------ -------- -------- --------------------------- -------- -------------- ------ ---------- -------------- --------------
SALE 10/08/09 46204410 ION GEOPHYSICAL CORP 9.36
47696 10/14/09 423064 LEERINK SWANN LLC 100,000.00 3.639 4,000.00 359,890.64 128,096.03
SALE 10/09/09 46204410 ION GEOPHYSICAL CORP 9.41
47696 10/15/09 423068 STIFEL NICOLAUS 100,000.00 3.659 4,000.00 361,910.59 130,115.97
SALE 10/13/09 46204410 ION GEOPHYSICAL CORP 4.78
47696 10/16/09 423078 DEUTSCHE BANK AG (DOMESTIC) 50,000.00 3.716 2,000.00 183,780.22 67,882.91
SALE 10/26/09 46204410 ION GEOPHYSICAL CORP 12.61
47696 10/29/09 423117 CAPIS/SOFT 100,000.00 4.906 5,000.00 485,557.39 253,762.78
SALE 10/27/09 46204410 ION GEOPHYSICAL CORP 10.96
47696 10/30/09 423121 LEERINK SWANN LLC 100,000.00 4.262 4,000.00 422,139.04 190,344.42
SALE 10/01/09 47012E10 JAKKS PACIFIC, INC. 7.16
41682 10/06/09 423041 JANNEY MONTGOMERY SCOTT 20,000.00 13.911 600.00 277,616.84 -150,843.34
SALE 10/02/09 47012E10 JAKKS PACIFIC, INC. 7.09
41682 10/07/09 423046 CREDIT SUISSE SEC (AES) 20,000.00 13.780 200.00 275,400.91 -153,059.27
SALE 10/07/09 47012E10 JAKKS PACIFIC, INC. 7.43
41682 10/13/09 423060 JANNEY MONTGOMERY SCOTT 20,000.00 14.451 600.00 288,416.57 -140,043.61
SALE 10/09/09 47012E10 JAKKS PACIFIC, INC. 7.46
41682 10/15/09 423068 JANNEY MONTGOMERY SCOTT 20,000.00 14.513 600.00 289,656.54 -138,803.64
SALE 9/30/09 47110910 JARDEN CORP 14.15
48339 10/05/09 423035 MAGNA SECURITIES CORP 20,000.00 27.523 200.00 550,241.85 66,594.85
SALE 10/07/09 47110910 JARDEN CORP 20.42
48339 10/13/09 423060 JP MORGAN 30,000.00 26.482 1,200.00 793,245.58 67,775.08
SALE 10/15/09 47836610 JOHNSON CONTROLS INC 34.74
48030 10/20/09 423086 RAYMOND JAMES & ASSOCIATES, 50,000.00 27.032 2,000.00 1,349,540.26 75,092.12
SALE 10/16/09 47836610 JOHNSON CONTROLS INC 34.34
48030 10/21/09 423090 DEUTSCHE BANK AG (DOMESTIC) 50,000.00 26.724 2,000.00 1,334,150.66 59,702.52
S T A T E O F N E W J E R S E Y 5162
D I V I S I O N O F I N V E S T M E N T
DETAIL REPORT OF SECURITIES TRANSACTIONS
DURING THE PERIOD 10/01/09 THROUGH 10/31/09
MULTI SECTOR COMMON A (5162) -Cont. PAGE: 119
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------ -------- -------- --------------------------- -------- -------------- ------ ---------- -------------- --------------
SALE 10/13/09 48517030 KANSAS CITY SOUTHERN 14.15
39942 10/16/09 423078 DEUTSCHE BANK AG (DOMESTIC) 20,000.00 27.519 800.00 549,567.85 17,420.24
SALE 10/15/09 48517030 KANSAS CITY SOUTHERN 22.08
39942 10/20/09 423086 RAYMOND JAMES & ASSOCIATES, 30,000.00 28.630 1,200.00 857,689.92 59,468.50
SALE 10/23/09 48517030 KANSAS CITY SOUTHERN 27.46
39942 10/28/09 423112 OPPENHEIMER & CO., INC 40,000.00 26.705 1,600.00 1,066,564.54 2,269.31
SALE 10/26/09 50207910 LMI AEROSPACE INC. 5.80
40010 10/29/09 423117 CREDIT SUISSE SEC (AES) 20,000.00 11.274 200.00 225,272.20 -115,865.30
SALE 10/07/09 50242410 L-3 COMMUNICATIONS HOLDINGS 40.10
39945 10/13/09 423060 JP MORGAN 20,000.00 78.009 800.00 1,559,339.90 -300,249.78
SALE 10/21/09 53983010 LOCKHEED MARTIN 35.99
47134 10/26/09 423103 JP MORGAN 20,000.00 70.018 800.00 1,399,526.01 -296,717.99
SALE 10/22/09 53983010 LOCKHEED MARTIN 36.20
47134 10/27/09 423108 SANFORD BERNSTEIN & CO. 20,000.00 70.423 800.00 1,407,615.80 -288,628.20
SALE 10/07/09 54142L10 LOGMEIN INC 4.73
47584 10/13/09 423060 JANNEY MONTGOMERY SCOTT 10,000.00 18.398 300.00 183,677.27 -2,498.67
SALE 10/09/09 54142L10 LOGMEIN INC 5.15
47584 10/15/09 423068 JANNEY MONTGOMERY SCOTT 10,000.00 20.032 300.00 200,018.85 13,842.91
SALE 10/14/09 54142L10 LOGMEIN INC 5.09
47584 10/19/09 423082 UBS WARBURG LLC 10,000.00 19.795 300.00 197,644.91 11,468.97
SALE 10/26/09 54142L10 LOGMEIN INC 5.93
47584 10/29/09 423117 CREDIT SUISSE SEC (AES) 10,000.00 23.065 100.00 230,547.07 44,371.13
SALE 9/29/09 55608B10 MACQUARIE INFRASTRUCTURE CO 24.15
41252 10/02/09 423031 SANDGRAIN SECURITIES 100,000.00 9.394 1,000.00 938,395.85 -1,372,470.47
SALE 10/09/09 55616P10 MACY'S, INC. 49.25
39949 10/15/09 423068 LANGEN MCALENNEY 100,000.00 19.163 4,000.00 1,912,220.75 11,126.28
S T A T E O F N E W J E R S E Y 5162
D I V I S I O N O F I N V E S T M E N T
DETAIL REPORT OF SECURITIES TRANSACTIONS
DURING THE PERIOD 10/01/09 THROUGH 10/31/09
MULTI SECTOR COMMON A (5162) -Cont. PAGE: 120
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INVNT# DELIVERY DOCUMENT BROKER/SERVICER OF RECORD MATURITY PAR-OR-SHARES PRICE COMMISSION COST/PROCEEDS GAIN-OR-LOSS
------ -------- -------- --------------------------- -------- -------------- ------ ---------- -------------- --------------
SALE 9/29/09 58013510 MCDONALD'S CORP. 44.17
42619 10/02/09 423031 PRINCETON SECURITIES GROUP 30,000.00 57.288 300.00 1,718,295.83 -73,196.89
SALE 9/30/09 58013510 MCDONALD'S CORP. 58.27
42619 10/05/09 423035 MAGNA SECURITIES CORP 40,000.00 56.677 400.00 2,266,605.73 -122,051.22
SALE 10/01/09 58013510 MCDONALD'S CORP. 29.20
42619 10/06/09 423041 LANGEN MCALENNEY 20,000.00 56.801 800.00 1,135,184.80 -59,143.68
SALE 10/05/09 58013510 MCDONALD'S CORP. 29.20
42619 10/08/09 423050 SOLEIL SECURITIES CORP. 20,000.00 56.806 800.00 1,135,296.80 -59,031.68
SALE 10/07/09 58013510 MCDONALD'S CORP. 58.59
42619 10/13/09 423060 JP MORGAN 40,000.00 56.987 1,600.00 2,277,801.41 -110,855.54
SALE 10/08/09 58013510 MCDONALD'S CORP. 29.49
42619 10/14/09 423064 KEYBANC CAPITAL MKTS INC 20,000.00 57.364 800.00 1,146,450.51 -47,877.97
SALE 10/09/09 58013510 MCDONALD'S CORP. 29.11
42619 10/15/09 423068 KAUFMAN BROS L.P. 20,000.00 56.632 800.00 1,131,804.89 -62,523.59
SALE 10/21/09 58013510 MCDONALD'S CORP. 135.87
42619 10/26/09 423103 JP MORGAN 90,000.00 58.742 3,600.00 5,283,008.13 -91,470.02
SALE 10/22/09 58013510 MCDONALD'S CORP. 154.99
42619 10/27/09 423108 SANFORD BERNSTEIN & CO. 100,000.00 60.305 4,000.00 6,026,355.01 54,712.62
SALE 10/02/09 58155Q10 MCKESSON CORP. 29.68
44746 10/07/09 423046 CL KING (RESEARCH) 20,000.00 57.726 800.00 1,153,684.32 310,605.22
SALE 10/07/09 58469030 MEDICIS PHARM-CL A 10.78
46431 10/13/09 423060 JP MORGAN 20,000.00 20.972 800.00 418,619.22 106,615.09
SALE 10/15/09 58469030 MEDICIS PHARM-CL A 11.66
46431 10/20/09 423086 RAYMOND JAMES & ASSOCIATES, 20,000.00 22.682 800.00 452,834.34 140,830.21
SALE 10/16/09 58469030 MEDICIS PHARM-CL A 11.91
46431 10/21/09 423090 DEUTSCHE BANK AG (DOMESTIC) 20,000.00 23.157 800.00 462,332.09 150,327.96
S T A T E O F N E W J E R S E Y 5162
D I V I S I O N O F I N V E S T M E N T
DETAIL REPORT OF SECURITIES TRANSACTIONS
DURING THE PERIOD 10/01/09 THROUGH 10/31/09
MULTI SECTOR COMMON A (5162) -Cont. PAGE: 121
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INVNT# DELIVERY DOCUMENT BROKER/SERVICER OF RECORD MATURITY PAR-OR-SHARES PRICE COMMISSION COST/PROCEEDS GAIN-OR-LOSS
------ -------- -------- --------------------------- -------- -------------- ------ ---------- -------------- --------------
SALE 10/23/09 58469030 MEDICIS PHARM-CL A 11.67
46431 10/28/09 423112 OPPENHEIMER & CO., INC 20,000.00 22.704 800.00 453,270.33 141,266.20
SALE 10/26/09 58469030 MEDICIS PHARM-CL A 17.10
46431 10/29/09 423117 OPPENHEIMER & CO., INC 30,000.00 22.178 1,200.00 664,107.90 196,101.70
SALE 10/01/09 59491810 MICROSOFT CORP. 193.55
39954 10/06/09 423041 UBS WARBURG LLC 300,000.00 25.103 9,000.00 7,521,796.45 5,328,669.47
SALE 10/02/09 59491810 MICROSOFT CORP. 160.76
39954 10/07/09 423046 UBS WARBURG LLC 250,000.00 25.020 7,500.00 6,247,364.24 4,419,758.43
SALE 10/05/09 59491810 MICROSOFT CORP. 222.72
39954 10/08/09 423050 JANNEY MONTGOMERY SCOTT 350,000.00 24.759 10,500.00 8,655,067.28 6,096,419.14
SALE 10/06/09 59491810 MICROSOFT CORP. 63.73
39954 10/09/09 423054 JANNEY MONTGOMERY SCOTT 100,000.00 24.797 3,000.00 2,476,636.27 1,745,593.94
SALE 10/09/09 59491810 MICROSOFT CORP. 131.90
39954 10/15/09 423068 UBS WARBURG LLC 200,000.00 25.660 6,000.00 5,125,948.10 3,663,863.45
SALE 10/13/09 59491810 MICROSOFT CORP. 66.43
39954 10/16/09 423078 UBS WARBURG LLC 100,000.00 25.847 3,000.00 2,581,633.57 1,850,591.24
SALE 10/15/09 59491810 MICROSOFT CORP. 68.28
39954 10/20/09 423086 BARCLAYS CAPITAL (DOMESTIC) 100,000.00 26.568 3,000.00 2,653,681.72 1,922,639.39
SALE 10/15/09 59491810 MICROSOFT CORP. 134.14
39954 10/20/09 423086 UBS WARBURG LLC 200,000.00 26.096 6,000.00 5,213,025.86 3,750,941.21
SALE 10/16/09 59491810 MICROSOFT CORP. 68.24
39954 10/21/09 423090 BARCLAYS CAPITAL (DOMESTIC) 100,000.00 26.551 3,000.00 2,652,041.76 1,920,999.43
SALE 10/16/09 59491810 MICROSOFT CORP. 68.06
39954 10/21/09 423090 JANNEY MONTGOMERY SCOTT 100,000.00 26.480 3,000.00 2,644,931.94 1,913,889.61
SALE 10/20/09 59491810 MICROSOFT CORP. 134.51
39954 10/23/09 423099 UBS WARBURG LLC 200,000.00 26.168 6,000.00 5,227,405.49 3,765,320.84
S T A T E O F N E W J E R S E Y 5162
D I V I S I O N O F I N V E S T M E N T
DETAIL REPORT OF SECURITIES TRANSACTIONS
DURING THE PERIOD 10/01/09 THROUGH 10/31/09
MULTI SECTOR COMMON A (5162) -Cont. PAGE: 122
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INVNT# DELIVERY DOCUMENT BROKER/SERVICER OF RECORD MATURITY PAR-OR-SHARES PRICE COMMISSION COST/PROCEEDS GAIN-OR-LOSS
------ -------- -------- --------------------------- -------- -------------- ------ ---------- -------------- --------------
SALE 10/21/09 59491810 MICROSOFT CORP. 68.63
39954 10/26/09 423103 MORGAN STANLEY 100,000.00 26.701 3,000.00 2,667,071.37 1,936,029.04
SALE 10/23/09 59491810 MICROSOFT CORP. 73.90
39954 10/28/09 423112 GOLDMAN SACHS & COMPANY 100,000.00 28.754 3,000.00 2,872,336.10 2,141,293.77
SALE 10/13/09 59511210 MICRON TECHNOLOGY INC 44.88
48422 10/16/09 423078 JP MORGAN 200,000.00 8.730 8,000.00 1,737,955.12 167,147.12
SALE 10/07/09 60786L10 MODUSLINK GLOBAL SOLUTIONS 3.91
43194 10/13/09 423060 JANNEY MONTGOMERY SCOTT 20,000.00 7.606 600.00 151,508.09 -314,881.87
SALE 10/23/09 60871R20 MOLSON COORS BREWING CO. 25.87
41268 10/28/09 423112 DEUTSCHE BANK AG (DOMESTIC) 20,000.00 50.329 800.00 1,005,748.13 -60,591.70
SALE 10/02/09 62937750 NRG ENERGY INC. 32.96
43551 10/07/09 423046 RAYMOND JAMES & ASSOCIATES, 50,000.00 25.646 2,000.00 1,280,282.04 216,307.45
SALE 10/07/09 62937750 NRG ENERGY INC. 34.72
43551 10/13/09 423060 JP MORGAN 50,000.00 27.016 2,000.00 1,348,745.28 284,770.70
SALE 10/09/09 62937750 NRG ENERGY INC. 35.39
43551 10/15/09 423068 KEEFE BRUYETTE & WOODS INC. 50,000.00 27.540 2,000.00 1,374,954.61 310,980.02
SALE 10/23/09 62937750 NRG ENERGY INC. 34.60
43551 10/28/09 423112 OPPENHEIMER & CO., INC 50,000.00 26.919 2,000.00 1,343,905.40 279,930.82
SALE 10/26/09 62937750 NRG ENERGY INC. 34.73
43551 10/29/09 423117 SOLEIL SECURITIES CORP. 50,000.00 27.024 2,000.00 1,349,140.27 285,165.68
SALE 10/23/09 62944T10 NVR INC 23.07
48032 10/28/09 423112 OPPENHEIMER & CO., INC 1,238.00 724.93 49.52 897,393.97 105,211.69
SALE 10/27/09 62944T10 NVR INC 36.10
48032 10/30/09 423121 OPPENHEIMER & CO., INC 2,000.00 702.17 80.00 1,404,232.50 124,454.99
SALE 10/23/09 65011110 NEW YORK TIMES 13.93
48780 10/28/09 423112 OPPENHEIMER & CO., INC 50,000.00 10.836 2,000.00 539,761.07 123,221.78
S T A T E O F N E W J E R S E Y 5162
D I V I S I O N O F I N V E S T M E N T
DETAIL REPORT OF SECURITIES TRANSACTIONS
DURING THE PERIOD 10/01/09 THROUGH 10/31/09
MULTI SECTOR COMMON A (5162) -Cont. PAGE: 123
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INVNT# DELIVERY DOCUMENT BROKER/SERVICER OF RECORD MATURITY PAR-OR-SHARES PRICE COMMISSION COST/PROCEEDS GAIN-OR-LOSS
------ -------- -------- --------------------------- -------- -------------- ------ ---------- -------------- --------------
SALE 10/27/09 65011110 NEW YORK TIMES 12.73
48780 10/30/09 423121 LEERINK SWANN LLC 50,000.00 9.902 2,000.00 493,097.27 76,557.98
SALE 10/06/09 65163910 NEWMONT MINING CORP. 23.63
42997 10/09/09 423054 DEUTSCHE BANK AG (DOMESTIC) 20,000.00 45.970 800.00 918,574.37 127,945.55
SALE 10/23/09 65584410 NORFOLK SOUTHERN CORP 24.17
46257 10/28/09 423112 OPPENHEIMER & CO., INC 20,000.00 47.022 800.00 939,621.83 217,635.83
SALE 10/27/09 65584410 NORFOLK SOUTHERN CORP 59.43
46257 10/30/09 423121 RAYMOND JAMES & ASSOCIATES, 50,000.00 46.244 2,000.00 2,310,145.57 505,180.57
SALE 10/07/09 66987M60 NOVATEL WIRELESS INC 8.94
47267 10/13/09 423060 JANNEY MONTGOMERY SCOTT 30,000.00 11.586 900.00 346,671.06 66,637.94
SALE 10/09/09 66987M60 NOVATEL WIRELESS INC 5.79
47267 10/15/09 423068 JANNEY MONTGOMERY SCOTT 20,000.00 11.257 600.00 224,534.21 37,845.46
SALE 10/09/09 67018T10 NU SKIN ENTERPRISES INC. 10.94
39958 10/15/09 423068 DEUTSCHE BANK AG (DOMESTIC) 20,000.00 21.266 800.00 424,513.06 117,425.69
SALE 10/20/09 67018T10 NU SKIN ENTERPRISES INC. 12.24
39958 10/23/09 423099 DEUTSCHE BANK AG (DOMESTIC) 20,000.00 23.809 800.00 475,363.76 168,276.39
SALE 10/21/09 67018T10 NU SKIN ENTERPRISES INC. 12.27
39958 10/26/09 423103 JP MORGAN 20,000.00 23.871 800.00 476,601.73 169,514.36
SALE 10/22/09 67018T10 NU SKIN ENTERPRISES INC. 12.16
39958 10/27/09 423108 RAYMOND JAMES & ASSOCIATES, 20,000.00 23.654 800.00 472,263.84 165,176.47
SALE 10/23/09 67018T10 NU SKIN ENTERPRISES INC. 12.25
39958 10/28/09 423112 OPPENHEIMER & CO., INC 20,000.00 23.831 800.00 475,799.75 168,712.38
SALE 10/07/09 69331C10 P G & E CORP 62.28
41416 10/13/09 423060 JP MORGAN 60,000.00 40.388 2,400.00 2,420,805.72 87,843.05
SALE 10/09/09 69331C10 P G & E CORP 106.02
41416 10/15/09 423068 KAUFMAN BROS L.P. 100,000.00 41.252 4,000.00 4,121,073.98 232,802.87
S T A T E O F N E W J E R S E Y 5162
D I V I S I O N O F I N V E S T M E N T
DETAIL REPORT OF SECURITIES TRANSACTIONS
DURING THE PERIOD 10/01/09 THROUGH 10/31/09
MULTI SECTOR COMMON A (5162) -Cont. PAGE: 124
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INVNT# DELIVERY DOCUMENT BROKER/SERVICER OF RECORD MATURITY PAR-OR-SHARES PRICE COMMISSION COST/PROCEEDS GAIN-OR-LOSS
------ -------- -------- --------------------------- -------- -------------- ------ ---------- -------------- --------------
SALE 10/14/09 70454910 PEABODY ENERGY CORP. 42.65
39898 10/19/09 423082 RAYMOND JAMES & ASSOCIATES, 40,000.00 41.486 1,600.00 1,657,785.35 395,617.69
SALE 10/20/09 70454910 PEABODY ENERGY CORP. 46.28
39898 10/23/09 423099 BLAIR, WILLIAM & COMPANY 40,000.00 45.015 1,600.00 1,798,961.72 536,794.06
SALE 10/22/09 70454910 PEABODY ENERGY CORP. 22.54
39898 10/27/09 423108 RAYMOND JAMES & ASSOCIATES, 20,000.00 43.838 800.00 875,945.46 244,861.63
SALE 10/23/09 70454910 PEABODY ENERGY CORP. 22.78
39898 10/28/09 423112 OPPENHEIMER & CO., INC 20,000.00 44.317 800.00 885,509.22 254,425.39
SALE 10/23/09 72925110 PLUM CREEK TIMBER CO INC 16.97
46289 10/28/09 423112 OPPENHEIMER & CO., INC 20,000.00 32.996 800.00 659,111.03 20,325.82
SALE 10/23/09 74346Y10 PROS HOLDINGS INC. 4.84
39967 10/28/09 423112 OPPENHEIMER & CO., INC 20,000.00 9.408 800.00 187,347.16 -112,114.55
SALE 10/26/09 74346Y10 PROS HOLDINGS INC. 4.87
39967 10/29/09 423117 OPPENHEIMER & CO., INC 20,000.00 9.460 800.00 188,397.13 -111,064.58
SALE 9/29/09 75893210 REGIS CORP 8.31
47649 10/02/09 423031 WILLIAMS CAPITAL GROUP 20,000.00 16.154 200.00 322,863.69 73,411.76
SALE 9/30/09 75893210 REGIS CORP 7.97
47649 10/05/09 423035 MAGNA SECURITIES CORP 20,000.00 15.494 200.00 309,662.03 60,210.10
SALE 9/30/09 75893210 REGIS CORP 8.06
47649 10/05/09 423035 MAGNA SECURITIES CORP 20,000.00 15.665 200.00 313,097.94 63,646.01
-------------- ====== ---------- -------------- --------------
2 INTRA-DAY TRANSACTIONS SUBTOTAL: 40,000.00 15.579 16.03 622,759.97 123,856.11
400.00
SALE 10/07/09 75893210 REGIS CORP 8.15
47649 10/13/09 423060 JP MORGAN 20,000.00 15.840 800.00 315,995.85 66,543.92
S T A T E O F N E W J E R S E Y 5162
D I V I S I O N O F I N V E S T M E N T
DETAIL REPORT OF SECURITIES TRANSACTIONS
DURING THE PERIOD 10/01/09 THROUGH 10/31/09
MULTI SECTOR COMMON A (5162) -Cont. PAGE: 125
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INVNT# DELIVERY DOCUMENT BROKER/SERVICER OF RECORD MATURITY PAR-OR-SHARES PRICE COMMISSION COST/PROCEEDS GAIN-OR-LOSS
------ -------- -------- --------------------------- -------- -------------- ------ ---------- -------------- --------------
SALE 10/08/09 75893210 REGIS CORP 8.22
47649 10/14/09 423064 KEYBANC CAPITAL MKTS INC 20,000.00 15.974 800.00 318,675.78 69,223.85
SALE 10/09/09 75893210 REGIS CORP 8.08
47649 10/15/09 423068 DEUTSCHE BANK AG (DOMESTIC) 20,000.00 15.718 800.00 313,547.92 64,095.99
SALE 10/23/09 75893210 REGIS CORP 8.53
47649 10/28/09 423112 OPPENHEIMER & CO., INC 20,000.00 16.578 800.00 330,749.47 81,297.54
SALE 10/27/09 75893210 REGIS CORP 8.44
47649 10/30/09 423121 RAYMOND JAMES & ASSOCIATES, 20,000.00 16.403 800.00 327,241.56 77,789.63
SALE 9/29/09 7591EP10 REGIONS FINANCIAL CORP 8.46
46982 10/02/09 423031 GRISWOLD COMPANY 50,000.00 6.581 500.00 328,541.54 126,917.58
SALE 9/29/09 7591EP10 REGIONS FINANCIAL CORP 8.47
46982 10/02/09 423031 MERIDIAN EQUITY PARTNERS 50,000.00 6.591 500.00 329,056.53 127,432.57
SALE 10/16/09 7591EP10 REGIONS FINANCIAL CORP 15.27
46982 10/21/09 423090 GOLDMAN SACHS & COMPANY 100,000.00 5.941 4,000.00 590,064.73 186,816.81
SALE 10/26/09 7591EP10 REGIONS FINANCIAL CORP 13.31
46982 10/29/09 423117 SANFORD BERNSTEIN & CO. 100,000.00 5.179 4,000.00 513,846.69 110,598.77
SALE 9/30/09 76171310 REYNOLDS AMERICAN INC. 114.11
39969 10/05/09 423035 PRINCETON SECURITIES GROUP 100,000.00 44.400 1,000.00 4,438,915.89 908,721.97
SALE 10/13/09 76171310 REYNOLDS AMERICAN INC. 120.89
39969 10/16/09 423078 CITIGROUP/CITIBANK DOMESTIC 100,000.00 47.038 4,000.00 4,699,639.11 1,169,445.19
SALE 10/21/09 76171310 REYNOLDS AMERICAN INC. 63.48
39969 10/26/09 423103 OPPENHEIMER & CO., INC 50,000.00 49.397 1,500.00 2,468,261.52 703,164.56
SALE 10/22/09 76171310 REYNOLDS AMERICAN INC. 62.89
39969 10/27/09 423108 SOLEIL SECURITIES CORP. 50,000.00 48.939 2,000.00 2,444,907.11 679,810.15
SALE 10/23/09 76171310 REYNOLDS AMERICAN INC. 62.42
39969 10/28/09 423112 DEUTSCHE BANK AG (DOMESTIC) 50,000.00 48.572 2,000.00 2,426,517.58 661,420.62
S T A T E O F N E W J E R S E Y 5162
D I V I S I O N O F I N V E S T M E N T
DETAIL REPORT OF SECURITIES TRANSACTIONS
DURING THE PERIOD 10/01/09 THROUGH 10/31/09
MULTI SECTOR COMMON A (5162) -Cont. PAGE: 126
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INVNT# DELIVERY DOCUMENT BROKER/SERVICER OF RECORD MATURITY PAR-OR-SHARES PRICE COMMISSION COST/PROCEEDS GAIN-OR-LOSS
------ -------- -------- --------------------------- -------- -------------- ------ ---------- -------------- --------------
SALE 10/26/09 76171310 REYNOLDS AMERICAN INC. 61.69
39969 10/29/09 423117 SOLEIL SECURITIES CORP. 50,000.00 48.001 2,000.00 2,398,003.31 632,906.35
SALE 10/09/09 80311110 SARA LEE CORP. 56.74
40530 10/15/09 423068 LAZARD CAPITAL MARKETS 200,000.00 11.038 8,000.00 2,199,463.26 -384,048.89
SALE 10/22/09 80311110 SARA LEE CORP. 59.93
40530 10/27/09 423108 COWEN AND CO., LLC 200,000.00 11.658 8,000.00 2,323,480.07 -260,032.08
SALE 10/22/09 80311110 SARA LEE CORP. 30.03
40530 10/27/09 423108 JP MORGAN 100,000.00 11.682 4,000.00 1,164,169.97 -127,586.10
SALE 10/22/09 80311110 SARA LEE CORP. 90.37
40530 10/27/09 423108 RBC CAPITAL (DOMESTIC) 300,000.00 11.720 12,000.00 3,503,909.63 -371,358.59
SALE 10/01/09 80660510 SCHERING-PLOUGH CORP. 72.11
39975 10/06/09 423041 LANGEN MCALENNEY 100,000.00 28.057 4,000.00 2,801,587.89 415,660.40
SALE 10/02/09 80660510 SCHERING-PLOUGH CORP. 360.35
39975 10/07/09 423046 PACIFIC CREST SECURITIES 500,000.00 28.043 20,000.00 14,000,889.65 2,071,252.20
SALE 10/05/09 80660510 SCHERING-PLOUGH CORP. 93.58
39975 10/08/09 423050 SOLEIL SECURITIES CORP. 130,000.00 28.009 5,200.00 3,635,902.42 534,196.68
SALE 10/06/09 80660510 SCHERING-PLOUGH CORP. 73.30
39975 10/09/09 423054 COWEN AND CO., LLC 100,000.00 28.519 4,000.00 2,847,846.70 461,919.21
SALE 10/06/09 80660510 SCHERING-PLOUGH CORP. 123.65
39975 10/09/09 423054 JP MORGAN 170,000.00 28.301 6,800.00 4,804,280.35 748,203.62
SALE 10/07/09 80660510 SCHERING-PLOUGH CORP. 219.51
39975 10/13/09 423060 COWEN AND CO., LLC 300,000.00 28.470 12,000.00 8,528,870.49 1,371,088.02
SALE 10/08/09 80660510 SCHERING-PLOUGH CORP. 147.31
39975 10/14/09 423064 GOLDMAN SACHS & COMPANY 200,000.00 28.659 8,000.00 5,723,552.69 951,697.71
SALE 10/09/09 80660510 SCHERING-PLOUGH CORP. 368.56
39975 10/15/09 423068 MORGAN KEEGAN 500,000.00 28.681 20,000.00 14,320,231.44 2,390,593.99
S T A T E O F N E W J E R S E Y 5162
D I V I S I O N O F I N V E S T M E N T
DETAIL REPORT OF SECURITIES TRANSACTIONS
DURING THE PERIOD 10/01/09 THROUGH 10/31/09
MULTI SECTOR COMMON A (5162) -Cont. PAGE: 127
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INVNT# DELIVERY DOCUMENT BROKER/SERVICER OF RECORD MATURITY PAR-OR-SHARES PRICE COMMISSION COST/PROCEEDS GAIN-OR-LOSS
------ -------- -------- --------------------------- -------- -------------- ------ ---------- -------------- --------------
SALE 10/12/09 80660510 SCHERING-PLOUGH CORP. 99.91
39975 10/15/09 423072 BOENNING & SCATTERGOOD 135,000.00 28.796 5,400.00 3,882,000.59 660,998.48
SALE 10/12/09 80660510 SCHERING-PLOUGH CORP. 366.75
39975 10/15/09 423072 JP MORGAN 495,000.00 28.829 19,800.00 14,250,138.75 2,439,797.67
SALE 10/13/09 80660510 SCHERING-PLOUGH CORP. 110.11
39975 10/16/09 423078 FRIEDMAN BILLINGS RAMSEY 150,000.00 28.562 6,000.00 4,278,114.89 699,223.66
SALE 10/14/09 80660510 SCHERING-PLOUGH CORP. 237.32
39975 10/19/09 423082 GOLDMAN SACHS & COMPANY 320,000.00 28.857 12,800.00 9,221,138.68 1,586,170.71
SALE 10/09/09 81725T10 SENSIENT TECHNOLOGIES CORP. 21.37
43475 10/15/09 423068 DEUTSCHE BANK AG (DOMESTIC) 30,000.00 27.716 1,200.00 830,249.63 130,931.76
SALE 10/27/09 83269640 JM SMUCKER CO/THE 13.64
43667 10/30/09 423121 RAYMOND JAMES & ASSOCIATES, 10,000.00 53.053 400.00 530,111.36 112,605.84
SALE 9/29/09 86681020 SUN MICROSYSTEMS, INC. 26.74
45200 10/02/09 423031 MURIEL SEIBERT & CO 115,000.00 9.045 1,150.00 1,038,998.26 56,460.61
SALE 9/29/09 86681020 SUN MICROSYSTEMS, INC. 19.79
45200 10/02/09 423031 STURDIVANT/EXECUTION 85,000.00 9.057 850.00 768,992.21 42,768.73
SALE 9/30/09 86681020 SUN MICROSYSTEMS, INC. 116.30
45200 10/05/09 423035 CREDIT SUISSE SEC (USA) LLC 500,000.00 9.050 15,000.00 4,509,883.70 237,980.89
SALE 10/01/09 86681020 SUN MICROSYSTEMS, INC. 92.75
45200 10/06/09 423041 JEFFERIES & COMPANY 400,000.00 9.022 12,000.00 3,596,547.25 179,025.01
SALE 10/02/09 86681020 SUN MICROSYSTEMS, INC. 115.98
45200 10/07/09 423046 UBS WARBURG LLC 500,000.00 9.025 15,000.00 4,497,384.02 225,481.21
SALE 10/23/09 87157D10 SYNAPTICS INCORPORATED 32.43
40599 10/28/09 423112 GOLDMAN SACHS & COMPANY 50,000.00 25.230 1,500.00 1,259,987.57 11,608.98
SALE 9/30/09 88732J20 TIME WARNER CABLE INC 44.02
45483 10/05/09 423035 MERIDIAN EQUITY PARTNERS 40,000.00 42.815 400.00 1,712,155.98 178,424.61
S T A T E O F N E W J E R S E Y 5162
D I V I S I O N O F I N V E S T M E N T
DETAIL REPORT OF SECURITIES TRANSACTIONS
DURING THE PERIOD 10/01/09 THROUGH 10/31/09
MULTI SECTOR COMMON A (5162) -Cont. PAGE: 128
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TRXN/ TRADE/ CUSIP/ SECURITY DESCRIPTION/ RATE/ YIELD/ EXPENSE/
INVNT# DELIVERY DOCUMENT BROKER/SERVICER OF RECORD MATURITY PAR-OR-SHARES PRICE COMMISSION COST/PROCEEDS GAIN-OR-LOSS
------ -------- -------- --------------------------- -------- -------------- ------ ---------- -------------- --------------
SALE 10/01/09 88732J20 TIME WARNER CABLE INC 54.09
45483 10/06/09 423041 COWEN AND CO., LLC 50,000.00 42.093 2,000.00 2,102,575.91 185,411.70
SALE 10/21/09 88870610 TIVO INC. 14.84
39983 10/26/09 423103 MORGAN STANLEY 50,000.00 11.542 1,500.00 575,560.16 196,836.12
SALE 10/23/09 88870610 TIVO INC. 15.71
39983 10/28/09 423112 CREDIT SUISSE SEC (AES) 50,000.00 12.224 500.00 610,659.29 231,935.25
SALE 10/26/09 88870610 TIVO INC. 16.23
39983 10/29/09 423117 CREDIT SUISSE SEC (AES) 50,000.00 12.627 500.00 630,808.77 252,084.73
SALE 10/27/09 88870610 TIVO INC. 15.31
39983 10/30/09 423121 GOLDMAN SACHS & COMPANY 50,000.00 11.907 1,500.00 593,834.69 215,110.65
SALE 9/29/09 90341W10 US AIRWAYS GROUP INC. 6.29
41951 10/02/09 423031 GRISWOLD COMPANY 50,000.00 4.892 500.00 244,093.71 -29,194.65
SALE 9/29/09 90341W10 US AIRWAYS GROUP INC. 6.31
41951 10/02/09 423031 ICAP CORPORATES LLC 50,000.00 4.913 500.00 245,143.69 -28,144.67
SALE 9/30/09 90341W10 US AIRWAYS GROUP INC. 12.32
41951 10/05/09 423035 GRISWOLD COMPANY 100,000.00 4.791 1,000.00 478,107.68 -68,469.05
SALE 10/13/09 91136310 UNITED RENTALS INC. 13.14
39987 10/16/09 423078 OPPENHEIMER & CO., INC 50,000.00 10.220 2,000.00 509,006.86 93,039.78
SALE 10/27/09 91136310 UNITED RENTALS INC. 12.89
39987 10/30/09 423121 OPPENHEIMER & CO., INC 50,000.00 10.026 2,000.00 499,262.11 83,295.03
SALE 10/27/09 91324P10 UTD HEALTH GROUP 68.29
48814 10/30/09 423121 RBC CAPITAL (DOMESTIC) 100,000.00 26.570 4,000.00 2,652,951.71 188,211.71
SALE 9/29/09 91886610 VALASSIS COMMUNICATIONS INC 23.26
42815 10/02/09 423031 BLAYLOCK ROBERT VAN LLC 50,000.00 18.095 500.00 904,221.74 663,028.83
SALE 9/29/09 91886610 VALASSIS COMMUNICATIONS INC 23.12
42815 10/02/09 423031 ICAP CORPORATES LLC 50,000.00 17.993 500.00 899,111.88 657,918.96
S T A T E O F N E W J E R S E Y 5162
D I V I S I O N O F I N V E S T M E N T
DETAIL REPORT OF SECURITIES TRANSACTIONS
DURING THE PERIOD 10/01/09 THROUGH 10/31/09
MULTI SECTOR COMMON A (5162) -Cont. PAGE: 129
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INVNT# DELIVERY DOCUMENT BROKER/SERVICER OF RECORD MATURITY PAR-OR-SHARES PRICE COMMISSION COST/PROCEEDS GAIN-OR-LOSS
------ -------- -------- --------------------------- -------- -------------- ------ ---------- -------------- --------------
SALE 9/30/09 91886610 VALASSIS COMMUNICATIONS INC 23.08
42815 10/05/09 423035 MAGNA SECURITIES CORP 50,000.00 17.960 500.00 897,451.92 656,259.00
SALE 10/09/09 91886610 VALASSIS COMMUNICATIONS INC 25.50
42815 10/15/09 423068 DEUTSCHE BANK AG (DOMESTIC) 50,000.00 19.837 2,000.00 989,804.50 748,611.59
SALE 10/07/09 92343E10 VERISIGN INC 60.08
47836 10/13/09 423060 UBS WARBURG LLC 100,000.00 23.377 3,000.00 2,334,659.92 328,425.48
SALE 10/09/09 92343E10 VERISIGN INC 60.81
47836 10/15/09 423068 CREDIT SUISSE SEC (USA) LLC 100,000.00 23.661 3,000.00 2,363,049.19 356,814.74
SALE 10/09/09 92824110 VIROPHARMA INC. 12.67
44271 10/15/09 423068 CREDIT SUISSE SEC (USA) LLC 50,000.00 9.853 1,500.00 491,112.33 -41,517.86
SALE 10/27/09 92824110 VIROPHARMA INC. 11.81
44271 10/30/09 423121 SOLEIL SECURITIES CORP. 50,000.00 9.184 1,500.00 457,668.19 -74,962.00
SALE 10/26/09 92826C83 VISA INC - CLASS A 38.63
47944 10/29/09 423117 OPPENHEIMER & CO., INC 20,000.00 75.150 800.00 1,502,153.37 139,254.89
SALE 10/20/09 92929710 WMS INDUSTRIES 24.67
48731 10/23/09 423099 OPPENHEIMER & CO., INC 20,000.00 47.986 600.00 959,097.33 82,780.33
SALE 10/23/09 93114210 WAL-MART STORES, INC. 129.58
39992 10/28/09 423112 LEERINK SWANN LLC 100,000.00 50.417 4,000.00 5,037,560.42 1,491,415.16
SALE 10/13/09 94974610 WELLS FARGO & COMPANY 153.76
46541 10/16/09 423078 CITIGROUP/CITIBANK DOMESTIC 200,000.00 29.914 8,000.00 5,974,706.24 1,048,443.19
SALE 10/07/09 96216610 WEYERHAEUSER CO 18.24
46168 10/13/09 423060 JP MORGAN 20,000.00 35.471 800.00 708,597.76 58,377.82
SALE 10/22/09 98156Q10 WORLD WRESTLING ENTERTAINME 7.34
43281 10/27/09 423108 SOLEIL SECURITIES CORP. 20,000.00 14.279 800.00 284,780.66 13,924.66
SALE 10/23/09 98156Q10 WORLD WRESTLING ENTERTAINME 7.20
43281 10/28/09 423112 OPPENHEIMER & CO., INC 20,000.00 13.991 800.00 279,016.80 8,160.80
S T A T E O F N E W J E R S E Y 5162
D I V I S I O N O F I N V E S T M E N T
DETAIL REPORT OF SECURITIES TRANSACTIONS
DURING THE PERIOD 10/01/09 THROUGH 10/31/09
MULTI SECTOR COMMON A (5162) -Cont. PAGE: 130
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TRXN/ TRADE/ CUSIP/ SECURITY DESCRIPTION/ RATE/ YIELD/ EXPENSE/
INVNT# DELIVERY DOCUMENT BROKER/SERVICER OF RECORD MATURITY PAR-OR-SHARES PRICE COMMISSION COST/PROCEEDS GAIN-OR-LOSS
------ -------- -------- --------------------------- -------- -------------- ------ ---------- -------------- --------------
SALE 10/09/09 98970110 ZIONS BANCORP 22.10
47806 10/15/09 423068 CREDIT SUISSE SEC (USA) LLC 50,000.00 17.197 1,500.00 858,317.90 145,521.40
SALE 10/09/09 H8912810 TYCO INTERNATIONAL LTD 89.48
46441 10/15/09 423068 MORGAN KEEGAN 100,000.00 34.814 4,000.00 3,477,260.52 946,503.81
SALE 10/12/09 H8912810 TYCO INTERNATIONAL LTD 90.16
46441 10/15/09 423072 CITIGROUP/CITIBANK DOMESTIC 100,000.00 35.078 4,000.00 3,503,739.84 972,983.13
-------------- ---------- -------------- --------------
SUBTOTAL STOCK SALES: 21,154,738.00 13,175.48 511,895,059.06 108,925,179.82
700,384.52
-------------- ---------- -------------- --------------
TOTAL FUND SALES: 21,154,738.00 13,175.48 511,895,059.06 108,925,179.82
700,384.52
END OF REPORT FOR: MULTI SECTOR COMMON A
S T A T E O F N E W J E R S E Y 5163
D I V I S I O N O F I N V E S T M E N T
DETAIL REPORT OF SECURITIES TRANSACTIONS
DURING THE PERIOD 10/01/09 THROUGH 10/31/09
LOGAN CIRCLE (5163) PAGE: 131
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------ -------- -------- --------------------------- -------- -------------- ------ ---------- -------------- --------------
PURCHASE OF FIXED INCOME SECURITIES
-----------------------------------
PUR 10/16/09 01881PAA ALLIANT HOLDINGS 11.0000 11.719
48945 10/21/09 288096 LOGAN CIRCLE 5/01/15 300,000.00 97.125 291,375.00
PUR 10/07/09 03070QAK AMERISTAR CASINOS 9.2500 8.255
48723 10/13/09 288096 LOGAN CIRCLE 6/01/14 150,000.00 103.75 155,625.00
PUR 10/21/09 09747FAA BOISE PAPER HOLDINGS LLC 9.0000 9.125
48993 10/26/09 288096 LOGAN CIRCLE 11/01/17 150,000.00 99.297 148,945.50
PUR 10/27/09 210805DP CONTINENTAL AIRLINES 6.5630 9.156
49196 10/30/09 288096 LOGAN CIRCLE 2/15/12 355,000.00 94.750 336,362.50
PUR 10/05/09 221643AB COTT BEVERAGES USA INC 8.0000 8.373
48810 10/08/09 288096 LOGAN CIRCLE 12/15/11 250,000.00 99.250 248,125.00
PUR 10/20/09 228227BA CROWN CASTLE INTL CORP 7.1250 7.196
48981 10/23/09 288096 LOGAN CIRCLE 11/01/19 180,000.00 99.500 179,100.00
PUR 9/17/09 245217AQ DEL MONTE FOODS CO 7.5000 7.750
48749 10/01/09 288096 LOGAN CIRCLE 10/15/19 100,000.00 98.272 98,272.00
PUR 10/06/09 247367AP DELTA AIR LINES INC 7.5700 7.559
42450 10/09/09 288096 LOGAN CIRCLE 11/18/10 250,000.00 100.00 250,000.00
PUR 9/24/09 25470XAC DISH DBS CORP 7.8750 7.619
48766 10/05/09 288096 LOGAN CIRCLE 9/01/19 300,000.00 101.75 305,250.00
PUR 10/15/09 262277AC DRUMMOND CO 9.0000 9.499
48928 10/20/09 288096 LOGAN CIRCLE 10/15/14 45,000.00 98.053 44,123.85
PUR 10/27/09 269246AT E TRADE FINACIAL CORP 12.5000 10.578
45546 10/30/09 288096 LOGAN CIRCLE 11/30/17 73,000.00 110.25 80,482.50
PUR 9/29/09 284138AJ ELAN CORP PLC 8.7500 9.000
48757 10/02/09 288096 LOGAN CIRCLE 10/15/16 625,000.00 98.710 616,937.50
S T A T E O F N E W J E R S E Y 5163
D I V I S I O N O F I N V E S T M E N T
DETAIL REPORT OF SECURITIES TRANSACTIONS
DURING THE PERIOD 10/01/09 THROUGH 10/31/09
LOGAN CIRCLE (5163) -Cont. PAGE: 132
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TRXN/ TRADE/ CUSIP/ SECURITY DESCRIPTION/ RATE/ YIELD/ EXPENSE/
INVNT# DELIVERY DOCUMENT BROKER/SERVICER OF RECORD MATURITY PAR-OR-SHARES PRICE COMMISSION COST/PROCEEDS GAIN-OR-LOSS
------ -------- -------- --------------------------- -------- -------------- ------ ---------- -------------- --------------
PUR 10/07/09 36159RAB GEO GROUP INC THE 7.7500 7.999
48929 10/20/09 288096 LOGAN CIRCLE 10/15/17 45,000.00 98.547 44,346.15
PUR 10/07/09 36159RAB GEO GROUP INC THE 7.7500 7.707
48929 10/20/09 288096 LOGAN CIRCLE 10/15/17 115,000.00 100.25 115,287.50
PUR 9/23/09 37250WAA GEOEYE INC 9.6250 10.248
48832 10/09/09 288096 LOGAN CIRCLE 10/01/15 175,000.00 97.262 170,208.50
PUR 9/24/09 37250WAA GEOEYE INC 9.6250 9.402
48832 10/09/09 288096 LOGAN CIRCLE 10/01/15 125,000.00 101.00 126,250.00
PUR 10/27/09 390064AL GREAT ATLANTIC PAC 11.3750 10.482
49197 10/30/09 288096 LOGAN CIRCLE 8/01/15 175,000.00 103.75 181,562.50
PUR 10/20/09 42210PAM HEADWATERS INC 11.3750 11.625
49007 10/27/09 288096 LOGAN CIRCLE 11/01/14 140,000.00 99.067 138,693.80
PUR 10/06/09 442488BF K HOVNANIAN ENTR 10.6250 10.754
48931 10/20/09 288096 LOGAN CIRCLE 10/15/16 455,000.00 99.375 452,156.25
PUR 10/27/09 45763UAC INMARSAT FINANCE 10.3750 9.030
46718 10/30/09 288096 LOGAN CIRCLE 11/15/12 100,000.00 103.50 103,500.00
PUR 10/14/09 458207AG INTELSAT JACKSON 8.5000 8.625
48930 10/20/09 288096 LOGAN CIRCLE 11/01/19 375,000.00 99.166 371,872.50
PUR 10/27/09 485161AE KANSAS CITY SOUTHERN MEX 12.5000 9.824
47862 10/30/09 288096 LOGAN CIRCLE 4/01/16 150,000.00 112.50 168,750.00
PUR 10/16/09 552953BM MGM MIRAGE INC 11.3750 12.650
48565 10/21/09 288096 LOGAN CIRCLE 3/01/18 75,000.00 93.500 70,125.00
PUR 10/22/09 63934EAM NAVISTAR INTL CORP 8.2500 8.333
49017 10/28/09 288096 LOGAN CIRCLE 11/01/21 200,000.00 99.375 198,750.00
PUR 10/22/09 63934EAM NAVISTAR INTL CORP 8.2500 8.750
49017 10/28/09 288096 LOGAN CIRCLE 11/01/21 200,000.00 96.328 192,656.00
S T A T E O F N E W J E R S E Y 5163
D I V I S I O N O F I N V E S T M E N T
DETAIL REPORT OF SECURITIES TRANSACTIONS
DURING THE PERIOD 10/01/09 THROUGH 10/31/09
LOGAN CIRCLE (5163) -Cont. PAGE: 133
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INVNT# DELIVERY DOCUMENT BROKER/SERVICER OF RECORD MATURITY PAR-OR-SHARES PRICE COMMISSION COST/PROCEEDS GAIN-OR-LOSS
------ -------- -------- --------------------------- -------- -------------- ------ ---------- -------------- --------------
PUR 10/27/09 63934EAM NAVISTAR INTL CORP 8.2500 8.451
49017 10/30/09 288096 LOGAN CIRCLE 11/01/21 270,000.00 98.500 265,950.00
PUR 10/15/09 640204AG NEIMAN MARCUS GROUP 9.7500 9.750
44296 10/15/09 288096 LOGAN CIRCLE 10/15/15 7,710.00 100.00 7,710.00
PUR 10/09/09 66977WAJ NOVA CHEMICALS CORP 8.3750 8.500
48895 10/16/09 288096 LOGAN CIRCLE 11/01/16 260,000.00 99.340 258,284.00
PUR 10/09/09 66977WAL NOVA CHEMICALS CORP 8.6250 8.750
48896 10/16/09 288096 LOGAN CIRCLE 11/01/19 260,000.00 99.168 257,836.80
PUR 10/06/09 693309AA PE PAPER ESCROW 12.0000 9.489
47921 10/07/09 LOGAN CIRCLE 8/01/14 55,000.00 109.50 60,225.00
PUR 10/08/09 693309AA PE PAPER ESCROW 12.0000 12.270
47921 10/13/09 LOGAN CIRCLE 8/01/14 345,000.00 99.000 341,550.00
PUR 10/15/09 69368KAA PT ADARO INDONESIA 7.6250 7.750
48962 10/22/09 288096 LOGAN CIRCLE 10/22/19 200,000.00 99.141 198,282.00
PUR 10/23/09 79546VAF SALLY HOLDINGS 10.5000 9.270
49018 10/28/09 288096 LOGAN CIRCLE 11/15/16 435,000.00 106.25 462,187.50
PUR 10/09/09 834376AK SOLUTIA INC 8.7500 8.749
48869 10/15/09 288096 LOGAN CIRCLE 11/01/17 175,000.00 100.00 175,000.00
PUR 10/16/09 874227AA TALECRIS BIOTHER 7.7500 7.876
48944 10/21/09 288096 LOGAN CIRCLE 11/15/16 175,000.00 99.321 173,811.75
PUR 10/16/09 874227AA TALECRIS BIOTHER 7.7500 7.563
48944 10/21/09 288096 LOGAN CIRCLE 11/15/16 375,000.00 101.00 378,750.00
PUR 10/19/09 88089PAG TERRA CAPITAL INC 7.7500 8.000
48994 10/26/09 288096 LOGAN CIRCLE 11/01/19 310,000.00 98.298 304,723.80
PUR 10/16/09 89612BAA TRICO SHIPPING 11.8750 12.875
49198 10/30/09 288096 LOGAN CIRCLE 11/01/14 140,000.00 96.393 134,950.20
S T A T E O F N E W J E R S E Y 5163
D I V I S I O N O F I N V E S T M E N T
DETAIL REPORT OF SECURITIES TRANSACTIONS
DURING THE PERIOD 10/01/09 THROUGH 10/31/09
LOGAN CIRCLE (5163) -Cont. PAGE: 134
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TRXN/ TRADE/ CUSIP/ SECURITY DESCRIPTION/ RATE/ YIELD/ EXPENSE/
INVNT# DELIVERY DOCUMENT BROKER/SERVICER OF RECORD MATURITY PAR-OR-SHARES PRICE COMMISSION COST/PROCEEDS GAIN-OR-LOSS
------ -------- -------- --------------------------- -------- -------------- ------ ---------- -------------- --------------
PUR 10/19/09 92552VAA VIASAT INC 8.8750 9.119
48964 10/22/09 288096 LOGAN CIRCLE 9/15/16 185,000.00 98.757 182,700.45
PUR 10/14/09 983130AL WYNN LAS VEGAS LLC/CORP 7.8750 8.250
48910 10/19/09 288096 LOGAN CIRCLE 11/01/17 475,000.00 97.823 464,659.25
-------------- ---------- -------------- --------------
SUBTOTAL FIXED PURCHASES: 8,775,710.00 8,755,377.80
-------------- ---------- -------------- --------------
TOTAL FUND PURCHASES: 8,775,710.00 8,755,377.80
SALES OF FIXED INCOME SECURITIES
--------------------------------
SALE 10/02/09 00081TAC ACCO BRANDS CORP 10.6250 10.995
48725 10/07/09 288096 LOGAN CIRCLE 3/15/15 185,000.00 104.25 192,862.50 10,634.66
SALE 10/26/09 018581AD ALLIANCE DATA SYSTEM 1.7500 9.701
48221 10/29/09 288096 LOGAN CIRCLE 8/01/13 15,000.00 99.125 14,868.75 3,550.07
SALE 10/13/09 090613AD BIOMET INC 10.3750 11.054
48562 10/16/09 288096 LOGAN CIRCLE 10/15/17 50,000.00 106.75 53,375.00 5,148.44
SALE 9/29/09 12620XAA CPM HOLDINGS INC 10.6250 11.125
48173 10/02/09 288096 LOGAN CIRCLE 9/01/14 345,000.00 103.25 356,212.50 17,681.10
SALE 10/22/09 228227BA CROWN CASTLE INTL CORP 7.1250 7.196
48981 10/27/09 288096 LOGAN CIRCLE 11/01/19 180,000.00 99.875 179,775.00 671.96
SALE 9/17/09 245217AQ DEL MONTE FOODS CO 7.5000 7.750
48749 10/01/09 288096 LOGAN CIRCLE 10/15/19 100,000.00 99.250 99,250.00 978.00
SALE 10/13/09 25470XAC DISH DBS CORP 7.8750 7.619
48766 10/16/09 288096 LOGAN CIRCLE 9/01/19 300,000.00 101.75 305,250.00 18.59
SALE 10/05/09 28140JAD EDUCATION MANAGEMENT 10.2500 11.577
42257 10/21/09 288096 LOGAN CIRCLE 6/01/16 698,000.00 112.50 785,250.00 129,404.32
S T A T E O F N E W J E R S E Y 5163
D I V I S I O N O F I N V E S T M E N T
DETAIL REPORT OF SECURITIES TRANSACTIONS
DURING THE PERIOD 10/01/09 THROUGH 10/31/09
LOGAN CIRCLE (5163) -Cont. PAGE: 135
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TRXN/ TRADE/ CUSIP/ SECURITY DESCRIPTION/ RATE/ YIELD/ EXPENSE/
INVNT# DELIVERY DOCUMENT BROKER/SERVICER OF RECORD MATURITY PAR-OR-SHARES PRICE COMMISSION COST/PROCEEDS GAIN-OR-LOSS
------ -------- -------- --------------------------- -------- -------------- ------ ---------- -------------- --------------
SALE 9/29/09 284138AJ ELAN CORP PLC 8.7500 9.000
48757 10/02/09 288096 LOGAN CIRCLE 10/15/16 625,000.00 99.500 621,875.00 4,937.50
SALE 10/22/09 35687MAM FREESCALE SEMICONDUCTOR 8.8750 16.290
42160 10/27/09 288096 LOGAN CIRCLE 12/15/14 600,000.00 86.000 516,000.00 67,075.27
SALE 10/08/09 36159RAB GEO GROUP INC THE 7.7500 7.788
48929 10/20/09 288096 LOGAN CIRCLE 10/15/17 160,000.00 100.75 161,200.00 1,566.35
SALE 9/24/09 37250WAA GEOEYE INC 9.6250 9.887
48832 10/09/09 288096 LOGAN CIRCLE 10/01/15 125,000.00 101.25 126,562.50 3,038.12
SALE 9/24/09 37250WAA GEOEYE INC 9.6250 9.887
48832 10/09/09 288096 LOGAN CIRCLE 10/01/15 175,000.00 99.555 174,221.25 1,287.13
SALE 10/27/09 42210PAM HEADWATERS INC 11.3750 11.625
49007 10/30/09 288096 LOGAN CIRCLE 11/01/14 140,000.00 100.00 140,000.00 1,300.91
SALE 10/14/09 422248AA HEALTH NET INC 6.3750 11.586
44821 10/19/09 288096 LOGAN CIRCLE 6/01/17 100,000.00 88.250 88,250.00 14,167.90
SALE 10/02/09 442488BC K HOVNANIAN ENTERPRISES 11.5000 13.342
44197 10/20/09 288096 LOGAN CIRCLE 5/01/13 390,000.00 106.00 413,400.00 43,157.75
SALE 10/14/09 458207AG INTELSAT JACKSON 8.5000 8.625
48930 10/20/09 288096 LOGAN CIRCLE 11/01/19 190,000.00 100.25 190,475.00 2,059.60
SALE 10/14/09 458207AG INTELSAT JACKSON 8.5000 8.625
48930 10/20/09 288096 LOGAN CIRCLE 11/01/19 185,000.00 100.25 185,462.50 2,005.40
SALE 10/21/09 460146CD INTL PAPER CO 9.3750 9.750
46646 10/26/09 288096 LOGAN CIRCLE 5/15/19 500,000.00 119.13 595,680.00 107,220.05
SALE 10/21/09 460146CE INTL PAPER CO 7.5000 7.510
48040 10/26/09 288096 LOGAN CIRCLE 8/15/21 350,000.00 109.06 381,710.00 32,038.12
SALE 10/14/09 574599BE MASCO CORP 2.3988 11.632
44359 10/19/09 288096 LOGAN CIRCLE 3/12/10 110,000.00 98.376 108,213.60 2,892.75
S T A T E O F N E W J E R S E Y 5163
D I V I S I O N O F I N V E S T M E N T
DETAIL REPORT OF SECURITIES TRANSACTIONS
DURING THE PERIOD 10/01/09 THROUGH 10/31/09
LOGAN CIRCLE (5163) -Cont. PAGE: 136
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TRXN/ TRADE/ CUSIP/ SECURITY DESCRIPTION/ RATE/ YIELD/ EXPENSE/
INVNT# DELIVERY DOCUMENT BROKER/SERVICER OF RECORD MATURITY PAR-OR-SHARES PRICE COMMISSION COST/PROCEEDS GAIN-OR-LOSS
------ -------- -------- --------------------------- -------- -------------- ------ ---------- -------------- --------------
SALE 10/09/09 66977WAJ NOVA CHEMICALS CORP 8.3750 8.500
48895 10/16/09 288096 LOGAN CIRCLE 11/01/16 260,000.00 99.750 259,350.00 1,066.00
SALE 10/09/09 66977WAL NOVA CHEMICALS CORP 8.6250 8.750
48896 10/16/09 288096 LOGAN CIRCLE 11/01/19 260,000.00 100.12 260,325.00 2,488.20
SALE 10/27/09 68383KAB OPTI CANADA INCORPORATED 8.2500 15.359
42391 10/30/09 288096 LOGAN CIRCLE 12/15/14 290,000.00 84.500 245,050.00 26,486.64
SALE 10/09/09 693309AA PE PAPER ESCROW 12.0000 11.901
47921 10/14/09 LOGAN CIRCLE 8/01/14 400,000.00 99.750 399,000.00 -2,255.52
SALE 10/09/09 834376AK SOLUTIA INC 8.7500 8.749
48869 10/15/09 288096 LOGAN CIRCLE 11/01/17 175,000.00 102.00 178,500.00 3,500.00
SALE 10/22/09 861589AZ SMURFIT-STONE CONTAINER 8.3750 14.705
42240 10/27/09 288096 LOGAN CIRCLE 7/01/12 325,000.00 83.000 269,750.00 -10,915.37
SALE 10/16/09 874227AA TALECRIS BIOTHER 7.7500 7.661
48944 10/21/09 288096 LOGAN CIRCLE 11/15/16 375,000.00 101.06 378,984.38 2,237.73
SALE 10/27/09 88089PAG TERRA CAPITAL INC 7.7500 8.000
48994 10/30/09 288096 LOGAN CIRCLE 11/01/19 310,000.00 100.00 310,000.00 5,267.26
SALE 10/16/09 89612BAA TRICO SHIPPING 11.8750 12.875
49198 10/30/09 288096 LOGAN CIRCLE 11/01/14 140,000.00 100.87 141,225.00 6,274.80
SALE 10/22/09 90333HAD U S I HLDGS CORP 6.0238 19.975
44341 10/27/09 288096 LOGAN CIRCLE 11/15/14 625,000.00 81.750 510,937.50 193,104.24
SALE 10/20/09 92552VAA VIASAT INC 8.8750 9.119
48964 10/23/09 288096 LOGAN CIRCLE 9/15/16 185,000.00 101.25 187,312.50 4,611.98
SALE 10/09/09 934548AE WARNER MUSIC GROUP 7.3750 13.483
46647 10/15/09 288096 LOGAN CIRCLE 4/15/14 163,000.00 94.750 154,442.50 24,235.04
SALE 10/16/09 983130AL WYNN LAS VEGAS LLC/CORP 7.8750 8.250
48910 10/21/09 288096 LOGAN CIRCLE 11/01/17 225,000.00 98.750 222,187.50 2,081.59
S T A T E O F N E W J E R S E Y 5163
D I V I S I O N O F I N V E S T M E N T
DETAIL REPORT OF SECURITIES TRANSACTIONS
DURING THE PERIOD 10/01/09 THROUGH 10/31/09
LOGAN CIRCLE (5163) -Cont. PAGE: 137
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TRXN/ TRADE/ CUSIP/ SECURITY DESCRIPTION/ RATE/ YIELD/ EXPENSE/
INVNT# DELIVERY DOCUMENT BROKER/SERVICER OF RECORD MATURITY PAR-OR-SHARES PRICE COMMISSION COST/PROCEEDS GAIN-OR-LOSS
------ -------- -------- --------------------------- -------- -------------- ------ ---------- -------------- --------------
SALE 10/19/09 983130AL WYNN LAS VEGAS LLC/CORP 7.8750 8.250
48910 10/22/09 288096 LOGAN CIRCLE 11/01/17 250,000.00 98.875 247,187.50 2,623.05
-------------- ---------- -------------- --------------
SUBTOTAL FIXED SALES: 9,506,000.00 9,454,145.48 711,639.63
-------------- ---------- -------------- --------------
TOTAL FUND SALES: 9,506,000.00 9,454,145.48 711,639.63
END OF REPORT FOR: LOGAN CIRCLE
S T A T E O F N E W J E R S E Y 5164
D I V I S I O N O F I N V E S T M E N T
DETAIL REPORT OF SECURITIES TRANSACTIONS
DURING THE PERIOD 10/01/09 THROUGH 10/31/09
POST ADVISORY (5164) PAGE: 138
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TRXN/ TRADE/ CUSIP/ SECURITY DESCRIPTION/ RATE/ YIELD/ EXPENSE/
INVNT# DELIVERY DOCUMENT BROKER/SERVICER OF RECORD MATURITY PAR-OR-SHARES PRICE COMMISSION COST/PROCEEDS GAIN-OR-LOSS
------ -------- -------- --------------------------- -------- -------------- ------ ---------- -------------- --------------
PURCHASE OF FIXED INCOME SECURITIES
-----------------------------------
PUR 9/25/09 023771R5 AMERICAN AIRLINE 10.5000 10.750
48828 10/09/09 288097 POST ADVISORY 10/15/12 375,000.00 99.366 372,622.50
PUR 9/29/09 125581AQ CIT GROUP INC 4.2500 94.995
48703 10/02/09 288097 POST ADVISORY 2/01/10 550,000.00 77.000 423,500.00
PUR 10/21/09 217203AB COPANO ENERGY LLC 8.1250 8.457
46609 10/26/09 288097 POST ADVISORY 3/01/16 275,000.00 98.375 270,531.25
PUR 10/19/09 284138AD ELAN FIN PLC/ELAN FIN CP 4.4400 7.182
48961 10/22/09 288097 POST ADVISORY 11/15/11 2,075,000.00 94.750 1,966,062.50
PUR 9/23/09 37250WAA GEOEYE INC 9.6250 10.248
48827 10/09/09 288097 POST ADVISORY 10/01/15 700,000.00 97.262 680,834.00
PUR 10/26/09 37932JAB GLOBAL CROSSING 12.0000 10.099
48567 10/29/09 288097 POST ADVISORY 9/15/15 275,000.00 108.25 297,687.50
PUR 10/09/09 422248AA HEALTH NET INC 6.3750 8.449
48872 10/15/09 288097 POST ADVISORY 6/01/17 750,000.00 88.500 663,750.00
PUR 10/09/09 81760NAE SERVICEMASTER COMPANY 10.7500 11.345
48871 10/15/09 288097 POST ADVISORY 7/15/15 900,000.00 97.500 877,500.00
PUR 10/15/09 81760NAE SERVICEMASTER COMPANY 10.7500 11.285
48871 10/20/09 288097 POST ADVISORY 7/15/15 225,000.00 97.750 219,937.50
PUR 10/19/09 88089PAG TERRA CAPITAL INC 7.7500 7.750
48991 10/26/09 288097 POST ADVISORY 11/01/19 207,000.00 100.00 207,000.00
PUR 10/19/09 88089PAG TERRA CAPITAL INC 7.7500 8.000
48991 10/26/09 288097 POST ADVISORY 11/01/19 1,243,000.00 98.298 1,221,844.14
PUR 10/16/09 89421EAA TRAVELPORT LLC 4.9856 8.806
48950 10/21/09 288097 POST ADVISORY 9/01/14 900,000.00 85.000 765,000.00
-------------- ---------- -------------- --------------
SUBTOTAL FIXED PURCHASES: 8,475,000.00 7,966,269.39
-------------- ---------- -------------- --------------
TOTAL FUND PURCHASES: 8,475,000.00 7,966,269.39
S T A T E O F N E W J E R S E Y 5164
D I V I S I O N O F I N V E S T M E N T
DETAIL REPORT OF SECURITIES TRANSACTIONS
DURING THE PERIOD 10/01/09 THROUGH 10/31/09
POST ADVISORY (5164) -Cont. PAGE: 139
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TRXN/ TRADE/ CUSIP/ SECURITY DESCRIPTION/ RATE/ YIELD/ EXPENSE/
INVNT# DELIVERY DOCUMENT BROKER/SERVICER OF RECORD MATURITY PAR-OR-SHARES PRICE COMMISSION COST/PROCEEDS GAIN-OR-LOSS
------ -------- -------- --------------------------- -------- -------------- ------ ---------- -------------- --------------
SALES OF FIXED INCOME SECURITIES
--------------------------------
SALE 9/29/09 00104CAA A E S CORPORATION 9.3750 8.951
46755 10/02/09 288097 POST ADVISORY 9/15/10 1,000,000.00 103.25 1,032,500.00 28,798.92
SALE 10/21/09 00828DAC AFFINION GROUP 10.1250 10.234
48457 10/26/09 288097 POST ADVISORY 10/15/13 704,000.00 104.00 732,160.00 30,651.46
SALE 9/30/09 023771R5 AMERICAN AIRLINE 10.5000 10.750
48828 10/09/09 288097 POST ADVISORY 10/15/12 375,000.00 102.00 382,500.00 9,877.50
SALE 10/02/09 125581AQ CIT GROUP INC 4.2500 97.274
48703 10/07/09 288097 POST ADVISORY 2/01/10 1,220,000.00 67.750 826,550.00 -116,461.18
SALE 10/02/09 125581AQ CIT GROUP INC 4.2500 97.274
48703 10/07/09 288097 POST ADVISORY 2/01/10 152,000.00 70.750 107,540.00 -9,949.92
SALE 10/02/09 125581AQ CIT GROUP INC 4.2500 97.274
48703 10/07/09 288097 POST ADVISORY 2/01/10 153,000.00 69.000 105,570.00 -12,692.88
SALE 10/14/09 284138AC ELAN FIN PLC / ELAN 7.7500 11.896
42134 10/14/09 288097 POST ADVISORY 11/15/11 4,000,000.00 101.93 4,077,520.00 376,755.21
SALE 10/13/09 305560AL FAIRPOINT COMMUNICATIONS 13.1250 14.480
47951 10/16/09 288097 POST ADVISORY 4/02/18 1,251,625.00 17.000 212,776.25 -957,410.58
SALE 10/06/09 46126PAH INVERNESS MEDICAL INNOV 7.8750 8.599
48691 10/09/09 288097 POST ADVISORY 2/01/16 800,000.00 97.000 776,000.00 3,910.79
SALE 9/29/09 651290AK NEWFIELD EXPL 7.1250 7.905
45997 10/02/09 288097 POST ADVISORY 5/15/18 115,000.00 100.00 115,000.00 5,544.10
SALE 10/27/09 92658TAM VIDEOTRON LTEE 9.1250 8.378
46185 10/30/09 288097 POST ADVISORY 4/15/18 1,250,000.00 109.00 1,362,500.00 56,827.26
-------------- ---------- -------------- --------------
SUBTOTAL FIXED SALES: 11,020,625.00 9,730,616.25 -584,149.32
-------------- ---------- -------------- --------------
TOTAL FUND SALES: 11,020,625.00 9,730,616.25 -584,149.32
END OF REPORT FOR: POST ADVISORY
S T A T E O F N E W J E R S E Y 5166
D I V I S I O N O F I N V E S T M E N T
DETAIL REPORT OF SECURITIES TRANSACTIONS
DURING THE PERIOD 10/01/09 THROUGH 10/31/09
PIMCO (5166) PAGE: 140
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TRXN/ TRADE/ CUSIP/ SECURITY DESCRIPTION/ RATE/ YIELD/ EXPENSE/
INVNT# DELIVERY DOCUMENT BROKER/SERVICER OF RECORD MATURITY PAR-OR-SHARES PRICE COMMISSION COST/PROCEEDS GAIN-OR-LOSS
------ -------- -------- --------------------------- -------- -------------- ------ ---------- -------------- --------------
PURCHASE OF FIXED INCOME SECURITIES
-----------------------------------
PUR 10/13/09 62941FAH NTL CABLE (VI 9.1250 8.412
45839 10/16/09 288098 PIMCO 8/15/16 735,000.00 103.62 761,643.75
PUR 10/13/09 92769VAA VIRGIN MEDIA FINANCE 9.5000 8.303
48894 10/16/09 288098 PIMCO 8/15/16 770,000.00 106.12 817,162.50
-------------- ---------- -------------- --------------
SUBTOTAL FIXED PURCHASES: 1,505,000.00 1,578,806.25
-------------- ---------- -------------- --------------
TOTAL FUND PURCHASES: 1,505,000.00 1,578,806.25
SALES OF FIXED INCOME SECURITIES
--------------------------------
SALE 9/30/09 17453BAB CITIZENS COMMUNICATIONS 9.2500 16.156
43529 10/01/09 288098 PIMCO 5/15/11 100,000.00 109.25 109,250.00 18,807.08
SALE 9/28/09 17453BAP CITIZENS COMM 6.2500 7.189
45777 10/01/09 288098 PIMCO 1/15/13 160,000.00 99.250 158,800.00 3,154.15
SALE 10/15/09 228227AZ CROWN CASTLE INTL CORP 9.0000 11.246
45783 10/20/09 288098 PIMCO 1/15/15 55,000.00 108.00 59,400.00 9,208.00
SALE 10/16/09 292680AC ENERGY FUTURE 10.8750 18.111
44556 10/21/09 288098 PIMCO 11/01/17 100,000.00 71.000 71,000.00 1,031.83
SALE 10/20/09 292680AC ENERGY FUTURE 10.8750 18.111
44556 10/23/09 288098 PIMCO 11/01/17 200,000.00 71.000 142,000.00 2,039.74
SALE 10/21/09 292680AC ENERGY FUTURE 10.8750 18.111
44556 10/26/09 288098 PIMCO 11/01/17 205,000.00 70.750 145,037.50 1,541.20
SALE 9/28/09 382550AX GOODYEAR TIRE 8.6250 7.431
45809 10/01/09 288098 PIMCO 12/01/11 10,000.00 103.51 10,351.00 117.71
S T A T E O F N E W J E R S E Y 5166
D I V I S I O N O F I N V E S T M E N T
DETAIL REPORT OF SECURITIES TRANSACTIONS
DURING THE PERIOD 10/01/09 THROUGH 10/31/09
PIMCO (5166) -Cont. PAGE: 141
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TRXN/ TRADE/ CUSIP/ SECURITY DESCRIPTION/ RATE/ YIELD/ EXPENSE/
INVNT# DELIVERY DOCUMENT BROKER/SERVICER OF RECORD MATURITY PAR-OR-SHARES PRICE COMMISSION COST/PROCEEDS GAIN-OR-LOSS
------ -------- -------- --------------------------- -------- -------------- ------ ---------- -------------- --------------
SALE 10/05/09 74971XAA RRI ENERGY INC 6.7500 8.359
46537 10/21/09 288098 PIMCO 12/15/14 2,039,000.00 102.00 2,079,780.00 176,156.52
-------------- ---------- -------------- --------------
SUBTOTAL FIXED SALES: 2,869,000.00 2,775,618.50 212,056.23
-------------- ---------- -------------- --------------
TOTAL FUND SALES: 2,869,000.00 2,775,618.50 212,056.23
END OF REPORT FOR: PIMCO
S T A T E O F N E W J E R S E Y 5167
D I V I S I O N O F I N V E S T M E N T
DETAIL REPORT OF SECURITIES TRANSACTIONS
DURING THE PERIOD 10/01/09 THROUGH 10/31/09
NOMURA (5167) PAGE: 142
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TRXN/ TRADE/ CUSIP/ SECURITY DESCRIPTION/ RATE/ YIELD/ EXPENSE/
INVNT# DELIVERY DOCUMENT BROKER/SERVICER OF RECORD MATURITY PAR-OR-SHARES PRICE COMMISSION COST/PROCEEDS GAIN-OR-LOSS
------ -------- -------- --------------------------- -------- -------------- ------ ---------- -------------- --------------
PURCHASE OF FIXED INCOME SECURITIES
-----------------------------------
PUR 9/25/09 023771R5 AMERICAN AIRLINE 10.5000 10.750
48824 10/09/09 288099 NOMURA 10/15/12 275,000.00 99.366 273,256.50
PUR 10/08/09 023771R5 AMERICAN AIRLINE 10.5000 9.523
48824 10/14/09 288099 NOMURA 10/15/12 300,000.00 102.50 307,500.00
PUR 10/08/09 02378JAS AMERICAN AIRLINES PT TRS 01 6.8170 9.073
48855 10/14/09 288099 NOMURA 11/23/12 25,000.00 94.000 23,500.00
PUR 10/08/09 02378JAS AMERICAN AIRLINES PT TRS 01 6.8170 9.073
48855 10/14/09 288099 NOMURA 11/23/12 125,000.00 94.000 117,500.00
PUR 10/08/09 026874BS AMERICAN INTL GROUP 8.2500 13.198
48267 10/14/09 288099 NOMURA 5/15+58 50,000.00 62.000 31,000.00
PUR 10/08/09 026874BS AMERICAN INTL GROUP 8.2500 13.305
48267 10/14/09 288099 NOMURA 5/15+58 50,000.00 61.500 30,750.00
PUR 10/20/09 026874BS AMERICAN INTL GROUP 8.2500 13.094
48267 10/23/09 288099 NOMURA 5/15+58 150,000.00 62.500 93,750.00
PUR 10/19/09 03216NAD AMSCAN HOLDINGS 8.7500 10.300
46064 10/22/09 288099 NOMURA 5/01/14 300,000.00 94.500 283,500.00
PUR 10/06/09 093679AC BLOCKBUSTER INC 9.0000 30.088
42194 10/09/09 288099 NOMURA 9/01/12 25,000.00 61.000 15,250.00
PUR 10/06/09 093679AC BLOCKBUSTER INC 9.0000 30.088
42194 10/09/09 288099 NOMURA 9/01/12 25,000.00 61.000 15,250.00
PUR 10/21/09 09747FAA BOISE PAPER HOLD 9.0000 9.125
48997 10/26/09 288099 NOMURA 11/01/17 175,000.00 99.297 173,769.75
PUR 10/06/09 14987BAA CC HOLDINGS GS V LLC/CRO 7.7500 6.765
46433 10/09/09 288099 NOMURA 5/01/17 75,000.00 105.75 79,312.50
S T A T E O F N E W J E R S E Y 5167
D I V I S I O N O F I N V E S T M E N T
DETAIL REPORT OF SECURITIES TRANSACTIONS
DURING THE PERIOD 10/01/09 THROUGH 10/31/09
NOMURA (5167) -Cont. PAGE: 143
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INVNT# DELIVERY DOCUMENT BROKER/SERVICER OF RECORD MATURITY PAR-OR-SHARES PRICE COMMISSION COST/PROCEEDS GAIN-OR-LOSS
------ -------- -------- --------------------------- -------- -------------- ------ ---------- -------------- --------------
PUR 10/06/09 205768AG COMSTOCK RES INC 8.3750 8.625
48825 10/09/09 288099 NOMURA 10/15/17 175,000.00 98.571 172,499.25
PUR 10/08/09 205768AG COMSTOCK RES INC 8.3750 8.594
48825 10/14/09 288099 NOMURA 10/15/17 50,000.00 98.750 49,375.00
PUR 10/08/09 226566AG CRICKET COMMUNICATIONS 10.0000 9.477
47636 10/14/09 288099 NOMURA 7/15/15 100,000.00 102.25 102,250.00
PUR 10/08/09 226566AG CRICKET COMMUNICATIONS 10.0000 9.477
47636 10/14/09 288099 NOMURA 7/15/15 100,000.00 102.25 102,250.00
PUR 9/17/09 245217AQ DEL MONTE FOODS CO 7.5000 7.750
48747 10/01/09 288099 NOMURA 10/15/19 200,000.00 98.272 196,544.00
PUR 9/17/09 245217AQ DEL MONTE FOODS CO 7.5000 7.553
48747 10/01/09 288099 NOMURA 10/15/19 175,000.00 99.625 174,343.75
PUR 10/09/09 247361ZC DELTA AIR LINES 9.5000 9.239
48696 10/15/09 288099 NOMURA 9/15/14 100,000.00 101.00 101,000.00
PUR 10/05/09 247361ZE DELTA AIR LINES 12.2500 14.274
48697 10/08/09 288099 NOMURA 3/15/15 175,000.00 92.500 161,875.00
PUR 10/06/09 247361ZE DELTA AIR LINES 12.2500 14.132
48697 10/09/09 288099 NOMURA 3/15/15 75,000.00 93.000 69,750.00
PUR 10/08/09 247361ZE DELTA AIR LINES 12.2500 13.783
48697 10/14/09 288099 NOMURA 3/15/15 50,000.00 94.250 47,125.00
PUR 10/08/09 247361ZE DELTA AIR LINES 12.2500 13.783
48697 10/14/09 288099 NOMURA 3/15/15 50,000.00 94.250 47,125.00
PUR 9/24/09 25470XAC DISH DBS CORP 7.8750 7.619
48765 10/05/09 288099 NOMURA 9/01/19 700,000.00 101.75 712,250.00
PUR 10/08/09 281023AX EDISON MISSION 7.2000 10.397
43298 10/14/09 288099 NOMURA 5/15/19 400,000.00 80.875 323,500.00
S T A T E O F N E W J E R S E Y 5167
D I V I S I O N O F I N V E S T M E N T
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DURING THE PERIOD 10/01/09 THROUGH 10/31/09
NOMURA (5167) -Cont. PAGE: 144
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TRXN/ TRADE/ CUSIP/ SECURITY DESCRIPTION/ RATE/ YIELD/ EXPENSE/
INVNT# DELIVERY DOCUMENT BROKER/SERVICER OF RECORD MATURITY PAR-OR-SHARES PRICE COMMISSION COST/PROCEEDS GAIN-OR-LOSS
------ -------- -------- --------------------------- -------- -------------- ------ ---------- -------------- --------------
PUR 9/17/09 31430QAZ FELCOR LODGING L P 10.0000 12.875
48748 10/01/09 288099 NOMURA 10/01/14 100,000.00 89.636 89,636.00
PUR 9/18/09 31430QAZ FELCOR LODGING L P 10.0000 11.063
48748 10/01/09 288099 NOMURA 10/01/14 400,000.00 96.000 384,000.00
PUR 9/18/09 31430QAZ FELCOR LODGING L P 10.0000 11.131
48748 10/01/09 288099 NOMURA 10/01/14 400,000.00 95.750 383,000.00
PUR 9/18/09 31430QAZ FELCOR LODGING L P 10.0000 10.927
48748 10/01/09 288099 NOMURA 10/01/14 200,000.00 96.500 193,000.00
PUR 9/18/09 31430QAZ FELCOR LODGING L P 10.0000 10.995
48748 10/01/09 288099 NOMURA 10/01/14 200,000.00 96.250 192,500.00
PUR 9/23/09 31430QAZ FELCOR LODGING L P 10.0000 10.458
48748 10/01/09 288099 NOMURA 10/01/14 75,000.00 98.250 73,687.50
PUR 9/23/09 31430QAZ FELCOR LODGING L P 10.0000 10.525
48748 10/01/09 288099 NOMURA 10/01/14 50,000.00 98.000 49,000.00
PUR 10/20/09 319963AT FIRST DATA CORP 10.5500 12.369
48980 10/23/09 288099 NOMURA 9/24/15 250,000.00 92.500 231,250.00
PUR 10/07/09 36159RAB GEO GROUP INC THE 7.7500 7.644
48922 10/20/09 288099 NOMURA 10/15/17 200,000.00 100.62 201,250.00
PUR 10/07/09 36159RAB GEO GROUP INC THE 7.7500 7.999
48922 10/20/09 288099 NOMURA 10/15/17 100,000.00 98.547 98,547.00
PUR 9/29/09 364725AM GANNETT CO INC 8.7500 9.128
48755 10/02/09 288099 NOMURA 11/15/14 125,000.00 98.465 123,081.25
PUR 9/29/09 364725AP GANNET CO INC 9.3750 9.627
48754 10/02/09 288099 NOMURA 11/15/17 75,000.00 98.582 73,936.50
PUR 10/20/09 364725AP GANNET CO INC 9.3750 9.576
48754 10/23/09 288099 NOMURA 11/15/17 225,000.00 98.875 222,468.75
S T A T E O F N E W J E R S E Y 5167
D I V I S I O N O F I N V E S T M E N T
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DURING THE PERIOD 10/01/09 THROUGH 10/31/09
NOMURA (5167) -Cont. PAGE: 145
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TRXN/ TRADE/ CUSIP/ SECURITY DESCRIPTION/ RATE/ YIELD/ EXPENSE/
INVNT# DELIVERY DOCUMENT BROKER/SERVICER OF RECORD MATURITY PAR-OR-SHARES PRICE COMMISSION COST/PROCEEDS GAIN-OR-LOSS
------ -------- -------- --------------------------- -------- -------------- ------ ---------- -------------- --------------
PUR 9/23/09 37250WAA GEOEYE INC 9.6250 10.248
48826 10/09/09 288099 NOMURA 10/01/15 175,000.00 97.262 170,208.50
PUR 10/13/09 37932JAB GLOBAL CROSSING 12.0000 10.603
48702 10/16/09 288099 NOMURA 9/15/15 125,000.00 106.00 132,500.00
PUR 10/06/09 390064AL GREAT ATLANTIC PAC 11.3750 10.922
47987 10/09/09 288099 NOMURA 8/01/15 150,000.00 101.87 152,812.50
PUR 10/20/09 42210PAM HEADWATERS INC 11.3750 11.625
49008 10/27/09 288099 NOMURA 11/01/14 150,000.00 99.067 148,600.50
PUR 10/20/09 42210PAM HEADWATERS INC 11.3750 10.716
49008 10/27/09 288099 NOMURA 11/01/14 150,000.00 102.50 153,750.00
PUR 10/21/09 42210PAM HEADWATERS INC 11.3750 10.523
49008 10/27/09 288099 NOMURA 11/01/14 150,000.00 103.25 154,875.00
PUR 10/21/09 42210PAM HEADWATERS INC 11.3750 10.652
49008 10/27/09 288099 NOMURA 11/01/14 100,000.00 102.75 102,750.00
PUR 10/21/09 435758AC HOLLY CORP 9.8750 9.589
47264 10/26/09 288099 NOMURA 6/15/17 200,000.00 101.50 203,000.00
PUR 10/16/09 53626YAB LIONS GATE INC 10.2500 11.250
48947 10/21/09 288099 NOMURA 11/01/16 325,000.00 95.222 309,471.50
PUR 10/22/09 63934EAM NAVISTAR INTL 8.2500 8.350
49019 10/28/09 288099 NOMURA 11/01/21 50,000.00 99.250 49,625.00
PUR 10/22/09 63934EAM NAVISTAR INTL 8.2500 8.384
49019 10/28/09 288099 NOMURA 11/01/21 100,000.00 99.000 99,000.00
PUR 10/22/09 63934EAM NAVISTAR INTL 8.2500 8.750
49019 10/28/09 288099 NOMURA 11/01/21 300,000.00 96.328 288,984.00
PUR 10/22/09 63934EAM NAVISTAR INTL 8.2500 8.350
49019 10/28/09 288099 NOMURA 11/01/21 50,000.00 99.250 49,625.00
S T A T E O F N E W J E R S E Y 5167
D I V I S I O N O F I N V E S T M E N T
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DURING THE PERIOD 10/01/09 THROUGH 10/31/09
NOMURA (5167) -Cont. PAGE: 146
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TRXN/ TRADE/ CUSIP/ SECURITY DESCRIPTION/ RATE/ YIELD/ EXPENSE/
INVNT# DELIVERY DOCUMENT BROKER/SERVICER OF RECORD MATURITY PAR-OR-SHARES PRICE COMMISSION COST/PROCEEDS GAIN-OR-LOSS
------ -------- -------- --------------------------- -------- -------------- ------ ---------- -------------- --------------
PUR 10/22/09 63934EAM NAVISTAR INTL 8.2500 8.367
49019 10/28/09 288099 NOMURA 11/01/21 50,000.00 99.125 49,562.50
PUR 10/22/09 63934EAM NAVISTAR INTL 8.2500 8.333
49019 10/28/09 288099 NOMURA 11/01/21 100,000.00 99.375 99,375.00
PUR 10/22/09 63934EAM NAVISTAR INTL 8.2500 8.342
49019 10/28/09 288099 NOMURA 11/01/21 150,000.00 99.313 148,968.75
PUR 10/22/09 63934EAM NAVISTAR INTL 8.2500 8.400
49019 10/28/09 288099 NOMURA 11/01/21 25,000.00 98.875 24,718.75
PUR 10/08/09 67090FAC NUVEEN INVESTMENTS 10.5000 14.054
42211 10/14/09 288099 NOMURA 11/15/15 125,000.00 85.750 107,187.50
PUR 10/20/09 67090FAC NUVEEN INVESTMENTS 10.5000 12.926
42211 10/23/09 288099 NOMURA 11/15/15 75,000.00 90.000 67,500.00
PUR 10/20/09 67090FAC NUVEEN INVESTMENTS 10.5000 13.056
42211 10/23/09 288099 NOMURA 11/15/15 100,000.00 89.500 89,500.00
PUR 10/08/09 767754BM RITE AID CORP 8.6250 14.037
48856 10/14/09 288099 NOMURA 3/01/15 200,000.00 80.000 160,000.00
PUR 10/08/09 767754BV RITE AID CORP 10.3750 10.473
46663 10/14/09 288099 NOMURA 7/15/16 175,000.00 99.500 174,125.00
PUR 10/19/09 767754BY RITE AID CORP 10.7500 10.523
48995 10/26/09 288099 NOMURA 10/15/19 150,000.00 101.37 152,062.50
PUR 10/19/09 767754BY RITE AID CORP 10.7500 10.543
48995 10/26/09 288099 NOMURA 10/15/19 100,000.00 101.25 101,250.00
PUR 10/19/09 767754BY RITE AID CORP 10.7500 10.875
48995 10/26/09 288099 NOMURA 10/15/19 275,000.00 99.242 272,915.50
PUR 10/15/09 829259AA HASED SINCLAIR TELE 9.2500 9.750
49041 10/29/09 288099 NOMURA 11/01/17 375,000.00 97.264 364,740.00
S T A T E O F N E W J E R S E Y 5167
D I V I S I O N O F I N V E S T M E N T
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DURING THE PERIOD 10/01/09 THROUGH 10/31/09
NOMURA (5167) -Cont. PAGE: 147
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INVNT# DELIVERY DOCUMENT BROKER/SERVICER OF RECORD MATURITY PAR-OR-SHARES PRICE COMMISSION COST/PROCEEDS GAIN-OR-LOSS
------ -------- -------- --------------------------- -------- -------------- ------ ---------- -------------- --------------
PUR 10/09/09 834376AK SOLUTIA INC 8.7500 8.749
48870 10/15/09 288099 NOMURA 11/01/17 175,000.00 100.00 175,000.00
PUR 10/09/09 834376AK SOLUTIA INC 8.7500 8.316
48870 10/15/09 288099 NOMURA 11/01/17 75,000.00 102.50 76,875.00
PUR 10/09/09 834376AK SOLUTIA INC 8.7500 8.295
48870 10/15/09 288099 NOMURA 11/01/17 75,000.00 102.62 76,968.75
PUR 10/09/09 834376AK SOLUTIA INC 8.7500 8.295
48870 10/15/09 288099 NOMURA 11/01/17 25,000.00 102.62 25,656.25
PUR 10/09/09 834376AK SOLUTIA INC 8.7500 8.316
48870 10/15/09 288099 NOMURA 11/01/17 50,000.00 102.50 51,250.00
PUR 10/16/09 874227AA TALECRIS BIOTHER 7.7500 7.876
48946 10/21/09 288099 NOMURA 11/15/16 300,000.00 99.321 297,963.00
PUR 10/21/09 88089PAG TERRA CAPITAL 7.7500 7.659
48996 10/26/09 288099 NOMURA 11/01/19 175,000.00 100.62 176,093.75
PUR 9/30/09 893647AL TRANSDIGM INC 7.7500 8.490
48781 10/06/09 288099 NOMURA 7/15/14 125,000.00 97.125 121,406.25
PUR 10/16/09 89612BAA TRICO SHIPPING 11.8750 11.274
49194 10/30/09 288099 NOMURA 11/01/14 75,000.00 102.25 76,687.50
PUR 10/16/09 89612BAA TRICO SHIPPING 11.8750 11.274
49194 10/30/09 288099 NOMURA 11/01/14 75,000.00 102.25 76,687.50
PUR 10/16/09 89612BAA TRICO SHIPPING 11.8750 11.208
49194 10/30/09 288099 NOMURA 11/01/14 50,000.00 102.50 51,250.00
PUR 10/16/09 89612BAA TRICO SHIPPING 11.8750 11.274
49194 10/30/09 288099 NOMURA 11/01/14 50,000.00 102.25 51,125.00
PUR 10/16/09 89612BAA TRICO SHIPPING 11.8750 11.241
49194 10/30/09 288099 NOMURA 11/01/14 25,000.00 102.37 25,593.75
S T A T E O F N E W J E R S E Y 5167
D I V I S I O N O F I N V E S T M E N T
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DURING THE PERIOD 10/01/09 THROUGH 10/31/09
NOMURA (5167) -Cont. PAGE: 148
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TRXN/ TRADE/ CUSIP/ SECURITY DESCRIPTION/ RATE/ YIELD/ EXPENSE/
INVNT# DELIVERY DOCUMENT BROKER/SERVICER OF RECORD MATURITY PAR-OR-SHARES PRICE COMMISSION COST/PROCEEDS GAIN-OR-LOSS
------ -------- -------- --------------------------- -------- -------------- ------ ---------- -------------- --------------
PUR 10/16/09 89612BAA TRICO SHIPPING 11.8750 12.875
49194 10/30/09 288099 NOMURA 11/01/14 125,000.00 96.393 120,491.25
PUR 10/16/09 89612BAA TRICO SHIPPING 11.8750 11.208
49194 10/30/09 288099 NOMURA 11/01/14 100,000.00 102.50 102,500.00
PUR 10/20/09 913406AF UNIVERSAL CITY FL 8.3750 8.368
46688 10/23/09 288099 NOMURA 5/01/10 125,000.00 100.00 125,000.00
PUR 10/02/09 92275PAC VENOCO INC 11.5000 12.501
48789 10/07/09 288099 NOMURA 10/01/17 675,000.00 95.030 641,452.50
PUR 10/14/09 983130AL WYNN LAS VEGAS LLC/CORP 7.8750 8.250
48909 10/19/09 288099 NOMURA 11/01/17 400,000.00 97.823 391,292.00
-------------- ---------- -------------- --------------
SUBTOTAL FIXED PURCHASES: 12,950,000.00 12,509,982.75
-------------- ---------- -------------- --------------
TOTAL FUND PURCHASES: 12,950,000.00 12,509,982.75
SALES OF FIXED INCOME SECURITIES
--------------------------------
SALE 10/02/09 00081TAC ACCO BRANDS CORP 10.6250 10.995
48733 10/07/09 288099 NOMURA 3/15/15 100,000.00 105.00 105,000.00 6,498.47
SALE 10/13/09 029912AT AMERICAN TOWER CORP 7.0000 7.612
46217 10/16/09 288099 NOMURA 10/15/17 190,000.00 108.00 205,200.00 22,075.45
SALE 10/26/09 12489LAD CB RICHARD ELLIS 11.6250 12.249
47383 10/29/09 288099 NOMURA 6/15/17 50,000.00 110.00 55,000.00 6,535.06
SALE 10/27/09 12543DAF COMMUNITY HEALTH SYSTEMS 8.8750 9.334
42002 10/30/09 288099 NOMURA 7/15/15 200,000.00 104.00 208,000.00 12,041.53
SALE 10/16/09 125577AZ CIT GROUP INC 7.6250 19.972
46561 10/21/09 288099 NOMURA 11/30/12 550,000.00 62.000 341,000.00 -56,973.32
S T A T E O F N E W J E R S E Y 5167
D I V I S I O N O F I N V E S T M E N T
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DURING THE PERIOD 10/01/09 THROUGH 10/31/09
NOMURA (5167) -Cont. PAGE: 149
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INVNT# DELIVERY DOCUMENT BROKER/SERVICER OF RECORD MATURITY PAR-OR-SHARES PRICE COMMISSION COST/PROCEEDS GAIN-OR-LOSS
------ -------- -------- --------------------------- -------- -------------- ------ ---------- -------------- --------------
SALE 10/09/09 179584AC CLAIRES STORES INC 9.2500 26.895
42928 10/15/09 288099 NOMURA 6/01/15 75,000.00 73.500 55,125.00 17,479.94
SALE 10/15/09 20605PAA CONCHO RES MIDLA 8.6250 8.377
48537 10/20/09 288099 NOMURA 10/01/17 575,000.00 103.37 594,406.25 11,300.94
SALE 10/27/09 226566AG CRICKET COMMUNICATIONS 10.0000 10.233
47636 10/30/09 288099 NOMURA 7/15/15 100,000.00 99.000 99,000.00 18.09
SALE 10/01/09 228255AD CROWN CORK & SEAL 8.0000 9.045
47710 10/06/09 288099 NOMURA 4/15/23 225,000.00 101.68 228,780.00 21,928.21
SALE 10/20/09 245217AQ DEL MONTE FOODS CO 7.5000 7.658
48747 10/23/09 288099 NOMURA 10/15/19 375,000.00 102.00 382,500.00 11,581.53
SALE 10/20/09 247361ZE DELTA AIR LINES 12.2500 13.669
48697 10/23/09 288099 NOMURA 3/15/15 100,000.00 96.000 96,000.00 1,328.53
SALE 10/01/09 26816LAT DYNEGY HOLDINGS INCORPORATE 8.3750 10.584
42297 10/06/09 288099 NOMURA 5/01/16 75,000.00 92.000 69,000.00 1,712.20
SALE 10/15/09 26816LAT DYNEGY HOLDINGS INCORPORATE 8.3750 10.584
42297 10/20/09 288099 NOMURA 5/01/16 925,000.00 93.125 861,406.25 31,066.90
SALE 10/27/09 28368EAD EL PASO ENERGY CORP 7.8000 10.033
46684 10/30/09 288099 NOMURA 8/01/31 150,000.00 93.750 140,625.00 20,074.37
SALE 10/09/09 292680AC ENERGY FUTURE 11.3750 16.553
44545 10/15/09 288099 NOMURA 11/01/17 100,000.00 72.000 72,000.00 -3,224.47
SALE 10/26/09 30212PAC EXPEDIA INC 8.5000 12.484
43174 10/29/09 288099 NOMURA 7/01/16 175,000.00 106.37 186,156.25 42,161.81
SALE 10/21/09 31430QAZ FELCOR LODGING L P 10.0000 11.120
48748 10/26/09 288099 NOMURA 10/01/14 150,000.00 99.750 149,625.00 5,897.95
SALE 10/27/09 31430QAZ FELCOR LODGING L P 10.0000 11.120
48748 10/30/09 288099 NOMURA 10/01/14 450,000.00 100.00 450,000.00 18,796.30
S T A T E O F N E W J E R S E Y 5167
D I V I S I O N O F I N V E S T M E N T
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DURING THE PERIOD 10/01/09 THROUGH 10/31/09
NOMURA (5167) -Cont. PAGE: 150
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INVNT# DELIVERY DOCUMENT BROKER/SERVICER OF RECORD MATURITY PAR-OR-SHARES PRICE COMMISSION COST/PROCEEDS GAIN-OR-LOSS
------ -------- -------- --------------------------- -------- -------------- ------ ---------- -------------- --------------
SALE 10/01/09 319963AP FIRST DATA CORP 9.8750 18.058
44687 10/06/09 288099 NOMURA 9/24/15 300,000.00 91.000 273,000.00 60,525.66
SALE 10/26/09 36159RAB GEO GROUP INC THE 7.7500 7.761
48922 10/29/09 288099 NOMURA 10/15/17 300,000.00 101.75 305,250.00 5,451.74
SALE 10/15/09 36186CAQ GMAC LLC 8.0000 16.797
45688 10/20/09 288099 NOMURA 11/01/31 75,000.00 82.500 61,875.00 25,037.11
SALE 10/15/09 404119BE HCA INC 8.5000 8.509
46260 10/20/09 288099 NOMURA 4/15/19 400,000.00 106.12 424,500.00 24,743.60
SALE 10/13/09 413627BG HARRAHS OPPERATING 10.0000 22.058
46479 10/16/09 288099 NOMURA 12/15/18 25,000.00 77.000 19,250.00 5,922.18
SALE 10/13/09 413627BG HARRAHS OPPERATING 10.0000 22.058
46479 10/16/09 288099 NOMURA 12/15/18 50,000.00 77.000 38,500.00 11,844.37
SALE 10/13/09 413627BG HARRAHS OPPERATING 10.0000 22.058
46479 10/16/09 288099 NOMURA 12/15/18 50,000.00 77.000 38,500.00 11,844.37
SALE 10/02/09 442488AU K HOVNANIAN ENTERPRISES 6.2500 24.323
42854 10/20/09 288099 NOMURA 1/15/15 600,000.00 78.000 468,000.00 180,067.77
SALE 10/02/09 442488AZ K HOVNANIAN ENTERPRISES 7.5000 18.823
43022 10/20/09 288099 NOMURA 5/15/16 1,000.00 77.000 770.00 187.25
SALE 10/20/09 442488BC K HOVNANIAN ENTERPRISES 11.5000 12.330
43760 10/20/09 NOMURA 5/01/13 635,000.00 106.00 673,100.00 52,883.60
SALE 10/02/09 442488BE K HOVNANIAN ENTR 18.0000 25.321
47900 10/20/09 288099 NOMURA 5/01/17 125,000.00 100.00 125,000.00 30,179.62
SALE 10/20/09 44701QAK HUNTSMAN INTL LLC 7.3750 11.762
47567 10/23/09 288099 NOMURA 1/01/15 275,000.00 93.500 257,125.00 28,077.18
SALE 10/06/09 44701QAR HUNTSMAN INT LLC 5.5000 9.563
48474 10/09/09 288099 NOMURA 6/30/16 250,000.00 84.750 211,875.00 11,509.87
S T A T E O F N E W J E R S E Y 5167
D I V I S I O N O F I N V E S T M E N T
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DURING THE PERIOD 10/01/09 THROUGH 10/31/09
NOMURA (5167) -Cont. PAGE: 151
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INVNT# DELIVERY DOCUMENT BROKER/SERVICER OF RECORD MATURITY PAR-OR-SHARES PRICE COMMISSION COST/PROCEEDS GAIN-OR-LOSS
------ -------- -------- --------------------------- -------- -------------- ------ ---------- -------------- --------------
SALE 10/14/09 46126PAF INVERNESS MEDICA IMA 9.0000 9.625
46661 10/19/09 288099 NOMURA 5/15/16 275,000.00 100.37 276,031.25 9,297.15
SALE 10/15/09 46284PAM IRON MOUNTAIN INC 8.3750 8.425
48043 10/20/09 288099 NOMURA 8/15/21 275,000.00 103.00 283,250.00 9,319.72
SALE 10/14/09 466112AA JBS USA LLC 11.6250 13.000
46321 10/19/09 288099 NOMURA 5/01/14 200,000.00 111.37 222,750.00 31,975.00
SALE 10/21/09 466313AE JABIL CIRCUIT 7.7500 8.496
48056 10/26/09 288099 NOMURA 7/15/16 50,000.00 105.50 52,750.00 4,640.34
SALE 10/21/09 466313AE JABIL CIRCUIT 7.7500 8.496
48056 10/26/09 288099 NOMURA 7/15/16 75,000.00 105.00 78,750.00 6,585.51
SALE 10/26/09 60467PAQ MIRANT AMERICAS GENR 8.5000 10.491
42350 10/29/09 288099 NOMURA 10/01/21 675,000.00 90.250 609,187.50 24,520.35
SALE 10/26/09 60467PAQ MIRANT AMERICAS GENR 8.5000 10.491
42350 10/29/09 288099 NOMURA 10/01/21 775,000.00 89.750 695,562.50 24,278.00
SALE 10/16/09 608328AK MOHEGAN TRIBAL 8.0000 34.890
46383 10/21/09 288099 NOMURA 4/01/12 75,000.00 88.250 66,187.50 22,678.77
SALE 10/20/09 608328AP MOHEGAN TRIBAL 7.1250 14.092
42302 10/23/09 288099 NOMURA 8/15/14 100,000.00 72.000 72,000.00 -4,210.46
SALE 10/27/09 608328AP MOHEGAN TRIBAL 7.1250 14.092
42302 10/30/09 288099 NOMURA 8/15/14 250,000.00 70.500 176,250.00 -14,443.86
SALE 10/20/09 608328AT MOHEGAN TRIBAL GAMIN 6.1250 15.251
47775 10/23/09 288099 NOMURA 2/15/13 150,000.00 84.000 126,000.00 10,624.36
SALE 10/13/09 62947QAF NXP BV/NXP FUNDING 7.8750 22.188
42325 10/16/09 288099 NOMURA 10/15/14 100,000.00 80.125 80,125.00 22,093.88
SALE 10/13/09 62947QAF NXP BV/NXP FUNDING 7.8750 22.188
42325 10/16/09 288099 NOMURA 10/15/14 100,000.00 80.000 80,000.00 21,968.88
S T A T E O F N E W J E R S E Y 5167
D I V I S I O N O F I N V E S T M E N T
DETAIL REPORT OF SECURITIES TRANSACTIONS
DURING THE PERIOD 10/01/09 THROUGH 10/31/09
NOMURA (5167) -Cont. PAGE: 152
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TRXN/ TRADE/ CUSIP/ SECURITY DESCRIPTION/ RATE/ YIELD/ EXPENSE/
INVNT# DELIVERY DOCUMENT BROKER/SERVICER OF RECORD MATURITY PAR-OR-SHARES PRICE COMMISSION COST/PROCEEDS GAIN-OR-LOSS
------ -------- -------- --------------------------- -------- -------------- ------ ---------- -------------- --------------
SALE 10/14/09 62947QAF NXP BV/NXP FUNDING 7.8750 22.188
42325 10/19/09 288099 NOMURA 10/15/14 75,000.00 82.063 61,546.88 17,996.35
SALE 10/22/09 62947QAF NXP BV/NXP FUNDING 7.8750 22.188
42325 10/27/09 288099 NOMURA 10/15/14 100,000.00 85.500 85,500.00 27,335.06
SALE 10/22/09 62947QAF NXP BV/NXP FUNDING 7.8750 22.188
42325 10/27/09 288099 NOMURA 10/15/14 75,000.00 85.500 64,125.00 20,501.30
SALE 10/27/09 62947QAF NXP BV/NXP FUNDING 7.8750 22.188
42325 10/30/09 288099 NOMURA 10/15/14 113,000.00 84.000 94,920.00 29,151.91
SALE 10/27/09 65332VBH NEXTEL COMMUNICATNS 6.8750 13.647
45222 10/30/09 288099 NOMURA 10/31/13 200,000.00 92.375 184,750.00 25,466.83
SALE 10/15/09 65409QAJ NIELSEN FIN LLC 69.730
44186 10/20/09 288099 NOMURA 8/01/16 75,000.00 83.500 62,625.00 29,431.98
SALE 10/15/09 716495AD PETROHAWK ENERGY CORP 7.8750 9.310
46772 10/20/09 288099 NOMURA 6/01/15 100,000.00 100.50 100,500.00 6,681.76
SALE 10/02/09 767754BQ RITE AID CORP 9.3750 25.252
43655 10/07/09 288099 NOMURA 12/15/15 1,500,000.00 80.000 1,200,000.00 427,633.76
SALE 10/20/09 78401FAB SBA TELECOMMUNICATIONS 8.0000 8.124
47855 10/23/09 288099 NOMURA 8/15/19 75,000.00 106.00 79,500.00 5,133.63
SALE 10/22/09 827048AL SILGAN HOLDINGS 7.2500 7.744
46664 10/27/09 288099 NOMURA 8/15/16 225,000.00 102.25 230,062.50 10,888.08
SALE 10/15/09 852060AT SPRINT CAPITAL CORP 8.7500 10.440
42215 10/20/09 288099 NOMURA 3/15/32 225,000.00 88.500 199,125.00 6,858.50
SALE 10/21/09 878742AM TECK RESOURCES LIMITED 10.2500 11.375
48391 10/26/09 288099 NOMURA 5/15/16 350,000.00 114.75 401,625.00 69,520.88
SALE 10/20/09 89855VAB TUBE CITY IMS CORP 9.7500 22.249
47430 10/23/09 288099 NOMURA 2/01/15 500,000.00 91.250 456,250.00 145,095.12
S T A T E O F N E W J E R S E Y 5167
D I V I S I O N O F I N V E S T M E N T
DETAIL REPORT OF SECURITIES TRANSACTIONS
DURING THE PERIOD 10/01/09 THROUGH 10/31/09
NOMURA (5167) -Cont. PAGE: 153
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TRXN/ TRADE/ CUSIP/ SECURITY DESCRIPTION/ RATE/ YIELD/ EXPENSE/
INVNT# DELIVERY DOCUMENT BROKER/SERVICER OF RECORD MATURITY PAR-OR-SHARES PRICE COMMISSION COST/PROCEEDS GAIN-OR-LOSS
------ -------- -------- --------------------------- -------- -------------- ------ ---------- -------------- --------------
SALE 10/20/09 969457BS WILLIAMS COMPANIES INC 8.7500 8.984
48072 10/23/09 288099 NOMURA 1/15/20 90,000.00 113.50 102,150.00 13,561.02
SALE 10/22/09 983130AL WYNN LAS VEGAS LLC/CORP 7.8750 8.250
48909 10/27/09 288099 NOMURA 11/01/17 400,000.00 99.375 397,500.00 6,177.96
-------------- ---------- -------------- --------------
SUBTOTAL FIXED SALES: 14,854,000.00 13,734,591.88 1,629,335.59
SALES OF STOCK AND OTHER EQUITIES
---------------------------------
SALE 10/06/09 74038A20 PREFERRED BLOCKER INC
44243 10/09/09 288099 NOMURA 150.00 570.00 85,500.00 72,424.33
SALE 10/06/09 74038A20 PREFERRED BLOCKER INC .05
44243 10/09/09 288099 NOMURA 3.00 572.51 1,717.50 1,455.99
-------------- ====== ---------- -------------- --------------
2 INTRA-DAY TRANSACTIONS SUBTOTAL: 153.00 570.04 .05 87,217.50 73,880.32
-------------- ---------- -------------- --------------
SUBTOTAL STOCK SALES: 153.00 .05 87,217.50 73,880.32
-------------- ---------- -------------- --------------
TOTAL FUND SALES: 14,854,153.00 .05 13,821,809.38 1,703,215.91
END OF REPORT FOR: NOMURA