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2005-188

- Final Decision
- Findings and Recommendations of the Executive Director

Final Decision

Louis Paul Toscano
   Complainant
      v.
New Jersey Department of Law and Public Safety,
Division on Civil Rights
   Custodian of Record

Complaint No. 2005-188

 

At its January 27, 2006 public meeting, the Government Records Council ("Council") considered the January 19, 2006 Findings and Recommendations of the Executive Director and all related documentation submitted by the parties. The Council voted unanimously to adopt the entirety of said findings and recommendations.  The Council, therefore, finds that:

  1. No records responsive to the request exist except for the computer screens that were provided to the Complaint on September 9, 2005 as certified by the Custodian.  Therefore, there is no unlawful denial of access.
  2. Pursuant to N.J.S.A. 47:1A-7.b. the Council does not have the authority to determine whether the Complainant withdrew a complaint filed with the New Jersey Department of Law and Public Safety, Division on Civil Rights.

This is the final administrative determination in this matter. Any further review should be pursued in the Appellate Division of the Superior Court of New Jersey within forty-five (45) days. Information about the appeals process can be obtained from the Appellate Division Clerk's Office, Hughes Justice Complex, 25 W. Market St., PO Box 006, Trenton, NJ 08625-0006.

Final Decision Rendered by the
Government Records Council
On The 27th Day of January, 2006

Diane Schonyers, Vice Chairperson
Government Records Council

I attest the foregoing is a true and accurate record of the Government Records Council.

Robin Berg Tabakin, Secretary
Government Records Council 

Decision Distribution Date:  February 8, 2006

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Findings and Recommendations of the Executive Director

                                                 STATE OF NEW JERSEY

GOVERNMENT RECORDS COUNCIL

 

Findings and Recommendations of the Executive Director

January 27, 2005 Council Meeting

 

 

 

Louis Paul Toscano                                        GRC Case No. 2005-188

     Complainant

 

            v.

 

New Jersey Department of Law and Public Safety,

Division on Civil Rights

Custodian of Records

 

 

Records Requested:

All information pertaining to Docket No.ET03MB-34726 against former employer AT&T.

Request Made: August 15, 2005[1]

Response Made: September 9, 2005[2]

Custodian: James Sincaglia

GRC Complaint filed: October 5, 2005

 

Background

 

September 2, 2005

Denial of Access Complaint filed with the Government Records Council (“GRC”).  Attachment to the complaint:

  • Open Public Records Act (“OPRA”) Request dated August 15, 2005

 

The Complainant states in his Denial of Access Complaint that he filed his OPRA request with the New Jersey Division on Civil Rights (“Division”) Bureau Chief, James Sincaglia, on August 15, 2005.  He asserts that the documents provided to him are “bogus.” He asserts further that he submitted a question to Senator Leonard Lance about the operations of the Division and was informed that he had withdrawn his case, which he claims is untrue.  He also contends that he telephoned the Division and went to the Division’s office on September 22, 2005 and spoke to a supervisor who was unable to “clear up [the] discrepancy.” 

 

October 12, 2005

Offer of mediation transmitted to the Complainant and the Custodian.

 

October 13, 2005

            Complainant submits agreement to mediate.  The Complainant states that he requests the presence of Larry Johnson because “he created the bogus record that I did receive and for which I refuse to pay $9.50.” [3]

           

October 25, 2005

The Government Records Council (“GRC”) sends the request for the Custodian’s Statement of Information (“SOI”).

 

November 7, 2005

            E-mail from the GRC staff to Custodian’s counsel requesting the SOI.

 

November 9, 2005

            E-mail response from Custodian’s counsel informing the GRC that the SOI will be submitted on November 14, 2005.

 

November 17, 2005

The Custodian and counsel submitted the SOI with the following attachments:

  • Custodian counsel’s cover letter
  • Custodian’s SOI
  • Exhibit A - Division Retention Policy, p. 2
  • Exhibit B - Custodian’s written response dated September 9, 2005 with fourteen (14) pages of information from the Division’s Management Information System re: Toscano v. AT&T, Docket No. ET03MB-34726.
  • Exhibit C - “closed files management” page containing a list of Division’s destroyed boxes – (213593 identifies Mr. Toscano’s file). 

 

The Custodian certifies in the SOI that the records requested by the Complainant concern a file closed in 1993.  He also certifies that at the time of the OPRA request on September 6, 2005, the file had been destroyed under the Division’s records retention policy.  The Custodian contends that the only records in existence concerning the Toscano v. AT&T, Docket No. ET03MB-34726 were computer screens in the Division’s Management Information System that identify the case and its disposition.  Copies of the computer screens were provided to the Complainant on September 9, 2005. 

 

Custodian’s counsel states that the Division opened the requested file in 1992 when the Complainant filed a complaint with the Division and in 1993 the case was closed based on the Complainant’s withdrawal of the complaint.  He states further that the requested file was destroyed based on the Division’s records retention policy on pg. 2 of said policy in Exhibit A included with the SOI.  Counsel asserts that the matter of whether the Complainant withdrew his complaint is outside the jurisdiction of the GRC and if the GRC believes it has jurisdiction, there are no records, other than the computer screens provided to the Complainant on September 9, 2005, in existence that are responsive to the request. 

 

November 20, 2005[4]

            Complainant’s supplemental submission to the GRC in response to the Custodian’s SOI.  The Complainant disputes that he received “every document relevant to the complaint” and also disputes that he voluntarily withdrew his complaint with the Division.  He questions the retention policy and why the records were not retained “as if for posterity.”  He asserts that he did not file the denial of access complaint because he did not “like the documents” but contends the documents received were not factual and was charged $9.50. 

 

Analysis

 

Whether there was an unlawful denial of access to the requested records concerning Docket No. ET03MB-34726 pursuant to the OPRA? 

 

OPRA provides that:

 

“… government records shall be readily accessible for inspection, copying, or examination by the citizens of this State, with certain exceptions …”  (Emphasis added.) N.J.S.A. 47:1A-1.

 

Additionally, OPRA defines a government record as:

 

 “ … any paper, written or printed book, document, drawing, map, plan, photograph, microfilm, data processed or image processed document, information stored or maintained electronically or by sound-recording or in a similar device, or any copy thereof, that has been made, maintained or kept on file … or that has been received …”  (Emphasis added.) N.J.S.A. 47:1A-1.1.

OPRA places the onus on the Custodian to provide that a denial of access is lawful.   Specifically, OPRA provides that:

 “… [t]he public agency shall have the burden of proving that the denial of access is authorized by law…” N.J.S.A. 47:1A-6.

 

The Custodian certifies in the Statement of Information that the records requested by the Complainant concern a file closed in 1993.  He also certifies that at the time of the OPRA request on September 6, 2005, the file had been destroyed under the Division’s records retention policy.  The Custodian contends that the only records in existence concerning the Toscano v. AT&T, Docket No. ET03MB-34726 were computer screens in the Division’s Management Information System that identify the case and its disposition.  Copies of the computer screens were provided to the Complainant on September 9, 2005. 

 

No records responsive to the request exist except for the computer screens as certified by the Custodian.  Therefore, there is no unlawful denial of access.

 

Whether the Government Records Council has the authority to determine if the Complainant withdrew his complaint with the Division, which is the subject of the OPRA request for records concerning Docket No. ET03MB-34726?

 

            Pursuant to OPRA, the GRC’s authority is to adjudicate complaints involving a denial of access.  OPRA states in relevant part that the Council shall:

 “….receive, hear, review and adjudicate a complaint filed by any person concerning a denial of access to a government record by a records custodian…”(Emphasis added.) N.J.S.A. 47:1-7.b.

 

The Complainant disputes the Division’s claim that he withdrew the complaint with the Division.  Pursuant to N.J.S.A. 47:1A-7.b the Council does not have the authority to determine whether the Complainant withdrew a complaint filed with the Division. 

 

 

Conclusions and Recommendations

 

The Executive Director respectfully recommends that the Council find that:

 

  1. No records responsive to the request exist except for the computer screens that were provided to the Complaint on September 9, 2005 as certified by the Custodian.  Therefore, there is no unlawful denial of access.

 

  1. N.J.S.A. 47:1A-7.b. the Council does not have the authority to determine whether the Complainant withdrew a complaint filed with the Division.

 

 

 

 

 

Prepared By: 

 

 

Approved By:

Paul F. Dice

Executive Director

Government Records Council

 

Date:    January  19, 2005



[1] The Custodian certifies in the Statement of Information that the request was received September 6, 2005.

[2] Written response submitted with the Custodian’s Statement of Information.

[3] There was no response from the Custodian to the offer of mediation.

[4] Correspondence received by the GRC on December 12, 2005.  Complainant notes that the letter was returned and was resent to the GRC on December 7, 2005.

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